12.1 Introduction
One Health approaches seek to recognise the complex inter-relatedness and interdependence between Country, animals and peoples, an approach that Indigenous peoples have been refining for millennia.Footnote 1 It is through this lens that First Nations people share insights such as, ‘when Country’s sick, we are sick’ and a feeling of Country as Mother, noting the rich relationship between land and people. As One Health frameworks seek to transform from responding to incidents to being proactive in the prevention of future events, Indigenous Knowledges and wisdom will be integral to this transformation. Critically, Indigenous Knowledges should be placed at the centre of this movement, ensuring Indigenous leadership and self-determination permeates each aspect of future One Health models.
Indigenous Knowledges and their evolution across pre- and post-colonial Australia provide a demonstrated understanding and application of practices beyond One Health. Despite being most impacted by the failures of adopting interdisciplinary One Health approaches, particularly during colonisation, Indigenous Knowledges provide critical methodologies and governance structures to implement and understand the relationship between people, animals, and Country. Most recently, this was demonstrated during the COVID-19 pandemic whereby Indigenous peoples developed their own public health strategies to complement broader health directions. This included, but was not limited to, locking down communities and self-mobilising to obtain resources, even despite direct opposition from police.Footnote 2
There are a range of national and international agreements that inform how Indigenous rights and Knowledges should be applied in a One Health context. The United Nations Declaration on the Rights of Indigenous Peoples (UNDRIP),Footnote 3 for example, notes the right to the improvement of Indigenous health. Particular inclusion within UNDRIP are the rights that note Indigenous self-determination in relation to the active involvement in the development and determination of health programs, for access to healthcare services more broadly and the continuance of traditional health practices. Despite Australia endorsing UNDRIP in 2009, the Australian Human Rights Commission have remained critical over the implementation of these rights in Australian legislation,Footnote 4 and this impacts government approaches to collaboration and partnership with Indigenous communities and organisations. Australia has also ratified the Convention on Biological Diversity (CBD), which recognises the ecological knowledge of Indigenous peoples and the importance but not the requirement of free, prior, and informed consent in the application of such Knowledges. It also requires signatories to respect, preserve, and maintain Indigenous peoples’ ecological knowledge and practices in relation to conservation and sustainable use of biological diversity.Footnote 5 Australia is also a signatory to the Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from their Utilization (Nagoya),Footnote 6 a global agreement that implements the access and benefit-sharing obligations of the CBD and extends the requirements (from the CBD) of Prior Informed Consent and Mutually Agreed Terms to Traditional Knowledge. The protocol creates a framework that ensures the fair and equitable sharing of benefits that arise from the use of genetic resources.Footnote 7 Yet again, the national implementation of the CBD and Nagoya Protocols are yet to influence practice for all Indigenous peoples across Australia.
Indigenous peoples have always seen this Country through connections, with an alignment between land, animals, and people demonstrated through embodiment and reflections in ceremonial dancing, for example, and trust between nations that we will all enact our role of protecting and caring for our individual countries. As such, One Health strategies should be developed and implemented in parallel with the UNDRIP, CBD, and Nagoya principles, particularly given the strong Caring for Country alignment and the vast connection that Indigenous peoples have with the various countries across Australia.
This chapter explores methods to reconceptualise and reorientate One Health understanding within Australia by aspiring to precolonial Indigenous ways of being and doing. Importantly, it also draws upon the post-colonial involvement and learnings of Indigenous peoples in Australia, integrating through self-determination or forced into modern economies and society. It is underpinned by the Indigenist research paradigm as articulated by Lester-Irabinna Rigney that places lived experience, ‘ideas, traditions, dreams, interest, aspirations, and struggles’ of First Nations individuals and communities at the centre of research to ‘serve and inform the Indigenous struggle for self-determination’.Footnote 8 The experiences, Knowledges and perspectives of First Nations peoples cannot be understood without centring and prioritising Indigenous voices. Consequently, this contribution is designed to place Indigenous understandings and priorities at its centre.
12.2 Pre-colonisation and Impact of Colonisation
Aboriginal and Torres Strait Islander peoples, Australia’s Indigenous peoples, lived sustainably across Australia from time immemorial. Complex relationships and structures were developed, with each of the over 260 nations having developed a variety of languages and lifestyle systems synonymous with the landscapes in which they were living.Footnote 9 These landscapes formed part of Indigenous identity, with Indigenous peoples referring to themselves as belonging to certain Countries or nations, which provided context for marriage and other customary lore.
Indigenous peoples used a strict skin and totemic based system for the care and connection of animals in Australia. These totemic structures, in their simplest understanding, ensured that Indigenous peoples respected aspects of the land in different ways to one another, thereby ensuring the protection of species and thereby the land.Footnote 10 This strategy ensured Country, and therefore animals and people, was cared for deeply and carefully by First Nations communities.
During the initial stages and activities of colonisation, and the nuanced practices that made up colonisation through successive activities across country, Indigenous peoples were the first impacted by the failure of One Health models and the breakdown of their lifestyles across Australia.Footnote 11 During many instances of colonisation, livestock, disease and fractured Indigenous communities were forced through neighbouring landscapes prior to non-Indigenous peoples, thinking and recording.
The commentary on the health and physique of Indigenous peoples was, however, reflected upon in early journals and subsequently noted in the place names given in the landscape. Locations, such as Manly, reflect on this viewpoint noting the physical attributes of the Indigenous people witnessed.Footnote 12 These reflections in early journals provide further context for growing scholarly discussion regarding Indigenous agricultural systems prior to colonisation and the parklike aesthetics of Country, synonymous to European lands, viewed by early colonisers.Footnote 13
Importantly, the process of agriculture is one colonising action, impacting landscapes seen as ‘wastelands’ to cultivate soils and drive Indigenous peoples off Country.Footnote 14 As the biggest land-use category of lands across Australia,Footnote 15 the process of agriculture created tension between Indigenous and non-Indigenous peoples. Importantly, this tension is still felt today as farmers compete with Indigenous Native Title rights in fear of losing land for agricultural purposes.Footnote 16
Indigenous labour was particularly sought after during the early stages of colonisation, as farmers took over landscapes.Footnote 17 However, the result of not prioritising Indigenous Knowledges, and the subsequent colonisation through agricultural systems has resulted in, since 1940, 25 per cent of all infectious diseases and 50 per cent of zoonotic infectious diseases emerging in humans globally being associated with agricultural drivers.Footnote 18
12.3 Current State
While the reflection on historic experiences provides context for the current state, it is important to note the evolution of Indigenous Knowledges over this period for relevance in today’s society; that Indigenous systems did not just stop with colonisation, nor was culture lost or stuck in time, but instead it transformed with society too. This is despite anthropological rhetoric that affixes Indigenous culture to time and place,Footnote 19 incapable of transformation. Actions across this landscape demonstrate adaptability of this culture to new industries and economies; for example, selling early fishing harvests to the colony for survival.Footnote 20 By exploring Indigenous Knowledges through this lens, the opportunities for unlocking Indigenous thinking and systems are demonstrated through historic and more recent Indigenous evolutions.
Importantly, this chapter is written with the key awareness that One Health systems, much alike broader healthcare frameworks, continue to fail in understanding Indigenous perspectives.Footnote 21 Current Closing the Gap targets, the Federal and State Government commitments to address social determinant discrepancies between Indigenous and non-Indigenous peoples, demonstrate some improvement in terms of Indigenous life expectancy and healthy children, though overarchingly showing a worsening rating for social and emotional wellbeing.Footnote 22 Importantly, no health outcomes, such as Indigenous children being born healthy and strong compared to non-Indigenous children, are on track for Closing the Gap between Indigenous and non-Indigenous health areas.Footnote 23
Having experienced the challenges of health systems, in Australia, Aboriginal Community Controlled Health Organisations (ACCHOs) were established to engage better with Indigenous communities and provide a range of health support for Indigenous peoples. ACCHOs have long adopted a broader and more holistic definition of health, which provides context for Indigenous health as part of One-Health frameworks, defined in the Constitution of the National peak body as:
“Aboriginal health” means not just the physical well-being of an individual but refers to the social, emotional and cultural well-being of the whole Community in which each individual is able to achieve their full potential as a human being thereby bringing about the total well-being of their Community. It is a whole of life view and includes the cyclical concept of life-death-life.Footnote 24
12.4 The Indigenous Estate
Indigenous land holdings represent 56 per cent of Australia’s landmassFootnote 25 with government aspirations to grow the ‘Indigenous Estate’, in respect to both land and sea country, by 15 per cent.Footnote 26 This large representation of Indigenous interests in land cements opportunities for Indigenous inclusion in the space, practically demonstrating the connection to landscapes right across the Country for the incorporation of One Health principles, nuanced to traditional homelands.
Land use, and therefore land ownership, is integral for One Health approaches, as approximately 22 per cent of infectious diseases in Australia have been associated with land use and native vegetation change, including Hendra virus.Footnote 27 This means that future land use changes, self-determined and driven by Indigenous peoples, will have a direct impact on One Health reactionary practices but also the prevention of such events.
The World Bank recently noted that about 36 per cent of remaining intact forests are on Indigenous Peoples’ lands, with First Nations communities safeguarding 80 per cent of the world’s remaining biodiversity.Footnote 28 While specific data is not available regarding the comparisons between Indigenous managed landscapes and non-Indigenous lands, this international approach suggests that future land title changes will provide future protection for Australia’s forests and biodiversity.Footnote 29
However, despite this access to land, much of the country remains used by non-Indigenous peoples.Footnote 30 This is further reflected in terms of Indigenous representation across the agricultural sector, with low levels of employment, representing just 1.8 per cent of the current agricultural workforce,Footnote 31 and a pipeline of less than five Indigenous agricultural graduates across every university in Australia.Footnote 32
12.5 Australia, Indigenous Knowledges, and the One Health Domains
The adoption, development, and implementation of One Health in Australia is still in its infancy, largely propelled into the spotlight by the arrival of COVID-19.Footnote 33 However, attempts to bring together Western understandings of health and Indigenous Knowledges across the three One Health domains – human, animal, and environmental health – have been underway for decades. While the narrative underpinning these efforts has typically been framed in Western narratives through a deficit-based discourse relating to the health inequalities for Indigenous peoples,Footnote 34 in recent years it has slowly been transitioning towards a more strengths-based foundation.Footnote 35
The transitions and initiatives currently underway across the One Health domains are perhaps best conceptualised as processes of indigenisation and/or decolonisation. In a One Health context, Indigenisation centres on systems that perpetuate colonial values and privileges Western Knowledges and ways of working. It is a collaborative process that involves the transformation of colonial spaces to integrate Indigenous peoples’ diverse perspectives and approaches. Indigenisation is not merely confined to projects, programs, and services; it is embedded by positioning Indigenous ways of knowing, being, and doing to the core of institutional structures and – by extension – into the principles, policies, and practices of colonial institutions. Decolonisation, on the other hand, centres on the dismantling of colonial systems and structures, deconstructing Western ideologies that privilege colonial knowledge and methods as superior, and revitalise Indigenous Knowledges and practices through a prism of sovereignty and self-determination. Both indigenisation and decolonisation play a critical role in advancing a holistic view of health, which aligns with both the concept of One Health and Indigenous ways of knowing, being, and doing.Footnote 36
12.6 Intersections across One Health Domains
12.6.1 Human Health
In relation to ‘human’ health – which typically dominates discussions of health in colonial spaces – it has long been established that Western biomedical approaches normalise deficit discourses upon Indigenous peoples and racism, resulting in health inequalities for Indigenous peoples.Footnote 37 Calls for changes to the health system to both indigenise and decolonise primary care have led to a wide range of initiatives, including the ongoing leadership and advocacy of organisations such as the National Aboriginal Community Controlled Health Organisation (NACCHO) and the Gayaa Dhuwi (Proud Spirit) Australia;Footnote 38 research and programs stemming from the Poche Centres for Indigenous Health across the country and other research efforts such as the National Health and Medical Research Council (NHMRC) funded Decolonising Practice in Aboriginal and Torres Strait Islander Primary Health Care Project (2018–2023);Footnote 39 the development of culturally valid clinical testing and best practice;Footnote 40 and the establishment of Indigenous-led ‘best practice’ organisations such as the Lowitja Institute and the Balit Durn Durn Centre which prioritises culturally valid research,Footnote 41 knowledge exchange, and coordination and expansion of Social and Emotional Wellbeing Services to both non-Indigenous and ACCOs. While these examples represent a fraction of the initiatives that have been led by Indigenous peoples for decades, they are emblematic of the foundation pillars that drive the efforts of Indigenous peoples, communities, and organisations: a holistic conceptualisation of health and the criticality of self-determination.
