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Based on international standards, the EU Directive on Working Time, implemented in the Working Time Regulations, places limits on the working week, mandates rest periods each day and each week, and provides for paid annual leave. These rights are subject to various exclusions for certain types of employment, permit some opt-outs by terms in the contract of employment, and also permit collective agreements to modify the rights. The chapter considers these various matters, and concludes by examining the weak remedies provided by health and safety inspectors and some civil claims.
EU law has developed mandatory requirements for employers to inform and consult employee representatives. These various provisions remain in force in British law post-Brexit, though Brexit will clearly have implications for their future development. In this chapter, we consider information and consultation obligations relating to collective redundancies, as well as the more wide ranging provisions in the Information and Consultation of Employees Regulations 2004, and the Transnational Information and Consultation of Employees Regulations 1999, as amended in 2010.
The common law permits employers to fix the wages payable under the contract of employment and also upholds a broad principle of no work–no pay. Statute protects employees against deductions from their wages that are not authorised by the terms of their contract. Subject to the express terms of the contract, in some circumstances employers may be under a duty to provide work so that employees can earn a living. These rules embrace a principle of mutuality that protects the expectation of the employer that work will be performed and of the employee that work will be remunerated. The National Minimum Wage sets a floor on wages for all workers. The chapter describes the method of assessing whether the minimum wage is paid in various kinds of jobs. It concludes by assessing the various types of enforcement mechanisms, including HMRC inspectors, penalties and civil claims, and assesses the effectiveness of the law.
Dark patterns are the subject of a surge of regulatory interest in the EU. Much new legislation in the areas of consumer law, data protection and competition law include provisions on dark patterns. Businesses use dark patterns to increase their revenue at the expense of consumers who purchase products they may not need, spend more time or give up more personal data than they would otherwise. Instead of focusing on the more normative issue of when dark patterns should be considered harmful, the chapter compares the different legal frameworks applicable to these practices and asks to what extent the increasingly fragmented EU regulatory landscape can offer effective overall protection against dark patterns. While useful complementarities may arise when parallel sets of rules target different concerns or protect different values, there are also risks of inconsistencies that may lead to either under- or overenforcement due to the fragmentation of the overall regulatory framework. The chapter submits that three needs result from the state of play and offers suggestions to improve the enforcement against dark patterns based on the current EU regulatory framework.
Chapter 2 explores the constitutive elements of global environmental governance. International environmental governance works when states fulfill the commitments they undertake under international law, such as the obligation to exchange information on transboundary environmental risks and impacts and the duty to notify and consult with other states with regard to such risks and impacts. Mechanisms of global environmental governance include also environmental impact assessments and strategic impact assessments. The chapter examines, furthermore, how the monitoring, control, and surveillance (MCS) of compliance with international environmental obligations has been modernized by the wide application of technologies. It explores whether green democracy has become a universal aspirational principle, and how the system for the protection of human rights has been used as a tool for the protection of the environment, lending support to the emergence of a right to a healthy environment. Whether nature, as a legal entity, should be accorded rights and have a say on the development plans of states is also analyzed.
This chapter discusses the broad concept of a market and financial markets. It then delves into the markets for shares (securities) and derivatives. Important actors in the financial markets are highlighted, such as the market operators (the ASX), intermediaries (such as stockbrokers), investors and the largest and most powerful of corporations—listed companies. The regulation of financial markets in chs 6CA and 7 of the Corporations Act is examined, beginning with the definitions of financial products (securities and derivatives). The licensing and supervision of financial markets is then considered: first, the licensing of markets themselves and their supervision through a system of rules—the Market Integrity Rules, the Operating Rules, and the Listing Rules.
This chapter then examines the interplay between certain listing rules and ch 6CA which requires disclosure by listed companies of material information to the market. We then consider the regulation of market misconduct under pt 7.10 of the Corporations Act. Finally, this chapter considers the public and private enforcement of the aforementioned obligations.
Corporate law, like all law, has a context; indeed, it has many contexts. To understand corporate law today, we need to appreciate the forces—social, political, economic, global and local— which shape that law. Modern corporations and contemporary Australian corporate law should be understood as a product of, and a compromise between, various social, economic and legal ideas and philosophies. This is the focus of the first two chapters of this book.
In this chapter, we ask the reader to temporarily postpone the quest for a more detailed explanation of the legal concepts that are introduced. We will come back to examine these concepts in detail elsewhere in the book.