12.6.2 Animal Health
Understanding of Indigenous Knowledges and the intersections between ‘animal’ health and ‘human’ health in a One Health context across Aboriginal and Torres Strait Islander communities has been evolving in recent years, led by Wiradjuri scholar Tamara Riley. Riley highlights that, while One Health aligns with Aboriginal and Torres Strait Islander Peoples’ holistic view of health, Australia’s current health systems do not ‘adequately account for the impact of animal and environmental factors that contribute to human health outcomes’.Footnote 42 Riley emphasises the importance of collaborative approaches at the ‘animal-human-environment interface’,Footnote 43 stating that Indigenous governance and leadership is limited and argues in favour of an integrated national health system where Indigenous leadership and engagement is embedded through the development of strong networks and governance structures.Footnote 44 Such an approach, which would create space for Indigenous communities to decide what to prioritise and what steps to take, aligns with the United Nations Declaration on the Rights of Indigenous Peoples.Footnote 45
12.6.3 Environmental Health
Environmental systems across Australia create fertile ground for both indigenisation and decolonisation of systems, structures, and ways of doing. The need for such approaches has never been greater; since colonisation, Australia has lost 40 per cent of its forests and nineteen ecosystems are showing signs of collapse (or near collapse).Footnote 46
The ‘2021 State of the Environment Report’ highlights that partnerships between Indigenous and Western approaches to biodiversity management show promise. The introduction and expansion of the Indigenous ranger programs and Protected Area programs – which combine traditional techniques with modern science approaches to protect ecosystems – create space for Indigenous communities to be directly involved and create ‘locally driven, country-specific approaches into biodiversity actions’.Footnote 47 The Report noted, however, that despite their success, these ‘programs and opportunities to work on Country are limited’.Footnote 48 There are many such examples where Indigenous Knowledges play a critical role in manifesting the outcomes that One Health is seeking to achieve, spanning across a wide range of fields including wildlife management,Footnote 49 fire management,Footnote 50 and so on, all of which suffer from similar resourcing constraints and practice and policy limitations.
12.7 Indigenous Governance
Governance is about who holds power, authority, and responsibility, who decides and how decisions are made.Footnote 51 Australian Indigenous governance scholarship emphasises that pre-colonisation and beyond, Indigenous peoples continue to assert sovereignty in the face of an ongoing occupation.Footnote 52 Despite sustained efforts since colonisation to deny, disrupt, and eradicate Indigenous peoples’ connection to Country and relegate Indigenous peoples to the role of stakeholder – rather than as sovereign nations that operate independent of colonial systems and structures – Indigenous governance endures and continues to be revitalised.Footnote 53 Indeed, governance models provide an important framework for the incorporation of Indigenous Knowledges into existing and new frameworks.
Kuku Yalanji scholar, Leah Talbot, highlights the need to distinguish between Indigenous cultural governance – where decision-making and ways of working are founded in ‘social and cultural fabric and community law or lore systems that govern Indigenous People as a society or nation’Footnote 54 – and Indigenous organisational governance, which is born from the attempts of settler-colonial states, such as Australia, to establish structures that ‘facilitate Indigenous People to make decisions for and on behalf of themselves’.Footnote 55 This is typically supported through policies and legislation. Both forms of governance play a critical role and co-exist with one another to facilitate positive outcomes for Indigenous peoples. Within these systems are the tools to engage in indigenisation and decolonisation efforts, as both Indigenous cultural governance and Indigenous organisational governance are underpinned by the following Indigenous governance principles: (1) sovereignty; (2) self-determination; (3) sui generis rights founded in ‘the inherent rights of Indigenous peoples to the land they have occupied since time immemorial’; and (4) that Indigenous peoples’ rightful decision-making role stems from these rights.Footnote 56 In collaborative and partnership settings, settler-colonial responses to the implementation of these principles is typically interpreted as a political act, where the assertion of sovereignty through self-determination is viewed as a threat to colonial power. This often leads to governance arrangements where settler colonial mechanisms do not adequately support these principles in practice.
Across the One Health domains, this tension is best exemplified by the evolution of Environment Protection and Biodiversity Conservation Act 1999 (Cth) (‘EPBC Act’). When originally enacted, the EPBC Act – Australia’s primary national environmental legislation relating to matters of national significance – was seen as a modest contribution that was (arguably unduly) narrow in scope.Footnote 57 A recent independent review of the EPBC Act was undertaken in October 2020.Footnote 58 This highlighted numerous failures of the EPBC Act in fulfilling its objectives in relation to ‘the role of Indigenous Australians in protecting and conserving biodiversity, working in partnership with and promoting the respectful use of their knowledge’.Footnote 59 The Independent Review found a range of structural and systemic failures impacting on effective Indigenous governance, including that the EPBC Act: (1) does not fully support the rights of Indigenous peoples in decision-making; (2) does not meet the aspiration of Traditional Owners for managing their land; and (3) is currently a barrier to holistic environmental management. The Independent Review went further, highlighting that current approaches were ‘tokenistic’, stating that the Act prioritises Western science and, consequently, Indigenous Knowledges and views are not ‘fully valued’ in decision-making. These findings are a good example of the ways in which Indigenous organisational governance systems can be undermined by the colonial structures and ways of working that necessitated their creation. In contrast, the Independent Review’s recommendations go some way to demonstrating the opportunities to embed good governance through the application of the four Indigenous governance principles. There were a range of recommendations focusing on: strengthening Indigenous leadership value of Indigenous Knowledges in existing governance structures and partnerships; developing National Environment Standards on best-practice Indigenous engagement, participation, and decision-making; and the adoption of co-design and Indigenous-led processes as a core component of efforts made under the Act.
In December 2022 the Australian Government released a response to the Independent Review – the Nature Positive Plan – committing to a range of initiatives stemming from the Independent Review’s recommendations.Footnote 60 This step towards national reform reflects progress already underway in Australia, such as Queensland’s Biodiscovery Act 2004, which introduced protections for the use of traditional knowledge in biodiversity.Footnote 61 Consultations for the Nature Positive Plan commenced in October 2023, with a view to introducing new environment and cultural heritage laws in 2024, but this has been delayed indefinitely.Footnote 62 At the time of writing, the extent to which the Independent Review’s recommendations are embedded in these reforms is unknown.
Other models for advancing Indigenous interests across the One Health spectrum also require Indigenous governance models and leadership. Initiatives include the National Indigenous Environmental Research Network (NIERN).Footnote 63 This is an Indigenous-led strategic initiative to support Indigenous leadership and participation in biodiversity conservation and environmental management,Footnote 64 which is currently underway, and a proposed Indigenous Agricultural Research and Development Corporation (IARDC).Footnote 65
12.8 Potential Future State
The introduction of One Health as part of the ‘mainstream’ discourse presents opportunities for a recalibration of One Health in an Australian context that embraces and centres Indigenous ways of knowing, being, and doing. In a position statement on One Health, the Australian Medical Association stated that ‘Aboriginal and Torres Strait Islanders should have a central role in developing One Health policies’, also acknowledging the vital expertise of Indigenous Peoples in caring for Country,Footnote 66 and the similarities between the concept of One Health and Connection to Country.Footnote 67 The lack of adequate coordination across jurisdictions and sectors across Australia to achieve a One Health approach to date also presents an opportunity to build a system that centres Indigenous Knowledges and governance structures to benefit Australia as a whole. While these examples pave the way for cautious optimism, it is important to note that, to date, the steps taken towards One Health at the federal level – such as the development of the One Health Master Action Plan for Australia’s National Antimicrobial Resistance Strategy – 2020 & Beyond, and the inclusion of One Health as a core principle in the Department of Foreign Affairs and Trade’s Indo-Pacific Centre for Health Security – made no mention of Indigenous Knowledges or communities at all.
It is unsurprising that initial conceptions of One Health in an Australian context privilege Western approaches; when examining the concept of One Health for Indigenous communities, Hiller et al. identified three major themes that focused on One Health: climate change, zoonosis, and social relationships between humans and animals. No significant connection between One Health and Indigenous Knowledges was established and the implications of utilising One Health towards Indigenous Peoples and culture was not explicitly addressed.Footnote 68
To date there has been little emphasis placed on understanding and incorporating traditional Indigenous Knowledges within the One Health framework;Footnote 69 arguably, the assumption that Indigenous Knowledges are required to fit in and ‘inform’ yet another Western framework highlights the ongoing limitations of Western approaches. The interim Australian Centre for Disease Control (ACDC),Footnote 70 for example, which has identified One Health as key priority for the ACDC when it is established in 2025, refers to First Nations organisations as a key stakeholder.Footnote 71 While the inclusion of Indigenous peoples is an important step in the right direction in the context of One Health – one that presents opportunities to embed Indigenous Knowledges and ways of knowing, being, and doing nationally – it also raises important questions about the role of Indigenous peoples in the context of One Health. Is it appropriate to confine Indigenous peoples to the role of ‘stakeholder’ on one’s own unceded lands, where Indigenous Knowledges are critical to the success of a holistic approach to health in Australia? As Libby Porter highlights:
Conceptualising Indigenous peoples as ‘stakeholders’ in planning processes fails to appreciate their unique status as original owners of country that was wrested from them by the modern, colonial state. As Langton points out, within Indigenous law rests the notion that ‘Aboriginal people are born with an inchoate, inherited and transmissible right in a “country”’ (Langton, 1997, p. 1). Indigenous peoples in Australia must occupy a position more significant than that of another stakeholder in land management questions.Footnote 72
The answer lies in finding opportunities across the indigenisation–decolonisation spectrum to centre place-based solutions and Indigenous Knowledges to achieve One Health outcomes. Examples throughout this chapter demonstrate strides already being taken in this space; additionally, the work of civil society organisations such as Wildlife Health Australia and the Foundation for Indigenous Sustainable Health are also examples of what can be achieved. There are also opportunities to embed Indigenous Knowledges and governance at an organisational level through Reconciliation Action Plans (RAPs).Footnote 73 While RAPs are by no means a ‘cure-all’ for organisational change, they can play a meaningful role facilitating holistic, place-based solutions that create space for Indigenous leadership.
Additionally, there are opportunities for systemic and structural change through the ongoing treaty processes that are in train across several jurisdictions. In Victoria, for example, where treaty negotiations commenced in November 2024, the First Peoples’ Assembly of Victoria – an independent and democratically elected body to represent Traditional Owners and Indigenous peoples in Victoria – has stated that ‘nothing is off the table’, paving the way for sovereignty and self-determination across a range of One Health domains. In South Australia, the First Nations Voice to Parliament presents an opportunity for Indigenous peoples to raise community priorities and concerns directly to decision-makers (including parliament). While not a decision-making body, it creates further opportunities for Indigenous peoples to improve outcomes for communities across South Australia. There are many other opportunities to better reorient current approaches – implementing the UNDRIP into domestic law, for example – that would create the conditions for a One Health approach that reflects Australia’s existing strengths and expertise. In this way, Australia would be well placed to apply a critical lens to the existing discussions surrounding One Health, which continue to perpetuate the existing Western structural biases and power dynamics.Footnote 74 This is best exemplified by the ‘human-first’ approach to One Health, where animals and the environment merely become the means by which human health outcomes are achieved.Footnote 75
12.9 Conclusion
This chapter has explored the need for the incorporation of Indigenous Knowledges into One Health Governance frameworks, ensuring the alignment of these models to the United Nations Declaration on the Rights of Indigenous Peoples. If One Health is to succeed as an integrated system, First Nations input is essential, not only as the proprietors of critical information and Knowledges but also given the drastic land interests and connection to Country to prevent future events.
The recent COVID-19 pandemic has demonstrated the importance of prioritising Indigenous Knowledges and centring our methods and approaches when dealing with pandemics, creating tools and resources to effectively engage with Indigenous people and prevent catastrophic risk to Indigenous communities at large. As Australia commits more broadly to One Health, UNDRIP, CBD, and Nagoya principles must be incorporated to effectively engage and centre Indigenous voices for success.
13.1 Introduction
A year after officially declaring COVID-19 a pandemic, the Director-General of the World Health Organization (WHO), Dr Tedros Adhanom Ghebreyesus, added his voice to those of over two dozen world leaders in calling attention to how the outbreak had ‘exploited [the] weaknesses and divisions’ among states and stressing the need for leaders to negotiate a ‘new international treaty for pandemic preparedness and response’.Footnote 1 As is the case today,Footnote 2 the great weight of evidence at the time traced the emergence of COVID-19 to a live animal market in Wuhan, China,Footnote 3 where a vast array of wildlife was known to be held in cramped, unsanitary, stress-inducing conditions, conditions widely believed to have facilitated the spread, mutation, and subsequent spillover of the novel coronavirus into humans.Footnote 4 With SARS-CoV-2 representing yet another in a long line of zoonotic disease pathogens, or those that spill over from animals into humans and represent roughly 75 per cent of all diseases that afflict humankind,Footnote 5 it comes as little surprise that the joint letter cited the need for a One Health approach to inform how such an agreement could safeguard the health of humanity for generations to come.Footnote 6 Often conceived as a diagram featuring three distinct yet overlapping spheres,Footnote 7 the One Health model attests to the interconnectedness of human, animal, and environmental health. In this vein, what the paradigm reveals is that safeguarding the health of any one realm – whether human, animal, or environment – requires a holistic approach, as the interests of each is inextricably intertwined with those of its counterparts. Effectively blurring the conceptual boundaries that it prescribes, the One Health concept illustrates the inherent inadequacy, and even danger, of attempting to secure the health of any one sphere absent complementary efforts to buttress the health of all.
Despite the paradigm being cited as the foundation for the pandemic treaty talks that have since emerged and, as of the date of this writing, have stalled,Footnote 8 it remains to be seen whether the final form of the WHO Pandemic Agreement, if agreed upon by WHO member states, will prohibit, much less regulate the kinds of animal use, confinement, and ill-treatment believed to have given rise to the COVID-19 pandemic, not to mention several other deadly zoonotic disease outbreaks to date. Indeed, if a concluded WHO Pandemic Agreement resembles its present form, its lack of explicit obligations with regard to securing the health and well-being of animals leaves a glaring if indefensible hole in the ‘robust international health architecture’ that the WHO and world leaders jointly called for years before.Footnote 9 Without due regard paid to how humankind’s use of and interactions with animals continues to occasion the emergence and reemergence of novel and known diseases, the world will have forfeited a critical opportunity to go beyond preparing for and responding to pandemics by preventing the conditions that lead to outbreaks at the start.
Drafted in the midst of the COVID-19 pandemic by global animal law scholars and attorneys, including the author of this chapter, the Convention on Animal Protection for Public Health, Animal Well-Being, and the Environment (CAP) was designed to fill this void by securing the braided – and inextricably intertwined – interests of humans, animals, and the environment that they share.Footnote 10 As part of its framework, the draft treaty seeks to institute binding prohibitions on and regulate interactions with and uses of animals that pose health risks within and beyond the zoonotic disease context.Footnote 11 In addition to containing protections that apply to all animals,Footnote 12 the CAP also features provisions specific to free-roaming wildlife and animals under direct human control,Footnote 13 thereby allowing for a more nuanced approach to safeguarding their interests. Owing to the oft-cited difficulty of holding states accountable to their obligations under international law,Footnote 14 the CAP advances trade-based incentives and other measures to encourage contracting parties to hold their counterparts accountable, as well as to incline non-party states to ratify the Convention.Footnote 15 By providing for the development of future protocols, or sub-agreements among contracting parties to it,Footnote 16 the CAP envisions more robust animal protections taking root and further inuring to the benefit of the environment and humankind. Given the CAP’s prospective contribution to the much-neglected sphere of animal health, this chapter explores the promise the draft treaty holds to engender a One Health-centred model, either by complementing the thrust of the WHO Pandemic Agreement or by filling in the void it would have occupied.
To this end, Section 13.2 of this Chapter interrogates how humankind’s use of and interactions with animals precipitated the emergence of SARS-CoV-2 alongside other concerning zoonotic disease pathogens that garnered scant attention in the midst, or ‘shadow’, of the COVID-19 pandemic. Bookending this examination are reflections on the ‘narratives’ that the World Health Organization sought to construct upon declaring COVID-19 a pandemic in March of 2020 and in calling for a pandemic instrument to be negotiated around the One Health concept the following year. To this end, Section 13.2 captures how such narrative constructions were used to shape public sentiment and to encourage people to consider the agency that they possessed to influence the outcome of a global pandemic narrative that they may have otherwise felt they had been written into. From here, Section 13.3 takes stock of how the WHO Pandemic Agreement, if entered into force, would provide for the interests of animals as part of its recognition of the One Health concept. In doing so, Section 13.3 also highlights core issues that the WHO instrument fails to address in this vein.
In consideration of the void left by WHO Pandemic Agreement, Section 13.4 offers an overview of the origins and evolution of the CAP. In doing so, it charts the CAP’s overarching framework, preamble, and fundamental principles before addressing how its substantive provisions would help achieve the promise of the One Health model given its contributions to the oft-neglected sphere of animal health. In addition, Section 13.4 highlights the CAP’s noteworthy logistical and operative elements, including its trade provisions, and addresses how the treaty, if entered into force, would relate to current international frameworks and growing norms around animals. In doing so, the Chapter calls attention to potential pathways and prospects for the CAP to become a global foundation for animal protection. In conclusion, Section 13.5 returns to the grounds for world leaders’ call for a pandemic treaty instrument to be negotiated around the One Health concept and observes how the CAP would not only reduce the risks of future pandemics but also provide for a more compelling, if complete, post-pandemic story by virtue of seeing animals written into international law as sentient beings as opposed to continue being written off.
13.2 Coming to Terms with the World’s Pandemic Story
13.2.1 In Medias Res
It was near the end of his opening remarks during a virtual press conference on 11 March 2020 that Dr Ghebreyesus lamented that a single word had managed to seize the world’s attention.Footnote 17 As Director-General of the WHO, Ghebreyesus had just briefed the media on the concerning rise in COVID-19 clusters.Footnote 18 Outside China, cases had increased thirteen-fold.Footnote 19 The number of affected states had tripled to well over a hundred.Footnote 20 Globally, more than 100,000 infections had been documented, with some 4,000 lives already lost.Footnote 21 It was against this meteoric rise in epidemics that Ghebreyesus disclosed the WHO’s official position that COVID-19 had crossed a conceptual threshold to become a ‘pandemic’,Footnote 22 the one word he feared would dictate how the narrative would unfold from that moment on.
While the pronouncement was characterised by some media outlets as largely symbolic,Footnote 23 Ghebreyesus stressed it was one the WHO did not issue lightly given the gravity of its impact. Speaking to this concern, Ghebreyesus observed how the term had the power to not only incite fear but also instil a sense of resignation, if not defeatism.Footnote 24 Although Ghebreyesus did not expand upon the remark, its subtext was clear. In expressing concern that the WHO’s position might incline the public to consider the ‘fight [to be] over’, the Director-General laid bare the distinction, at least with regard to perception, between epidemics and pandemics,Footnote 25 with the etymological root of the latter, pan demos, literally translating to all people.Footnote 26 To employ a topical metaphor in light of Ghebreyesus’s repeated appeals to keep fighting,Footnote 27 the distinction between epidemics and pandemics might be conceived as one between localised battles and a world war. While the former may be beyond one’s direct experience, the latter offers no retreat or safe harbour. But of course, the reality of pandemics proves far more bleak. Indeed, neither pacts of non-aggression nor declarations of neutrality can prevent a widespread disease from invading a nation’s borders. Unlike epidemics, then, pandemics affect all people. And insofar as they may be considered wars, they are ones that cannot be avoided – only survived. In addition to the WHO’s admission that the world had never witnessed a pandemic that could be controlled,Footnote 28 further complicating efforts to contain the disease was the unprecedented nature of the outbreak itself. Not only did SARS-CoV-2 constitute a novel pathogen, but the world, Ghebreyesus stressed, had also never been forced to confront a coronavirus-based pandemic.Footnote 29
While the rise in both cases and number of nations affected attested to the practical difficulties that lay ahead, what Ghebreyesus nevertheless underscored was that numbers alone failed to ‘tell the full story’.Footnote 30 In stating that the WHO could not say ‘loudly enough, or clearly enough, or often enough [that] all countries [could] still change the course of [the] pandemic’,Footnote 31 what Ghebreyesus sought to impress upon the public was how the story of the pandemic – that is, of all people – was still in the process of being written and that their leaders had the power – both the literal and figurative authority – to shape how that story would end. But just as the Director-General was calling upon leaders to take steps to mitigate the spread of COVID-19, forces were already working to plot the conflict back to its origins in order to shape the dominant narrative, assign the roles of its pro- and an-tagonists, and construct the moral of the story writ large.Footnote 32
13.2.2 Plotting the Backstory of the Pandemic
As fraught with consequences for public sentiment as it may have been to declare that the world was in the midst of a pandemic, the promotion of competing narratives to explain the origins of the novel virus proved concerning as well. Several accounts – some of them pure fiction – had been heavily promoted to become the dominant narrative in certain circles. One such theory asserted that SARS-CoV-2 had been leaked from the Wuhan Institute of Virology, a belief that still finds purchase given the facility’s close proximity to where the first cases were catalogued, as well as the facility’s multiple failures to follow through on biosecurity protocols.Footnote 33 Another widely disputed theory contended that the coronavirus had been engineered as a bioweapon by the People’s Liberation Army of China.Footnote 34 Yet another asserted that it had imported into China via frozen food products,Footnote 35 the implication being that while China may have witnessed the first outbreaks, it was neither the source of, nor responsible for, the coronavirus’s emergence. While a definitive answer as to the origins of the pandemic may never be established, much less agreed upon in light of the political interests involved,Footnote 36 the great weight of evidence continues to point to Wuhan’s Huanan Wholesale Seafood Market as the epicentre of the outbreak, or where the novel virus spilled over from animals into humans.Footnote 37
Serendipitously carried out between May of 2017 and November of 2019, a pre-outbreak study tracing the source of a tick-borne disease to one of Wuhan’s live animal markets offered a compelling dataset for scientists to pore through.Footnote 38 Substantiated by data gleaned from monthly visits to each of Wuhan’s four live animal markets, where wild animals were known to be sold as food or exotic pets, what the report illuminated was that roughly a third of the animals bore tell-tale signs of having been poached, such as leg-trap and gunshot wounds, with others likely having been bred in captivity.Footnote 39 What the overall picture revealed was that the live animal markets were host to a diverse array of species, many of which were known hosts of disease-bearing parasites and zoonoses.Footnote 40 All the more concerning was that practically all of the captive animals were stacked in cages and in poor condition, with the Huanan market featuring seven such wildlife shops.Footnote 41
Post-outbreak reports also pointed to the Huanan Wholesale Seafood Market as the most likely source of the outbreak. For example, a joint WHO-China review of COVID-19 cases associated 55 of the earliest 168 documented COVID-19 cases with the site.Footnote 42 In addition, the most comprehensive study to date found two lineages of the pathogen there,Footnote 43 a detail that suggests the virus had jumped not once but twice from animals into humans and undercuts the view that the market was merely a super-spreader site.Footnote 44 Furthermore, a spatial analysis conducted within the market returned numerous positive samples of the pathogen, with at least one stall returning multiple positive results and a metal cage in a back room also featuring traces.Footnote 45 Notably, the stalls in this section of the market were associated with the sale of wildlife,Footnote 46 with many of the animals, such as raccoon dogs, known to be highly susceptible to SARS-CoV-2.Footnote 47 While the authors of the report could not definitively rule out the possibility that the virus had come from another source, the cluster of cases put the odds at 1 in 10,000,000.Footnote 48 Although every outbreak proves unique, the trope that the COVID-19 outbreak fell into, however, was common; so much so that it might be described as merely a variation on a theme.