Chapter 8 turns to a paired comparison of secondhand smoke prevention policies, which offer a more optimistic picture of sociolegal change. In addition to more nonsmoking rules, changing social norms and declining smoking rates were conducive to realizing reforms—and benefited from them. This chapter details the contributions of tobacco control advocates through lobbying, educational activities, and lawsuits related to secondhand smoke, especially in workplaces and at subnational levels. Their multi sited activism is a necessary part of understanding why one is now much less likely to be exposed to secondhand smoke in Korea and Japan.
This chapter considers the various means and methods for the peaceful settlement of international disputes as envisaged under the UN Charter and associated mechanisms. The key provisions of the UN Charter are considered, followed by an assessment of various methods of dispute settlement: negotiation, enquiry, mediation and conciliation, arbitration and adjudication. Given its significance to international law, particular attention is given to the ICJ and its jurisdiction in contentious cases and to deliver advisory opinions. The relationship between the ICJ and the Security Council is assessed, as are trends in dispute settlement.
This chapter considers examples of State enforcement of international law, including in cases of war crimes and genocide. It then assesses collective enforcement under mechanisms provided for in the UN Charter, giving particular consideration to UN sanctions, including Australian law and policy approaches giving effect to sanctions, and peacekeeping.
The chapter outlines the requirements for creating a valid pledge, including the necessity of an agreement and the transfer of possession.
The chapter then explores the concept of a lien, which grants a creditor the right to retain possession of a debtor’s property until the debt is satisfied. It explains the conditions under which liens arise, typically through the provision of services or materials that enhance the value of the property.
A significant portion of the chapter is dedicated to discussing the priority of claims. It explains how pledges and liens interact with other security interests and the legal rules that determine the priority of creditors’ claims. The chapter also details the enforcement mechanisms available to creditors, including the sale of the pledged or liened property and the distribution of proceeds.
By analyzing these aspects, the chapter provides a thorough understanding of the legal intricacies of pledges and liens, emphasizing their practical implications for securing and enforcing debts in China.
We study monitoring and enforcement for environmental compliance in the context of a transitional economy. We estimate the factors correlated with inspections carried out by the Chilean Superintendence of Environment, the imposition of fines to detected violators and the compliance behaviour of regulated facilities. The analysis considers 6,670 facilities from different economic sectors between 2013 and 2019. We find evidence of targeted monitoring and enforcement actions based on past facilities’ behaviour and individual specific characteristics. The size of the implemented fines on detected violators correlates positively with the severity and recurrence of the violation and larger fines are imposed on facilities in the energy and mining sector. We also find that the imposition of fines is transmitted as a spillover effect on the compliance behaviour of facilities sharing the same firm owner. We discuss the policy implications for improving monitoring and enforcement strategies under budget constraints.
We describe an outbreak of Legionnaires’ disease linked to an exclusive cold-water source in a private residential setting in Yorkshire. The cold-water source was identified following microbiological testing of clinical and environmental samples. Legionella pneumophila was only detected in the cold-water system. Three cases were identified over the course of the outbreak: two confirmed and one probable. Conditions favourable to bacterial growth included system ‘dead legs’ and significant heat transfer to the cold-water system. We describe challenges in implementing control measures at the venue and highlight the importance of using enforcement powers, where necessary, to reduce risk.
Do societies with more extensive welfare states also perform better environmentally? Surprisingly, the empirical evidence for this relationship remains inconclusive. We focus on CO2 emissions in lower-income countries and argue that considering state capacity as a moderator helps achieving greater theoretical and empirical clarity in understanding when the welfare state – climate change mitigation relationship. We hypothesize that lower-income societies with more developed welfare states exhibit lower carbon emissions when they also have more state capacity. The underlying mechanism centers on the ability of the state to compensate losers from policy change and its enforcement power required for policy implementation. Using data on CO2 emissions, social protection, and labor market regulations, as well as state capacity in 66 lower-income countries since 2005, we find that carbon emissions tend to be lower in countries characterized both by a welfare state focused on reducing socio-economic inequality and high state capacity.
This title delves into the mechanisms and processes of international human rights litigation, focusing on the various judicial and quasi-judicial bodies that adjudicate human rights complaints. It examines the diversity of international complaints mechanisms, including regional human rights courts, such as the European Court of Human Rights, Inter-American Court of Human Rights, and African Court on Human and Peoples’ Rights, as well as nonjudicial bodies such as the Human Rights Committee and other treaty bodies. The section discusses the conditions of admissibility for international complaints, the procedures for examining claims, and the standards of proof and evidence. It also explores the role of provisional measures in protecting human rights during litigation and the challenges in enforcing international human rights decisions. By providing insights into the litigation process, this title highlights the importance of access to justice and the role of international bodies in holding states accountable for human rights violations.