13.2.3 Variations on a Common Theme
In determining the Huanan Wholesale Seafood market to be the epicentre of the COVID-19 outbreak, the authors of the report buttressed their conclusion by observing how the trade and sale of captive wildlife in such markets have proven to be a ‘common theme’ in spillover events.Footnote 49 Indeed, it was a variation on this theme that gave rise to the first documented case of Severe Acute Respiratory Syndrome (SARS) years before.Footnote 50 Claiming roughly 1,000 lives across 29 countries,Footnote 51 the 2002 SARS epidemic was likewise caused by a coronavirus infection, with the pathogen traced to masked palm civets sold at a live market.Footnote 52 Such markets have proved hotbeds for zoonotic disease spillovers not just because they feature wildlife but also because the animals are often held in cramped, unsanitary, stress-inducing conditions. Indeed, wild animals in these settings have been documented suffering from numerous ailments, such as dehydration, open wounds, missing limbs, and so on.Footnote 53 With a diverse array of species kept in close proximity, if not stacked one on top of the other, leading to an exchange of air, faeces, and urine, the stress induced by these unhygienic conditions further compromises their immune systems, increasing chances of the spread, mutation, and emergence of novel viruses and other pathogens.Footnote 54 This concerning mistreatment has seen live animal markets characterised as ‘cauldron[s] of contagion’.Footnote 55
Insofar as such spillover events represent a ‘common theme’ in a recurring narrative, one might be tempted to describe COVID-19 pandemic as having gone according to script, which, in many ways, it did. With its plot concerning the spread and response to a pandemic in an increasingly globalised world, the 2011 film Contagion prophetically – one might be tempted to say if such outbreaks were not so routine – dramatised almost this exact scenario: the transmission of a novel virus from bats to animals raised for food and ultimately into humans via live animal market-type conditions.Footnote 56 Although MEV-1, the fictional pathogen in Contagion, was not a coronavirus, it was based on two real-life viruses, Hendra and Nipah, which affect equines and pigs, respectively, and are likewise transmitted by bats.Footnote 57 Although the film saw its novel virus mutate in a pig as opposed to captive wildlife, the encroachment of humans into animals’ habitat, whether to clear land to farm domesticated animals or otherwise, has led to numerous viral spillovers events and remains a leading theory as to how SARS-CoV-2 emerged as well. Speaking to the conditions that led to the COVID-19 outbreak, the film’s director, Steven Soderbergh, stated, ‘Everybody we talked to when we were preparing that film, every expert, when we asked them how will the next one start, to a person, they said, wet market, Asia, there’s probably going to be a bat involved. Literally all of them.’Footnote 58 Echoing this sentiment, Scott Burns, the film’s screenwriter, agreed that no crystal ball was necessary.Footnote 59 In consulting with epidemiologists as to whether the prospect of a pandemic as contemplated by their script was within the realm of possibility, their answer was that the question of a pandemic was not one of if but when.Footnote 60
While the purpose of the film was to capture, as a sociological study, how individuals and states would respond to such a crisis,Footnote 61 what Burns did not anticipate was how real life would fail to reflect the art they had intended to reflect real life. Put differently, what proved inconceivable was just how misguided, and even dangerous, responses by governments would be.Footnote 62 Of course, Contagion necessitated the conditions for a pandemic in order to dramatise its impact on society. Calling attention to the ability of states to prevent such outbreaks altogether, America’s top infectious disease expert, Dr Anthony Fauci, expressed incredulity as to how such markets could continue operating, stating, ‘It boggles my mind how[,] when we have so many diseases that emanate out of that unusual human-animal interface, that we don’t just shut it down’,Footnote 63 which, notably, China ended up doing,Footnote 64 although history suggests that the ban may only be temporary.Footnote 65
While Dr Fauci’s recommendation proves sound given the recurring if dominant theme of animal markets giving rise to novel pathogens, the world would be remiss to ignore the emergence of infectious diseases arising out of other human–animal interfaces and in other parts of the world. Indeed, multiple zoonotic disease outbreaks have been documented both in the midst, or ‘shadow’, of the COVID-19 pandemic,Footnote 66 as well as in its wake. In 2021, for example, the Indian state of Kerala witnessed an outbreak of Nipah virus, which features a 75 per cent mortality rate and is known to spread from fruit bats, its primary host, to pigs, as intermediate hosts, before infecting humans.Footnote 67 In 2021, severe Salmonella cases rose in the United States due to the keeping of wildlife as pets.Footnote 68 From its initial outbreak in May of 2022 to September 2022, over 60,000 cases of monkeypox, another deadly zoonotic disease, had been documented in 104 countries worldwide.Footnote 69 In that same year, the United States reported an outbreak of swine flu resulting from a child’s attendance at an agricultural fair.Footnote 70 Even after the WHO’s declaration that COVID-19 no longer constituted a global health emergency in May of 2023,Footnote 71 numerous outbreaks have continued to emerge. In November of that same year, Zambia reported an outbreak of anthrax, a bacterial disease that spills into humans via contact with ruminants, such as cows, goats, and sheep.Footnote 72 Yet another is an outbreak of psittacosis in late 2023 across Europe, with those who come into contact with birds, such as poultry workers, proving susceptible to contracting the deadly respiratory disease.Footnote 73 Regardless of whether these outbreaks occurred before, during, or after the COVID-19 pandemic, many continue to linger. For example, with the outbreak of a highly pathogenetic avian influenza in the United States in February of 2022, more than 1,000 flocks in 48 states have been affected, leading to the deaths of over 82 million birds and counting.Footnote 74 Having mutated to infect dairy cattle, the virus has spun off other variants and already spilled over into humans.Footnote 75
Although they have not become widespread enough to constitute pandemics, these localised epidemics nevertheless form the substance of a collective narrative, one that offers universal lessons if world leaders wish to turn the page on a recurring story. Notably, it was a year after uttering the lone word he feared would diminish the world’s resolve that Ghebreyesus echoed a dire warning in calling for a new chapter to be authored: the question of the next pandemic, he said, was not one of if but when.Footnote 76
13.3 The Proposed WHO Pandemic Agreement
13.3.1 A Clarion Call for Change
Adding his voice to those of over two dozen heads of state, Ghebreyesus, the first signatory in their joint letter, issued a clarion call for the negotiation of a pandemic treaty on 30 March 2021.Footnote 77 At the time, COVID-19’s death toll was nearing 3 million,Footnote 78 with roughly 130 million people having already been infected.Footnote 79 As tragic as the loss of life proved in and of itself, the pandemic had also given rise to global human rights concerns, ranging from the imprisonment of journalists and healthcare workers seeking to combat misinformation to the implementation of intrusive surveillance practices,Footnote 80 with marginalised groups bearing the brunt of harms.Footnote 81 As the joint letter attested, no one was spared. Indeed, the pandemic proved a difficult if much-needed reminder ‘that nobody is safe until everyone is safe’.Footnote 82 Calling out the fractures among states that COVID-19 had laid bare, the letter framed the pandemic as the greatest challenge the world had faced since the 1940s,Footnote 83 an allusion to the devastation wrought by World War II. In observing how states at the time embraced multilateralism as a means to meet the moment, the letter articulated how state cooperation was needed yet again if global health and security, among other shared aims, were to be realised.Footnote 84
Citing the need to protect future generations, the joint letter braided the continuing ‘fight’ against COVID-19 with a call for a ‘more robust international health architecture’, one grounded in the WHO with the purpose of serving to better ‘predict, prevent, detect, assess and effectively respond to pandemics’.Footnote 85 To this end, the letter underscored that the proposed agreement would recognise the One Health model, which, in affirming the interconnectedness of human, animal, and planetary health, would guide the treaty’s principle of ‘health for all’,Footnote 86 an echo of the signatories’ acknowledgement that none could be safe until all were safe. Although the letter made explicit mention of the need to contemplate the health of animals, nothing in the non-exhaustive list of provisions that a prospective accord might feature includes considerations for them.Footnote 87 This lack of detail as to what measures might buttress the sphere of animal health has created significant uncertainty as to the effectiveness of such a treaty in light of the proposition – one informed by the One Health concept – that none can be safe until all, including animals, are safe.
13.3.2 The Draft Agreement
It was in December of 2021 that prospects for a WHO Pandemic Agreement began to emerge.Footnote 88 It was during the second-ever special session of the World Health Assembly, comprised of all 194 WHO member states,Footnote 89 that the Intergovernmental Negotiating Body (INB) was formed.Footnote 90 With the Constitution of the WHO empowering the Assembly to adopt international agreements on matters within the WHO’s sphere of competence,Footnote 91 the INB was charged with constructing an agreement on ‘pandemic prevention, preparedness, and response’.Footnote 92 With the INB beginning its work in February of 2022, the prospect of an accord was heralded as a ‘once-in-a-generation opportunity to strengthen the global health architecture to protect and promote the well-being of all people’,Footnote 93 an allusion to the etymological roots of the term ‘pandemic’. To date, the INB has produced multiple drafts of the proposed treaty instrument,Footnote 94 whose text was slated to be finalised by May 2024.Footnote 95 As noted above, however, the language of the proposed treaty has yet to be agreed upon by states. That said, some have expressed optimism that the instrument will eventually be agreed upon and concluded.Footnote 96
Although all aspects of the instrument are subject to change until that time,Footnote 97 certain provisions have already witnessed consensus.Footnote 98 For example, the preamble as currently drafted acknowledges the danger of antimicrobial resistance.Footnote 99 The instrument defines the One Health concept as an approach that seeks to ‘sustainably balance and optimise the health of people, animals and ecosystems’ and affirms ‘that the health of humans, domestic and wild animals, plants and the wider environment (including ecosystems) is closely linked and interdependent’.Footnote 100 To be sure, the definition of the One Health model as currently constructed appears to devote appropriate attention to the health of animals, whose interests are intertwined with that of humankind. Yet the actual measures to safeguard those interests prove ambiguous at best.
Again, with many of the provisions of the current draft not yet agreed upon, with regard to One Health-related obligations, Article 5 would require parties to develop a coherent and integrated strategy into national law.Footnote 101 In addition to calling for collaboration,Footnote 102 the treaty would obligate parties to identify and address pandemic drivers, including the emergence and re-emergence of diseases at the human–animal–environmental interface, and to intervene to prevent, prepare for, and respond to zoonotic outbreaks.Footnote 103 Article 4 would require parties to, subject to their individual capacities, take measures to prevent the spread of infectious diseases between humans and animals and to combat antimicrobial resistance.Footnote 104 The actions a party would be required to take to meet these obligations is not identified in the present draft. Although the text does feature language that would commit parties to lay out the ‘operational’ among other dimensions of what the One Health approach would require at a later date, the provision itself is contested and its integration into the final treaty, if one is concluded, is uncertain.Footnote 105
Assuming the WHO Pandemic Agreement is concluded and meets the requisite threshold to enter into force,Footnote 106 the qualifying language in many of the substantive provisions regarding the capabilities of parties to fulfil their obligations, in addition to the lack of specific obligations, may yield few if any gains for the interests of animals. That said, assuming that the Agreement is concluded and enters into force, its provisions may be complemented by the Convention on Animal Protection for Public Health, Animal Well-Being, and the Environment, which was designed to fill this void.
13.4 The Convention on Animal Protection
13.4.1 Overview and History
The origins of the CAP trace back to the early stages of the COVID-19 outbreak, specifically to the efforts of international animal law scholars, attorneys, and advocates working within the International Animal Law Committee of the American Bar Association (ABA).Footnote 107 Notably, it was just before a long-planned Committee meeting to discuss the International Convention for the Protection of Animals, which was drafted in 1988 and represents the first proposed treaty to contemplate the interests of animals as individuals, that COVID-19 was reported as having struck the United States.Footnote 108 Given the likely animal origins of the novel coronavirus and several of the Committee members’ acute awareness of how the health and well-being of animals is inextricably tied to that of humans and the environment, the question that emerged was whether world leaders might, in light of the health crisis that was unfolding, finally prove receptive to the need for global standards regarding the protection of animals.
As a first step toward this goal, core members of the International Animal Law Committee authored a Resolution and Report for the ABA as a whole to consider taking a formal position on this issue.Footnote 109 To that end, the language of the Resolution, which was approved, read that the ABA ‘urges all nations to negotiate an international convention for the protection of animals that establishes standards for the proper care and treatment of all animals to protect public health, the environment, and animal wellbeing’ and that it likewise encouraged the US State Department to initiate and assume a leadership role with respect to its negotiation.Footnote 110 Given the ABA’s general anthropocentric focus, what this development attested to was the need to embrace animal health and well-being as a means to safeguard the interests of humankind. Coming off this development, the core working group that authored the ABA Resolution and Report founded the International Coalition for Animal Protection (ICFAP), a nonprofit organisation through which they developed two drafts of the CAP treaty.Footnote 111
13.4.2 The Draft Convention
Notably, both drafts of the CAP employ the One Health model to advance the interests of animals yet differ widely with regard to approaches taken. Whereas the protections advanced by the first specifically arise out of the disease prevention context,Footnote 112 those in the second are informed by the intrinsic interests of animals, with the prevention of disease, among other benefits, necessarily flowing from those safeguards. Put differently, while the second draft of the CAP is still informed by anthropocentric interests, these interests feature less prominently than the inherent interests of animals themselves. This shift is reflected by the change made to the title in the second draft of the Convention, with the term ‘Welfare’, which primarily focuses on reducing pain and suffering, replaced by the arguably more holistic term ‘Well-Being’,Footnote 113 which contemplates the need to consider, if not provide for, animals’ positive affective states.Footnote 114 Although other noteworthy distinctions between the drafts exist, going forward, this chapter will focus on the second and, at present, final draft of the Convention.
13.4.3 Preamble and Fundamental Principles
Informed by the One Health concept, the CAP foregrounds the interconnectedness of anthro-, eco-, and zoo-centric concerns in its preamble while also emphasising the intrinsic value of animals and the need to safeguard their interests for their own sake. To this end, the first preambular statement observes how protecting animals and the ecosystems that support them promotes public health, biodiversity, and economic development, among other benefits.Footnote 115 From here, the second attests to the need to secure the interests of animals outside of the species context,Footnote 116 which many international agreements concerning animals fail to go beyond.Footnote 117 By stressing that animals, as sentient beings, have intrinsic value, the CAP indicates that their individual well-being merits consideration.Footnote 118 In addition, the preamble attests to how failing to do so poses a critical risk factor with regard to the spread of infectious diseases and how an integrated approach to global health, as contemplated by the One Health approach, can mitigate such risks.Footnote 119 In a similar vein, the CAP addresses the ecosystem functions that animals provide by mitigating the effects of anthropogenic climate change, which they also suffer from.Footnote 120 It is in light of the interconnectedness of human, animal, and environmental interests, as well as the fact that animals cross geopolitical borders, that the preamble stresses the need for cooperation among states if their interests are to be secured.Footnote 121 Appreciating that doing so represents a complex, multifaceted endeavour, the CAP distinguishes itself in desiring to realise benefits to public health, the environment, and the well-being of animals through the development of binding obligations for contracting parties to it.Footnote 122
In terms of the rationales that guide the provisions of the Convention, Article 1 of the CAP establishes five fundamental principles.Footnote 123 The first attests to humankind’s evolutionary heritage and coexistence with animals within interdependent ecosystems; in doing so, it articulates how the health and well-being of animals at the group level, both species-specific and as to local populations, and individual level buttress the health of shared ecosystems, thereby supporting public health, environmental protection, and conservation efforts.Footnote 124 Beyond extrinsic value, the second affirms that animals, as sentient beings, have intrinsic value, one that creates a moral imperative to ‘act responsibly’ toward them.Footnote 125 Far from prescribing animal abolitionism, what the principle advances is the view that animals should not be subjected to cruelty and ‘unnecessary suffering’,Footnote 126 with this language mirroring many states’ existing animal cruelty frameworks.Footnote 127 While this provision arguably creates a general, if ambiguous, floor with respect to limitations as to how animals should be treated, the CAP’s third fundamental principle states that positive duties exist in the context of animals under human control.Footnote 128 In this regard, the CAP requires their well-being to be provided through an ‘adequate, species-specific environment and care appropriate for their particular needs’.Footnote 129 In doing so, the CAP contemplates the interests of animals at both the species and individual level. In observing how psychological, physical, and environmental stressors compromise their well-being and increase their likelihood of becoming vectors of disease, the last two principles observe the need to employ a precautionary approach in regulating human interaction with animals.Footnote 130
13.4.4 Substantive Provisions
While the CAP’s preamble and fundamental principles do not in and of themselves establish specific obligations, they nevertheless inform the anthro-, eco-, and zoo-centric arguments for why the substantive provisions of the Convention prove critically important. Recognising that any specific obligations that arise must be attentive to differences in states’ use of and interaction with animals, the CAP first creates a baseline of protections applicable to animals generally, then advances provisions specific to free-roaming wild animals and to those animals, whether domestic or wild, under human control.Footnote 131 While numerous other categorisations could certainly be conceived, the CAP appreciates that different obligations may, and arguably should, flow to animals based upon humans’ use of and interaction with them. With regard to these duties, contracting parties are required to designate a competent authority to carry out all matters relating to their obligations under the CAP.Footnote 132
With respect to protections applicable to all animals, the Convention requires contracting parties to, as far as is possible, take legislative, administrative, and other policy measures to construct a minimum baseline.Footnote 133 Captured in Article 3, these measures include ensuring animals are not subjected to cruel acts or conditions and that, if killed, the methods employed inflict the least amount of pain and suffering possible.Footnote 134 In addition to the killing of animals for food, clothing, and other commercial purposes, this provision would also apply to non-commercial activities, such as hunting and the eradication of non-native species. Furthermore, the CAP also requires contracting parties to consider the well-being of animals across all sectors, programs, and policies in order to provide for a whole-of-government approach to promoting their interests.Footnote 135 As part of this mandate, contracting parties would be required to identify the actual or likely impact of their activities upon their well-being and develop measures to mitigate such harms.Footnote 136 In addition, contracting parties must ensure that these measures are not weakened so as to undermine existing protections.Footnote 137
Subject to their capability, contracting parties are required go further in providing for the well-being of animals under human control. As articulated in Article 4, such measures take into account differences in requirements among species and require contracting parties to ensure that animals are provided: sufficient and suitable food and water; shelter from the environment; opportunities for exercise, movement, socialisation; an environment that allows them to engage in natural behaviours; veterinary care that contemplates not just their physical health but also their well-being and the sanitary conditions of their surroundings.Footnote 138 In addition to echoing the prohibition against cruelty and unnecessary suffering, Article 4 prohibits the overworking and abandonment of animals,Footnote 139 with the latter being attentive to the reality that animals, whether domestic or captive wildlife, may not be able to survive on their own after having been dependent upon human care. For animals in transport, contracting parties must establish maximum times for their transport and confinement, as well as develop species-specific requirements for rest, food, water, and ventilation and protections against adverse environmental conditions.Footnote 140
With regard to wild animals not under human control, contracting parties are obligated to take measures, insofar as possible, to secure their interests as captured in Article 5. First, contracting parties must establish and maintain a system of protected areas for the express purpose of conserving and protecting them.Footnote 141 They, too, must promote non-lethal management practices, ones that result in the least suffering of both targeted and non-targeted animals.Footnote 142 Furthermore, contracting parties must develop measures to protect wild animals in their assessments of infrastructure and development projects. In addition to monitoring the impact of such projects on wild animals and their habitats, contracting parties are also required to monitor the impact of climate change and other anthropogenic stressors.Footnote 143
As discussed in Section 13.2, the failure to provide for the interests of animals and protect their habitat has driven the emergence and reemergence of new and known pathogens. Taken together, then, Articles 3, 4, and 5 of the CAP inherently serve to mitigate the risk of such outbreaks, both zoonotic and non-zoonotic, by obligating states to secure the physical and psychological health and well-being of animals both within and beyond the direct human–animal interface.
That said, Article 6 of the CAP features provisions focused specifically on combating the emergence and spread of pathogens, as well as antimicrobial resistance.Footnote 144 To this end, the CAP requires contracting parties to develop veterinary services tailored to locally relevant pathogenic risks, to create facilities to monitor and prevent their emergence, and to detect and manage high-risk practices with respect to the wild animal, human, and animal-under-human-control interface.Footnote 145 With respect to what has been termed the ‘silent pandemic’, or the emergence of antibiotic-resistant bacteria through their overuse in animal-based agriculture,Footnote 146 the CAP goes beyond what is prescribed by the present draft of the WHO Pandemic Agreement by prohibiting the prophylactic use of antibiotics for purposes of promoting growth or increasing yield outside of exceptional cases.Footnote 147 Notably, this prohibition would echo what the EU requires for its domestic producers and for imported products.Footnote 148 In addition, the CAP proves attentive to the need to monitor animal-use facilities and transport chains and requires that animals be properly contained and separated by species, with due regard needing to be paid to health and sanitation conditions.Footnote 149 The CAP also obligates contracting parties to promote alternative practices to reduce the risk of the emergence and spread of pathogens.Footnote 150 With Article 6 requiring that contracting parties exchange information regarding the link between animal well-being and the emergence and spread of disease, it inherently complements the substantive provisions from Articles 3, 4, and 5. Finally, in recognising that the emergence of pathogens cannot be eliminated outright, Article 6 obligates contracting parties to prioritise the use of non-lethal management methods so as to consider the well-being of animals, whose suffering should be minimised.Footnote 151
Taken together, the provisions advanced through Articles 3–6 of the CAP establish a global floor for animal protection, yet the CAP also provides for the development of protocols to further elevate the interests of animals beyond it.Footnote 152 As such, the CAP holds the promise of housing critical gains for animals over time. With states being able to enter into a protocol only if a contracting party to the Convention,Footnote 153 states are further incentivised to ratify the CAP in order to help shape future animal protections, which may seek to strengthen or expand upon those already contemplated by the CAP or else result in wholly new requirements, such as prohibitions against the use of animals for cosmetic testing purposes or bans on whaling, both of which have already gained traction globally.Footnote 154
13.4.5 Promoting Protections through Trade
To be sure, one of the most criticised aspects of treaties concerns their enforcement. While this issue is arguably exacerbated by the CAP’s limiting language that obligates contracting parties to carry out measures ‘as far as possible’, the Convention contemplates the use of trade and trade agreements as a means to encourage both contracting parties and non-contracting party states to meet the thresholds envisioned by the CAP. Articulated in Article 8, contracting parties engaged in the trade of live animals or their products are expected to encourage non-contracting party states to adopt animal well-being standards that either meet or exceed those prescribed by the CAP.Footnote 155 Furthermore, when developing trade agreements concerning live animals or their products, contracting parties are required to include provisions to see that the well-being of the animals involved meets or exceeds those contemplated by the Convention.Footnote 156 Together, these provisions help to ensure that contracting parties do not suffer economic disadvantages by virtue of having advanced animal protections. In a similar vein, the CAP also prevents contracting parties from weakening their domestic animal protections for the purpose of inducing trade.Footnote 157
Given the immensity of the trade in animals and their products globally, these provisions serve to encourage non-contracting party states to ratify the CAP, as contracting parties would be incentivised, whether for economic, health, or moral reasons, to restrict engaging in trade with them. Critically, the CAP’s framework would not provide for new forms of economic protectionism than those that already exist today. Rather, it could help formalise, if not ground, the existing use of trade barriers to prohibit the import of lower welfare and higher disease risk animal products.
Indeed, while the world’s foremost regulatory trade body, the World Trade Organization (WTO),Footnote 158 is fundamentally concerned with removing obstacles to trade among states, several of its regulatory frameworks permit states to construct trade barriers for ‘justifiable’ reasons,Footnote 159 reasons that include safeguarding animals and their interests. For example, one such exception to the rule that prohibits discriminating against foreign products under the WTO’s General Agreement on Tariffs and Trade (GATT) permits states to create barriers if deemed ‘necessary to protect human, animal, or plant life or health’.Footnote 160 Another WTO framework that permits the construction of trade barriers is the Sanitary and Phytosanitary (SPS) Agreement.Footnote 161 Negotiated between the WTO and the World Organisation for Animal Health (WOAH), the SPS Agreement permits states to develop trade barriers based not just upon WOAH’s animal health standards, which conceivably operate as a global floor, but also their own national regulations, thereby providing flexibility to secure the health of their citizens, as well as that of animals by extension.Footnote 162 Citing the SPS Agreement, the EU has entered into trade agreements that prohibit the import of meat products if the well-being of animals was not taken into account during stunning and slaughter.Footnote 163 In a similar vein, the EU has also prohibited prophylactics for the purpose of stimulating the growth and yield of farmed animals, an issue that, while focused on preventing antimicrobial resistance, implicates the well-being of farmed animals.Footnote 164 By banning the import of animal products developed using the prophylactic use of antibiotics, the EU measure has considerable extraterritorial reach, one that the CAP’s provisions on trade would not just allow for but also encourage.
On top of this, the WTO framework also permits states to prohibit or otherwise construct welfare labelling around the import of animals and animal products based upon the moral views of its citizens. In one such case, the EU moved to ban the import of seal products for commercial purposes.Footnote 165 Referred to as the EU Seal Regime, the ban was founded upon the EU public’s moral distaste for the killing of seals.Footnote 166 Although the WTO’s Appellate Body found that the EU Seal Regime violated the GATT because its exception for seal products from Inuit and Indigenous community hunts provided favourable market access to Greenland’s Indigenous communities compared to those of Canada, among other reasons, it nevertheless affirmed that public moral sentiment around the ethical treatment of animals could justifiably be used to restrict market access.Footnote 167 In light of this pronouncement, the WTO has effectively provided that states may leverage the strength of their domestic animal protection laws to encourage other states to follow suit if they wish to gain access to markets with higher animal welfare standards,Footnote 168 an argument that is already gaining traction in some states, like New Zealand.Footnote 169 By encouraging contracting parties to adopt such barriers, the CAP promotes the protection of animals for their own sake, to prevent the emergence and spread of pathogens, and to gain certain economic and market advantages.Footnote 170
13.4.6 Entry into Force, Compliance Measures, and Enforcement
Requiring at least ten states to ratify the Convention before going into force,Footnote 171 the CAP is open indefinitely to accession.Footnote 172 Upon joining, contracting parties must furnish the Secretariat with all domestic laws, policies, and regulations related to their obligations,Footnote 173 with biennial reports regarding how they continue to fulfil them submitted every two years.Footnote 174 Similar to other conventions, the CAP features a Conference of the Parties (COP), which would meet every two years after the initial COP.Footnote 175 In addition to contracting parties adopting financial and administrative rules and procedures and contemplating the creation of new committees to carry out functions,Footnote 176 each COP would be charged with reviewing the implementation of the Convention by contracting parties and scientific data and recommendations concerning the well-being of animals and the emergence and spread of pathogens and potentially act upon recommendations and adopt resolutions, amendments, and protocols.Footnote 177 Notably, it is also at each COP that a Standing Committee comprised of representatives from contracting parties would be elected to investigate issues, consider and offer recommendations, and suggest new protocols and amendments, among other powers.Footnote 178 Notably, a Standing Committee would have the power to interrogate the legislation and enforcement efforts of contracting parties.Footnote 179 Although only contracting parties are afforded a vote at a COP, non-contracting party states, international organisations, and non-governmental organisations that work in the realm of animal protection, environmental protection and conservation, or disease would have an opportunity to attend and participate.Footnote 180
Of course, as with any international agreement, a critical question concerns how to ensure that parties are fulfilling their obligations and how disputes between and among them will be handled. As to the former, the CAP empowers contracting parties to develop procedures and mechanisms to determine when a contracting party is in non-compliance and what measures may be taken, including: the provision of advice and assistance; an official notice of non-compliance; a suspension of rights under the Convention itself; and, in cases of repeated non-compliance, other measures as deemed appropriate by the Standing Committee.Footnote 181
As it concerns disputes among contracting parties related to the interpretation, application, performance, or implementation of their obligations, the Convention provides three options, including: negotiations between the contracting parties involved; submission by mutual consent to the Permanent Court of Arbitration at The Hague for a binding decision; and conciliation through the creation of a commission, whose resolution is not binding yet is expected to be considered in good faith.Footnote 182 Of course, while contracting parties may withdraw from the CAP,Footnote 183 the ability of contracting parties to employ trade measures to encourage non-contracting party states to meet or exceed the provisions of the CAP offers a compelling opportunity to ensure that the interests of animals are centred on the global stage – whether for their health and well-being or for humankind’s, as contemplated by the One Health concept.
13.5 Denouement
To turn back to 11 March 2020, to Ghebreyesus’s briefing of the press, and the one word he expressed regret at having to say, what the pandemic he announced into existence made clear is the power that words hold. Given the power it held to cast narratives to its mould, it was that one, he lamented, that enjoyed more attention than it deserved, and in transitioning into the conclusion of his address, what Ghebreyesus expressed wanting to leave the world with were others, ‘actionable’ words, words that he felt mattered more.Footnote 184 The first among them was ‘prevention’.Footnote 185 At that time, what the word meant was that all people, as individuals and together, could take actionable steps to mitigate the spread of the novel virus. They could rewrite the narrative that they had been cast into.