While the UN secretary-general maintains in the 2023 New Agenda for Peace that the impartiality of the United Nations is its strongest asset, the UN is increasingly becoming partial on the ground. The trend that started with the inclusion of the Force Intervention Brigade in the UN Organization Stabilization Mission in the Democratic Republic of Congo in 2013 is accelerating and taking on new forms. The UN has been supporting the African Union Mission in Somalia and providing logistical support to the Group of Five for the Sahel Joint Force in Mali. In December 2023, the UN Security Council agreed on a resolution that should enable the predictability and sustainability of assessed contributions to African-led counterinsurgency and counterterrorism operations, on certain conditions. The normative consequences of increased support to African-led interventions are significant and little explored. The UN system, including humanitarian and human rights components, will no longer be able to claim impartiality in countries where the UN is financing African-led interventions that are propping up fledgling regimes against opposition and terrorist groups. This essay will unpack and examine these developments and their consequences for UN peacekeeping and the larger UN system.
The enforcement of labor informality is subject to electoral motivations, and political parties on the left and right have different incentives to do so. While leftist governments are more lenient not to harm their informal electorate, right-wing incumbents face an electoral dilemma: the part of its constituency that benefits from informal work is in favor of a permissive attitude, but another section demands a tough hand to deal with the unfair competition that informal work represents. Taking Chile as a case study and drawing on panel data on labor inspections, this article explores the electoral drivers behind enforcement. Our estimations, robust to fixed-effect and panel event-study approach, reveal that the left does not forbear, but the right carries out selective enforcement, concentrating inspections in competitive districts and accelerating the pace of control as presidential polls approach. The article concludes with policy recommendations to limit the electoral bias.
This chapter employs ethnographic insights to develop a generalizable theory of criminalized governance. The theory accounts for why gang organizations and their members engage in varying levels of coercion and benefits provision to residents living in areas where they operate. When gangs compete, they rely more on coercion and violence as they demand heightened levels of obedience from local communities. When police are actively enforcing against gangs, however, they will provide more responsive benefits to local populations to gain resident support in their effort to avoid detection and arrest. Although gang-level incentives may seem to predominate, the role of residents is crucial. The chapter describes how resident responses within these various security environments can shape the nature of the threats to gangs and, thereby, governance outcomes. The chapter concludes by describing the dynamics that should be observed within each of the ideal-typical criminalized governance regimes and addresses several alternative factors that may shape these outcomes.
This chapters traces the evolution of the Nova Holanda gang’s governance practices from the mid-1990s until the occupation of Maré by the Brazilian Military in April 2014 through the analysis of newspaper archives, oral histories with residents and gang members, and a dataset of anonymous gang denunciations. Following its integration into the Comando Vermelho faction, CVNH maintained a benevolent dictator regime, combining high levels of coercion with responsive benefits, until several years of warfare with their primary rival led to the use of extreme forms of coercion against residents as disorder prevailed. By 2004, the war between CVNH and Terceiro Comando Puro (TCP) had ended though enforcement continued to be active and frequent, leading to a social bandit regime, in which the gang offered significant benefits and engaged in low levels of coercion. Then, following the resurgence of TCP in 2009 until the arrival of the Brazilian military, CVNH can be considered a benevolent dictator gang once again. They ramped up their coercive behavior in response to TCP’s more aggressive posture while providing significant benefits to avoid frequent police enforcement efforts.
The Digital Markets Act (DMA) is a rare bird in competition policy. Indeed, it is a hybrid framework incorporating the institutional setting of a regulatory tool as well as the conduct already targeted by antitrust authorities in proceedings against digital platforms. From a policy perspective, the DMA seeks to prevent some anticompetitive practices. To this end, the EU legislator has construed an intricate set of provisions pursuing different policy goals. After setting out these goals in relation to the proclaimed legal interests protected by the DMA (ie, contestability and fairness), the paper uncovers the policy goals underlying each of the provisions. Relying on the first round of compliance reports issued by gatekeepers in March and October 2024, the analysis aims at providing adequate pathways to measure the DMA’s success, based on the explicit legal interests and implict policy goals fleshed out by the regulation. The paper maps out market scenarios where policymakers can assert that the DMA’s enforcement has been effective.