It was just one year later, in March of 2021, that the word took on new meaning, one gleaned by context and noscitur a sociis, or the doctrine of construction entailing that the meaning of a word may be gleaned by its relation to those around it. As expressed by the WHO Director-General and two dozen world leaders calling for more than just ‘preparedness’ and ‘response’ but also ‘prevention’,Footnote 186 part and parcel of the robust international health architecture was the ability to prevent outbreaks before they began. With such an accord to be informed by the One Health model, the WHO Pandemic Agreement’s consideration of the human–animal interface and the emergence and spread of zoonotic diseases appropriately points out where the world should look and what it should be looking for yet fails to advance the measures necessary to regulate or eliminate the uses of or interactions with animals that the world has seen to give rise to the kinds of outbreaks that have become pandemics. Rather, its measures approach pandemics as a given.
But even if the question of pandemics is not one of if but when, the frequency with which the world must be ‘conscripted’ into the next pandemic story should not go unquestioned. Given that a strong argument can be made that, given the purview of the WHO as contemplated by its constitution, the WHO Pandemic Agreement may not be the appropriate instrument to feature the animal protections necessary to reduce the occurrence of pandemics, another agreement that does must be negotiated to fill this space. As discussed, the Convention on Animal Protection for Public Health, Animal Well-Being, and the Environment advances several protections designed to safeguard the health of animals and, by extension, that of humankind as well. In its affirmation of animals’ sentience and intrinsic value, the CAP seeks to not just advance their protections on the global state but also their status in eyes of the law.
Indeed, the last in the short list of important words that Ghebreyesus offered the world in declaring the pandemic was ‘people’.Footnote 187 Although there may be little doubt the Director-General conceived the term as coterminous with ‘humans’, it bears noting that significant gains have been realised – many of them in the midst of the COVID-19 pandemic itself – in extending substantive as well as procedural rights to animals around the world, thereby helping shift their status in the eyes of the law from that of mere property, or legal objects, into legal subjects, or ‘persons’.Footnote 188 Against the backdrop of this shift in the legal status of animals worldwide, insofar as pandemics may be considered to be the story of ‘all people’, the CAP, in complementing the WHO Pandemic Agreement’s focus on animal health, provides a unique opportunity to reimagine the ‘character’ of animals in our collective story and, conversely, animals as ‘characters’ in it, with the resulting fable revealing deeper moral truths over time and with further re-visions.
14.1 Introduction
The environmental dimensions of health for society and nature are many. With the health of humans, animals, and ecosystems all recognised as target outcomes under the inclusive definition of One Health developed by the One Health High-Level Expert Panel (OHHLEP) (which serves as an advisory group to the Food and Agriculture Organization of the United Nations (FAO), United Nations Environment Programme (UNEP), World Health Organization (WHO), and World Organisation for Animal Health (WOAH), through their ‘Quadripartite’ collaboration), environmental laws and policies can be examined in an expanded way to consider their relevance for health. In addition, the underlying principles accompanying the OHHLEP One Health definition reinforce many aspects of environmental protection and environmental justice initiatives,Footnote 1 particularly regarding the meaningful inclusion of marginalised voices, socio-ecological equilibrium and intrinsic values, stewardship and responsibility to future generations, and traditional forms of knowledge. These provide important entry points and implications for action, including through the law and policy lens.
This chapter examines how a One Health approach can increase the scope and effectiveness of environmental laws and policies, including in the national uptake of multilateral environmental agreements (MEAs). Opportunities for integrating environmental considerations into health and other sectors, including through One Health coordination platforms, are also explored. Solutions to embed One Health considerations in regulatory environmental and social impact assessment process, using insights from Liberia, are presented. Thinking to the future, the chapter offers ideas for the legal sector to be a key contributor to progress on One Health implementation and achieving target outcomes.
14.2 National Implementation of International Frameworks
While some notable cases have afforded components of the environment legal standing,Footnote 2 in general, laws and policies for environmental protection remain weak and face limited monitoring and enforcement.Footnote 3 The voluntary nature of environmental commitments at the international level, particularly under the Convention on Biological Diversity (CBD) and the United Nations Framework Convention on Climate Change (UNFCCC), provide little international motivation for meeting broad commitments.Footnote 4 National action planning allows for global and regional targets to be put into the national context of priorities, local actors, and capacity. Yet, most countries, particularly developing nations, adopt and ratify international environmental commitments which, in most cases, become domestic law, but fall short of enforcing or aligning these commitments with the national priorities. A One Health lens provides several core considerations that can help to support practical implementation: finding entry points; identifying gaps; ensuring policy is evidence-based and considers possible trade-offs; promoting coordination and harmonisation; and enabling equitable prioritisation and access to capacity strengthening. While discussed section-by-section below, these dimensions often overlap in practice.
14.2.1 Finding Entry Points
The National Biodiversity Strategies and Action Plans (NBSAPs) are the main implementation mechanism under the CBD. In line with the Kunming-Montreal Global Biodiversity Framework (GBF), parties have been requested to revise their NBSAPs to reflect the GBF’s four goals and 23 targets. Like the preceding Aichi Biodiversity Targets, the GBF has several points of relevance for One Health – in particular Targets 5, 7, 11, and 14 – and mentions ‘One Health and other integrated approaches’ in its introductory text. A clear One Health scope is reflected in GBF Target 5 through the focus on reducing disease risks associated with wildlife trade, calling on parties to ‘Ensure that the use, harvesting and trade of wild species is sustainable, safe and legal, preventing overexploitation, minimising impacts on non-target species and ecosystems, and reducing the risk of pathogen spill-over, applying the ecosystem approach, while respecting and protecting customary sustainable use by Indigenous peoples and local communities.’Footnote 5 Target 7 examines the risks and impacts of pollution on biodiversity, opening the door for legislation on the human and wild animal health effects of chemical exposures, including ‘cumulative effects’.Footnote 6 Target 11 acknowledges the value of ecosystem services,Footnote 7 many directly or indirectly contributing to health, to ‘Restore, maintain and enhance nature’s contributions to people, including ecosystem functions and services, such as regulation of air, water, and climate, soil health, pollination and reduction of disease risk, as well as protection from natural hazards and disasters, through nature-based solutions and/or ecosystem-based approaches for the benefit of all people and nature.’ Finally, Target 14 refers to a suite of broad tools at the national level through which biodiversity can be mainstreamed, to
Ensure the full integration of biodiversity and its multiple values into policies, regulations, planning and development processes, poverty eradication strategies, strategic environmental assessments, environmental impact assessments and, as appropriate, national accounting, within and across all levels of government and across all sectors, in particular those with significant impacts on biodiversity, progressively aligning all relevant public and private activities, fiscal and financial flows with the goals and targets of this framework.
Each of these targets offers entry points for implementation under a One Health approach, including for infectious and non-infectious disease risks and outcomes. For example, under a One Health frame, environmental impact assessments – a routine and typically legally required tool used in countries’ project and development proposal review and permitting processes – could in theory consider outcomes for human, animal, and environmental health.Footnote 8 Multi-sectoral participation in the development of NBSAPs and monitoring of their implementation progress may also help to encourage legal action from other sectors to support environmental protection (for example, tackling the illegal trafficking of wildlife based on public health endangerment and invasive species risks in addition to conservation status, in line with GBF Target 5).
Interactions with biodiversity by local communities are based on several different cultural, spiritual, nutritional, and economic factors. Hence, a multisectoral and multi-dimensional approach to the NBSAP revision and implementation can also affect options for law and policy development or changes. For example, in Liberia, partners have requested inclusion of One Health provisions in the amended and restated wildlife law to address zoonotic disease risks related to wildlife trafficking and increase access to information appertaining to threats to local residents based on interactions with wildlife. A similar call is made to provide varying sets of legal treatment for cases involving illegal wildlife capture by local residents, where the intended use relates to the local’s livelihood (for wildlife used as protein sources) compared to individuals illegally collecting wildlife for commercial benefit; however, a public health risk may be present in both situations.
14.2.2 Identifying Gaps
National legislation is a key channel for translating international agreements and mandates into action. Until an international agreement is ratified nationally, it does not carry the same weight as a national legislation.Footnote 9 However, even where there is a substantial body of legislation at a national level, the scope may not necessarily cover all contexts needed under a One Health lens. For example, a legislative review of 38 jurisdictions (in Africa, Asia, Australia, North America, and South America) found that despite existing global and legal responses around the management of zoonotic disease risks, legislation did not fully address risks presented by the wildlife trade.Footnote 10 The lack of harmonisation among laws, as well as the variation in risk contexts, leaves gaps among different sectors, settings, and jurisdictions. To overcome this, One Health coordination is needed in the review of proposed and existing policies to ensure coherence and coverage. In Liberia, for example, with several national outbreaks of zoonotic diseases, the One Health Coordinating platform was instrumental in recommending the restatement and amendment of the Public Health Law to include all aspects of One Health and enhanced provisions for mitigating the risk of zoonosis.Footnote 11
Mapping the coverage of laws and policies through a One Health lens can also reveal gap areas, including where formal authority, legislation, or implementation mechanisms are lacking. For example, responsibility for environmental health is often fragmented, and a designated authority for the full scope of wildlife health and wildlife disease has been lacking at the global level and within countries.Footnote 12 Overburdening national institutions/agencies with a plethora of functions or responsibilities beyond their individual capacities tends to limit the focus on environmental and wildlife health. A case in point is the Liberian Forestry Development Authority, which has operated as an entity with extreme focus on commercial timber harvest. Lately, it veered into conservation practice, initially with no or limited focus on wildlife health.Footnote 13 Its wildlife program is skewed towards illegal trade rather than wildlife health and risk of zoonosis. For instance, the national forest policy and implementation strategy, the overarching policy for forest conservation and terrestrial wildlife in Liberia, does not mention any activity related to wildlife health. It focuses on the ban on bushmeat hunting,Footnote 14 collecting biodiversity information for the establishment of protected areas and promoting community participation in area-based conservation.Footnote 15 Disentangling and specialising the focus of these agencies to account for One Health application will require legal and policy in addition to implementation efforts being championed by the National Focal Point for Wildlife. A former USAID project, Conservation Works, supported The Forestry Development Authority is finalising the National Conservation Strategy that incorporates issues of wildlife health and the general concept of One Health.
The local, national, and transboundary threats to wildlife health from infectious and non-infectious disease and anthropogenic change reinforce the need for law and policy action and coordination on wildlife health. In light of this, in 2022 WOAH adopted a Wildlife Health Framework that formally brings biodiversity and wildlife health into their scope;Footnote 16 however, as WOAH is an international organisation with voluntary membership, this Framework, like all WOAH frameworks and policy documents, has not been paired with legally binding requirements. At the global level, WOAH’s reporting obligations only extend to diseases of concern for international trade (WOAH listed diseases), which in general primarily affect domestic animals. Outside of the listed diseases, reporting is voluntary for disease in wild animals, and subsequently, limited. Member countries could potentially use national legislation to require reporting of wildlife diseases (as well as pathogens and toxins) based on conservation, public health, or other reasons. A natural extension of this is a mechanism for the reporting of findings to government from research, as demonstrated by Indonesia’s reporting framework mandate on wildlife and human disease surveillance studies.Footnote 17
14.2.3 Ensuring Policy Is Evidence-Based and Considers Possible Trade-Offs
Another dimension of One Health, the translation of evidence-based recommendations into practice, can also be supported by legal and policy action. For example, the Food and Agriculture Organization (FAO) Convention on the Conservation of Migratory Species of Wild Animals (CMS) Task Force on Avian Influenza and Wild Birds has repeatedly identified opportunities to reduce disease risk, including for the protection of wild animals.Footnote 18 Some of these opportunities include national-level implementation considering regulating livestock production activities around migratory areas in land planning decisions (e.g. restricting poultry production around wetlands and associated risks of highly pathogenic avian influenza). To ensure effectiveness, a suite of laws, policies, or regulations would need to be issued and adequately enforced. In Malaysia, several disease risk reduction requirements were enacted following the Nipah virus epidemic in 1999, such as distancing between orchard trees and livestock, enhanced biosecurity, and the designation of farming areas safe for pig production areas (with alterative livelihoods encouraged outside of those areas).Footnote 19
14.2.4 Promoting Coordination and Harmonisation
Without sufficient coordination and harmonisation, there may also be unintended consequences of environment regulations on health. For example, Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) listings have inadvertently affected the timely movement of emergency diagnostic specimens through restrictions on international movement.Footnote 20 While simplified procedures have been enacted under CITES in response, they do not provide automatic exceptions for Appendix I species, which are often among the most threatened with extinction, and thus would logically be considered priorities for rapid disease investigation.Footnote 21 In another example, decisions to manage health in some sectors could have consequences for others; the need for a One Health approach to the licensing of veterinary pharmaceuticals was highlighted after a mass decline in Gyps vulture populations in South Asia from chemical poisoning linked to the ingestion of cattle carcasses that had been treated with diclofenac for pain relief.Footnote 22 The loss of vultures has wide-ranging implications for ecosystem health given their unique and valuable role as scavengers.Footnote 23 Negative impacts to wildlife and ecosystems can also be generated from ill-informed responses to infectious disease threats; for example, the vilification and culling of bats overlooks their important ecosystem services and may actually increase zoonotic disease risk.Footnote 24 These misguided responses reinforce the importance of multi-sectoral coordination to proactively minimise trade-offs and maximise co-benefits.
14.2.5 Enabling Equitable Prioritisation and Access to Capacity Strengthening
In addition to the scope of international environmental agreements and their associated national legislation, implementation support may similarly influence priorities and progress. The overwhelming voluntary nature of funding of capacity building and technology transfer (CBTT) to support international environmental protection agreements results in uneven availability and access by countries and stakeholders;Footnote 25 it is also foreseeable how this could subject CBTT to potential conflicts of interest with economic investment priorities at odds with environmental protection. For example, a demand for investment and expansion of the Liberian government rent-seeking agenda from large-scale iron ore mining is potentially undermining the original intention to convert the Wologisi Proposed Protected Area into a National Park, thereby increasing the risk of environmental degradation, exacerbating climate change impact, and potentially generating health consequences from mining chemicals.Footnote 26 While the reporting of human and animal diseases is often associated with One Health initiatives, the reporting of environmental damages, environmental crime enforcement and deterrent capacity strengthening, and remediation measures should also be considered a priority to promote the same transparency prioritised by human and animal health sectors.
14.3 Governance Systems
We briefly examine the four contexts for governance systems for One Health law and policy for environmental action: national and subnational (governmental), community, protected and conserved areas, and industry. Examples of key governance mechanisms and issues from each of these contexts are discussed in terms of implications from a One Health lens, acknowledging that a much wider scope of governance topics and contexts may be relevant.
14.3.1 National and Subnational
The establishment of multi-sectoral coordination mechanisms, such as national One Health coordination platforms, is a major focus for advancing One Health implementation at the government level.Footnote 27 Different models have been used for governance structures, with varying form and funding mobilisation mechanisms (e.g. a lead agency, coordinator role, pooled resources).Footnote 28 These models have also been established at regional levels.Footnote 29 These mechanisms provide a foundation for the coordination and mapping of roles and responsibilities; in doing so, the clarification of mandates can reveal gaps needing attention. In most cases, the roles and responsibilities of government ministries and agencies overlap and/or are absent on the issue of wildlife health. When coordinated through the One Health platforms, the need to delineate the specific functions of wildlife health becomes apparent, from wildlife protection, public or domestic animal health protection, protected area management and environmental protection. These functions, in some cases, could be housed in a single ministry or department but the clarity, through law or policy, on the responsibility to ensure adequate protection must be stated. Additionally, in general, responsibility is fragmented for managing risks and impacts (e.g. certain agencies are responsible for watershed management and agricultural runoff, whereas water, sanitation, and hygiene (WASH) services and treatment for waterborne diseases are handled in other domains). This division and resulting dis-incentives for collaboration (and lack of jurisdiction) can hinder coherent policy decisions; the need to engage beyond the health sector is recognised in the sentiment of ‘health in all policies’.Footnote 30
A mix of assessment, planning, information sharing, and risk communication tools have been used to operationalise collaboration under national (and in some cases subnational) One Health platforms. The ongoing development of One Health Strategic Plans, intended as a national-level translation of the global One Health Joint Plan of Action developed by the Quadripartite,Footnote 31 offers an opportunity to contextualise a One Health approach to each country’s unique context, including risks and policy instruments.Footnote 32 To inform decision making, a One Health economics approach has the potential to support more robust evaluation of investments, in particular to assess and weigh trade-offs and co-benefits.Footnote 33 While the value of ‘societal’ (versus single-sector) perspectives in economic analysis has been emphasised, the increasing integration of environmental and health economic methods provides an exciting opportunity for the field of economics.Footnote 34 Economic and other evaluations can also be informed by the findings from the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES), in particular in terms of an increasing evidence base on the interlinkages between biodiversity and health.
14.3.2 Community
Community governance can play a key role in managing natural resources, including in decision making on use of proposed protected and conserved areas. These rightsholders (whether formally or informally established) often include Indigenous Peoples, who make up approximately 6 per cent of the world’s human population but govern a quarter of terrestrial areas, including 39 per cent of the planet’s most ecologically intact landscapes, many of which are threatened by industrial development.Footnote 35 One important element of governance centres on land tenure, including those with formal ownership as well as those with informal rights and dependence on ecosystems (e.g. for cultural, religious, economic, or other reasons). The lack of clarity on land tenure or the absence of specific rights to land by local communities can undermine conservation efforts, lead to uncontrolled and unsafe interactions with wildlife, and destruction of key habitats with the risk of increasing the probability of zoonotic disease spillover and vulnerability of these communities.
The principle of Free, Prior, and Informed Consent (FPIC) is recognised (and increasingly enforced) as a minimum standard for decisions on land tenure in/around proposed protected areas. Defined as ‘a specific right granted to Indigenous Peoples recognised in the UN Declaration on the Rights of Indigenous Peoples (UNDRIP), which aligns with their universal right to self-determination’, ‘FPIC allows Indigenous Peoples to provide or withhold/ withdraw consent, at any point, regarding projects impacting their territories. FPIC allows Indigenous Peoples to engage in negotiations to shape the design, implementation, monitoring, and evaluation of projects’.Footnote 36 Factors such as influence, awareness, and different value systems should be considered throughout community land formalisation processes to ensure FPIC is respected. Importantly, the lack of recognition of certain rights of communities to land and natural resources in local policy and legislation can undermine the principles of FPIC and increase the likelihood of conflict, unstainable harvest of natural resources and unsafe exposure to wildlife. In Liberia, for example, the Land Rights Act 2018,Footnote 37 has vested in the community unequivocal and unconditional right to customary land and the resources thereon. This has improved bargaining power of the community to negotiate, using the FPIC principles, for sustainable utilisation of their land. In addition, the national guidelines for establishing protected areas, as a legal instrument, require land tenure clarification as condition precedent to the creation of conservation or protected areas on land.Footnote 38
One Health understanding is particularly relevant for the ‘informed’ component of FPIC, given how direct and indirect impacts may affect the health and wellbeing of communities in diverse and potentially complex ways. For example, a timber logging concession in a primary forest area may generate jobs, revenue, and potentially improved access to health and other services, at least in the short term; whereas longer-term environmental consequences could lead to persistent pollution of waterways, change in species ecology, and other effects that may be at odds with other principles (e.g. intergenerational and multi-species rights and equity). Even formalising or increasing the protection status of a conserved area can potentially have adverse consequences for communities and rightsholders, such as loss of access to sacred sites. The use of a One Health lens in cost-benefit or cost-effectiveness analyses can explore trade-off and co-benefits and consider the distributions of monetary and non-monetary costs and benefits (e.g. to government, private industry, and local communities).Footnote 39 An extended time horizon, in some cases longer than a development project lifespan, may be needed to reflect long-term impacts on the environment and health, societal, and economic impacts (whether positive or negative) to a community.
14.3.3 Protected and Conserved Areas
Protected and conserved areas (PCAs) and Other Effective Area-Based Conservation Measures (OECMs) can involve a range of governance and management strategies. The IUCN has broadly defined these relevant for protected areas as governance by government, shared governance, private governance, and governance by Indigenous Peoples and local communities, with a set of management categories generally based on use purpose and restrictions.Footnote 40 In practice, PCAs often face multiple demands (some competing) from conservation management (including external management models), large-scale tourism and revenue generation (e.g. private lodging concessions, mining, and logging), as well as small-scale livelihood and cultural and space considerations (e.g. poaching, transhumance, access to medicinal plants). Activities at the periphery may also affect conditions within a protected area, such as through livestock grazing or wastewater generated via mining. As conditions are often dynamic, monitoring and decision-making processes can benefit from a One Health lens to identify and manage risks and impacts to human, animal (domestic and wild), and environmental health, requiring coordination between communities, industries, environmental scientists, the human and animal health sectors, and park managers.
International standards also provide guidance and benchmarks for the effective management of PCAs. For example, the IUCN Green List Standard for protected areas provides a voluntary certification on the basis of sites demonstrating certain criteria: ‘Respect: for the local community through fair and meaningful engagement of rights-holders and stakeholders; Design: planning that identifies the needs to secure the important values of the area; Effective management: monitoring of the status of these important values; Successful conservation results: for nature and for people; clear contribution: to climate change responses, health and well-being and other challenges’. The integration of a One Health approach in the Green List Standard has been recognised, with the planned integration of disease management indicators into the revised Green List Standard,Footnote 41 and the formation of multi-sectoral Expert Assessment Groups (including veterinary expertise, for example) for the Green List at the country level.
14.3.4 Industry
There is precedent for voluntary sustainable industry standards, potentially to pre-empt environmental regulations, respond to public demand, and meet corporate social responsibility obligations. For example, the Forest Stewardship Council (FSC) has developed a system for voluntary accreditation to certify companies as providing services and goods in line with ‘environmentally appropriate, socially beneficial and economically viable forest management’.Footnote 42 The existing FSC standard includes indicators around worker health and ecosystem services and could potentially be interpreted under a One Health lens. Parallel mechanisms could be explored for other industries; for example, an audit checklist was developed to assess emerging infectious disease risks in the extractive industries.Footnote 43 Implementation of such tools and standards in line with a One Health approach will likely require a broader scope of expertise (e.g. disease ecology and wildlife health) than commonly included in biodiversity and community health impact assessment and monitoring.
14.4 Case Study: Insights from Liberia
Liberia is rich in biodiversity and plays a vital role in climate change mitigation and adaptation, with the largest remaining tract of the Upper Guinean Rainforest and important wetland and mangrove ecosystems. After two Civil Wars between 1989 and 2003, the country’s institutions were left weakened, affecting the governance of environmental laws and policies. Following the cessation of hostilities in 2005, Liberia embarked on a rigorous process to improve the legal and regulatory landscape in support of sustainable natural resources management, land tenure and security, especially in the context of community ownership, access and use, and wildlife management. In 2016, Liberia adopted the National Wildlife Conservation and Protected Area Management Law of Liberia.Footnote 44 While it prohibits wildlife hunting and trade by default, the harvest, sale, and consumption of wildlife has continued, and the enforcement of the law and its penalties remain weak, with few prosecutions. In 2020, the process to amend and restate the wildlife law began. Following three years of painstaking research, consultation, and redrafting, the amended and restated wildlife law was submitted to the Office of the President, now inclusive of provisions on institutional arrangements and establishing regulation to minimise zoonotic disease risk. Application of the existing law to practice reinforces the importance of multi-sectoral planning, resourcing, and prioritisation; for example, wildlife confiscations may require the involvement of the Liberian National Police, requiring joint security initiatives. In addition, the lack of suitable facilities and caretaking requirements for rescued wildlife served as a deterrent to confiscation.Footnote 45 The availability of rescue centres in the country, through partnerships between non-governmental organisations and the Forestry Development Authority and sustainable resourcing for day-to-day operations, has helped to overcome this barrier.
14.4.1 National One Health Coordinating Platform
Liberia has been a leader in operationalising One Health, including through the establishment of a National One Health Coordination Platform in 2016.Footnote 46 A formal governance structure set expectations and designated roles for participation, including for its Steering Committee, Technical Committee, and Technical Working Groups.Footnote 47 The Steering Committee is chaired by the Vice President; the Technical Committee is chaired by the Director General of the National Public Health Institute of Liberia; and the six Technical Working Groups have a rotational chairing format. This leadership structure is supported by a One Health Secretariat with a coordinator and officers from seven target agencies (Ministry of Health, Ministry of Agriculture, Forestry Development Authority, Environmental Protection Agency, National Disaster Management Agency, National Public Health Institute of Liberia, and Ministry of Defense). Terms of Reference have been developed in the Platform’s Governance Manual to clearly define roles and responsibilities for each component of the governance structure. A standalone website managed by the One Health Platform Secretariat has been developed to provide a central place to access information, including laws and policies.Footnote 48 The development of county-level platforms is now translating this model to the subnational level to promote more localised dialogue across ministries and support information flow to and from national authorities.
14.4.2 Revision of the National Biodiversity Strategy and Action Plan (NBSAP)
The National Biodiversity Strategy and Action Plan (NBSAP), in theory, presents a turnkey solution for the sustainable management of biodiversity and creating a conditionality whereby humans, ecosystems, and wildlife can thrive harmoniously. NBSAPs are ‘central for mainstreaming biodiversity by translating global ambition into national policies’.Footnote 49 They are also useful ways of integrating the One Health concepts and practices into national planning and decisions for managing wildlife. The first NBSAP for Liberia was designed in 2004 in an effort by the national government to centralise decisions and incorporate issues affecting biodiversity into national policies and plans. Upon the signing of the Nagoya Protocol and Aichi Targets, Liberia, again, realised the need to adjust its NBSAP to mirror and align with the international agreement.
Despite the attending value attached to sustainably managing biodiversity, certain underlying conditions, if not addressed, can lead to a complete failure of the NBSAP. ‘Conflicting interests, weak financial support, and poorly integrated institutional and regulatory structures can affect implementation of NBSAP’. Thus, coordination across sectors is vital.Footnote 50
In March 2017, a new revised NBSAP, encapsulating five goals and twenty targets, was endorsed by the Liberian Government spanning the period 2017–2025. Positioned as the overarching national strategy for managing biodiversity, neither the 2004 nor the 2017 described the concept or mentioned the word One Health. Understandably, this may be as a result of the limited exposure and understanding of One Health in the country. More so, the international community was still piecing together the inextricable link between wildlife health, environmental change, and disease spillover vis-à-vis the need to imbed these considerations into national planning for environmental decision making.
The twin devastating outbreaks of Ebola and COVID-19 impetuously shattered health systems, livelihoods, and human wellbeing. Incontrovertibly, the Ebola outbreak was a wake-up call for Liberians that highlighted the unavoidable need to integrate One Health into national policies and laws. This notion was furthered re-echoed following the global pandemic of COVID-19. In time past, global biodiversity instruments did not reference or strategically consider the importance of this concept. Notwithstanding, following the devastating impact of the Coronavirus, the Kunming-Montreal Global Biodiversity Framework moved significantly towards integrating One Health. With the vision to align its national strategy with the GBF, Liberia embarked on the revision of its NBSAP, as a standard practice and based on a request from the Convention on Biological Diversity (CBD). Interestingly, the initial call from the government was to integrate the interfaces between wildlife health, environmental changes, and human health. After a few national consultations and engagements with key national experts, the government took a bold step towards establishing a new target in the revised NBSAP relating to One Health. Submitted to the CBD Secretariat and awaiting finalization of the implementation plan and monitoring and evaluation framework, Target 1.5 of the 2024 revised NBSAP provides that it will ‘by 2030, integrate the One Health approach into the assessment and management of biodiversity and establish and implement a comprehensive national program to monitor, control, and reduce the risk of chemical hazards and pathogen spillover presenting risks to human and animal health’.Footnote 51 To this target, six indicators were correspondingly developed for monitoring and evaluation purposes. When finalised and officially endorsed, this will not only highlight the importance of improving policy and legislations for One Health but will increase awareness on the subject, attract international and national support, and subsequently reduce the risk of zoonosis.
14.4.3 Integrating One Health in Environmental and Social Impact Assessment (ESIA)
Environmental Impact Assessments (EIA) are a tool typically used to assess the effects of a proposed project on the environment.Footnote 52 In Liberia, EIA is the primary mechanism for assessment of potential development projects, covering a wide scope ranging from commercial and artisanal extractive activities to agricultural and transportation development to protected area establishment and ecotourism. Projects classified in Annex I of the Liberia Environmental Protection and Management Law of Liberia (EPML) must undergo the EIA process prior to receiving approval by the government. Health impacts are potentially included in the scope of the EIA procedures, but there has historically been limited awareness of health aspects by the country’s impact assessment workforce. The system, processes, and regulations for EIA significantly improved over time due, principally, to the evolution of different impacts associated with major capital projects that were not originally embedded in the EIA framework. For instance, after many years of evaluating project impacts via the EIA process, many issues still existed within these locations including those affecting residents, expropriation of land, and health-related impacts not necessarily attributed to environmental pollution. Hence, the Government of Liberia, through the Environmental Protection Agency of Liberia (EPA), published the first legal instrument, in the form of regulations in 2016 calling for the adjustment to the list of project categories that are covered under the EIA process as well as the inclusion of social impacts.Footnote 53 Essentially, this resulted in the designation from EIA to ESIA, with the ‘S’ representing social impacts.
Despite this seemingly progressive intervention, the evaluation of health impacts from these projects under the ESIA process did not meet the required threshold. Project proponents or developers were required to assess only the occupational health risks and hazards of their interventions and not a full health impact assessment with consideration of direct and indirect impact to wildlife, environment, or people as a result of the project. A One Health approach was proposed as an anchor for evaluating health impacts, mainly those associated with the project and directly affecting wildlife or indirectly leading to a zoonotic spillover. In 2022, the EPA launched a call for inputs to be made to the ESIA regulations. With support from national and international experts, a set of recommendations were proffered as an improvement to evaluating health impacts with emphasis on integrating the One Health concepts in the revised regulations. Unfortunately, by the time the recommendations were received, EPA had already published the new revised ESIA Regulations, 2022. Notwithstanding, the government received the draft of recommended changes and committed to integrating specific language during the next iteration of the regulations in 2026. More importantly, the new requirement for assessing health impacts under the 2022 revised regulations incorporates wildlife health impacts associated with projects earmarked for an ESIA study. This progress is not the anticipated result but it is a watershed movement for highlighting, in a legal instrument, the importance of integrating One Health as well as the immense contribution this can have on wildlife and ecosystem health with a cascading effect on human health. At the request of the EPA, to support capacity for implementation, in 2023 training on One Health in ESIA was conducted for members of the Union of Certified Environmental Professionals of Liberia.Footnote 54 The training highlighted how a One Health approach can more comprehensively assess the impacts of toxicology and infectious disease risks across a project lifespan, including direct impact at a site as well as from biodiversity offsets.
14.5 Conclusion
This chapter has demonstrated there are numerous needs and opportunities for integrating One Health in environmental law and policy. Future decisions and frameworks can be examined with a One Health lens to identify relevant stakeholders for monitoring and implementation. The relevance of human, animal, and environmental health risks and outcomes to legal standing and liability requires an interdisciplinary team. Academic institutions have a role to play in bridging disciplines to encourage new ways of envisioning and implementing legal frameworks. Similarly, practitioners from human, animal, and environmental health disciplines should consider the legal and policy elements of the topics they are working with to support a comprehensive understanding of the issue and viable solutions. At the national and subnational level, and university levels, the role of One Health coordination platforms could expand to deliver broadly on sustainable development objectives, including outcomes relevant for biodiversity and ecosystems, rather than only disease response as a primary objective. The practice of environmental law and legal training can encourage interaction with other sectors, including for harmonisation and more holistic interpretation of law and liability.
15.1 Introduction
In the coming decades, cities and other local governments will need to transform their infrastructure as part of their climate change mitigation and adaptation efforts. When they do, they have the opportunity to build more resilient, sustainable, and accommodating infrastructure for humans and non-humans alike. From industrial farming practices to the wildlife trade, human interactions with animals currently pose significant threats, including infectious disease transmission, environmental degradation, and biodiversity loss. These problems are best addressed through a One Health approach, which recognises the interconnectedness of human, animal, and environmental health.
Animal welfare, in particular, is often neglected in public policy. Cities can address this gap by incorporating animal welfare into their local policymaking.Footnote 1 Some governments may consider establishing a dedicated animal welfare planning process that supports animal habitats, shelters, food, and other needs. Governments can also add proxies for wild animal welfare into their existing monitoring and evaluation efforts. They can pursue institutional reform, including appointing officials or establishing offices for animal welfare to coordinate city-wide efforts. And they can pursue infrastructural reform, by implementing co-beneficial land use and built environment policies for humans, non-humans, and the environment.
This chapter makes the general case for including animal welfare in local policymaking, with special focus on institutional and infrastructural change. We start by discussing the importance of animal welfare for the One Health framework, along with key questions about animal welfare. We then discuss general principles and policies that can guide cities in building multispecies urban infrastructure. For example, cities can implement bird-friendly building materials, improve road design and operation, provide guidance for incorporating animal shelter and habitat into green infrastructure, and shift their lawn maintenance practices. These policies benefit humans, animals, and the environment alike. By researching and adopting these and other, similar policies, cities can work towards creating environments that support all species within their boundaries.
15.2 One Health, Animal Welfare, and Theories of Change
15.2.1 Expanding One Health
One Health is a policy framework that recognises that human, animal, and environmental health are linked. Accordingly, the One Health framework requires a ‘collaborative, multisectoral, and transdisciplinary approach – working at the local, regional, national, and global levels’.Footnote 2 The UN Food and Agricultural Organization describes One Health as an ‘integrated approach’ with implications for ‘food security, sustainable agriculture, food safety, antimicrobial resistance’ and more.Footnote 3 Given these links between human, animal, and environmental health, governments can improve outcomes for human health and well-being in many contexts by improving outcomes for animal and environmental health as well.
To see why One Health is valuable, consider how humans interact with captive animals, particularly farmed animals. Humans breed, raise, and kill more than 100 billion vertebrates and more than one trillion invertebrates for food each year.Footnote 4 These practices not only harm and kill many animals, but also contribute to the spread of infectious diseases (particularly bird and pig farming) and to land-use and climate change (particularly cow farming).Footnote 5 By thinking about human, animal, and environmental health holistically, we can build future food systems that treat humans, animals, and the environment better at the same time.
Similarly, consider how humans interact with wild animals. Humans breed or capture tens of millions of wild land animals and hundreds of millions of wild aquatic animals for a variety of purposes each year.Footnote 6 But as with animal farming, many forms of the wildlife trade are bad for humans, animals, and the environment. They harm and kill many animals, contribute to the spread of infectious diseases (according to one study, animal farming and the wildlife trade are the two main causes of disease spread among wild animals),Footnote 7 and contribute to biodiversity loss and ecosystem collapse (particularly industrial fishing).Footnote 8 Once again, by thinking about these issues holistically, we can seek alternatives to the wildlife trade that are better for all.
However, while the One Health framework is valuable, current applications have important limitations.Footnote 9 One limitation is that current applications focus on benefiting humans, rather than on benefiting human and non-human animals alike.Footnote 10 One Health recognises that human, animal, and environmental health are linked, but responds to these links by treating animal health as a resource to protect for the sake of human health.Footnote 11 However, many non-human animals are living, conscious beings with sentience and agency; their health matters not only to us but also, and primarily, to them. By taking an instrumentalising approach to animal protection, we miss opportunities to improve animal health for the sake of the animals themselves.
Another limitation is that current applications of One Health focus on health in particular rather than on health and welfare in general. Of course, this focus on health makes sense, because health impacts are easier to measure than welfare impacts, and because health is a ‘primary good’ that makes possible the pursuit of all other goods. But for human and non-human animals alike, health is not an end in itself and protecting our health is not always sufficient for supporting our flourishing in life. By focusing narrowly on our health rather than widely on what brings meaning and value to our lives, we miss opportunities to improve not only human and animal health but also human and animal lives and societies.Footnote 12
To see how these limitations can lead us astray, return to our treatment of captive animals. Many humans assume, rightly, that proper regard for animal and environmental health requires making changes to animal farming. However, when we assess our options without considering animals as stakeholders, and without considering animal welfare at all, we end up causing and allowing unnecessary harm to vulnerable animals. For example, many experts are proposing further intensification of animal farming to reduce the amount of land used per animal, despite the fact that further intensification risks increasing animal suffering.Footnote 13 Many experts are proposing a shift from cow to chicken farming for the same reason, despite the same trade-off.Footnote 14
Similarly, many humans assume, rightly, that proper regard for animal and environmental health requires making changes to the wildlife trade. But once again, when we assess our options without considering animals as stakeholders, and without considering animal welfare at all, we end up causing and allowing unnecessary harm. For example, we tend to set limits on the wildlife trade when we see animals as vectors for disease (for instance, bans of live markets during COVID-19), or when we see particular practices as ecologically harmful (for instance, bans of ‘unsustainable fisheries’). But as long as we see the exploitation and extermination of other animals as compatible with human health, we tend to permit them.Footnote 15
Of course, there may be cases where human and non-human interests conflict. At least at present, many humans rely on animal use industries for food, income, and other vital needs. Additionally, many animals do pose threats to humans, and nonviolent resolutions to these conflicts are not always available. However, to say that we should consider human and non-human health and welfare is not necessarily to say that we should always avoid practices that harm animals in cases where these practices are deemed necessary. Instead, it is merely to say that we should consider the impacts of policies on all relevant stakeholders, and we should seek ways of improving human and animal lives together where possible.
15.2.2 Assessing Wild Animal Welfare
Unfortunately, political will is not the only obstacle that stands in the way of legal and political consideration of wild animal welfare. A more fundamental obstacle is that we currently lack the ability to predict and control the net effects of our actions and policies on wild animal welfare. This is partly due to our limited knowledge about wild animal welfare and is partly due to our limited capacity to act on the knowledge that we have. Before we can find a way forward, we need to identify where we are and where we need to go. So, in this section, we briefly survey several basic questions about animal welfare that we need to answer before we can responsibly estimate the net effects of our actions and policies on wild animal welfare.
To the extent that animal welfare is currently measured in policy contexts (which, to be clear, is a limited extent), it is typically measured for alignment with the ‘five freedoms’. These were developed in the early 1990s and were the first metrics to capture, or attempt to capture, the subjective experience of animals in addition to their health and behaviours.Footnote 16 They include: (1) freedom from hunger or thirst; (2) freedom from discomfort; (3) freedom from pain, injury, or disease; (4) freedom to express normal behaviour; and (5) freedom from fear and distress. Each freedom has corresponding provisions that are recommended; for example, to ensure that an animal has freedom from hunger or thirst, the standard recommendation is to provide the animal with access to fresh water and a healthy diet.
While the five freedoms represent an important step towards the inclusion of animal welfare in public policy, they are incomplete measures of animal welfare. One of their limitations is that they are open to interpretation, which means that a range of environments could arguably meet their criteria.Footnote 17 Another limitation is that they represent what humans believe is important for animal welfare. They are not backed by animal welfare science as the five most important freedoms to animals. A third limitation is that they focus only on freedom from negative states, when positive animal welfare should be considered a benefit in policy making.Footnote 18 A more complete metric of animal welfare might track positive experiences as well as negative ones and represent the balance between them.
To develop a better framework, however, we need to answer several basic questions about animal welfare. First: Which animals are welfare subjects? That is, which animals are capable of experiencing morally significant benefits and harms? Does this capacity require sentience (the ability to suffer), agency (the ability to pursue goals), or only life (the ability to survive or procreate)? And if it requires sentience or agency, which animals have these features? The empirical evidence supports at least a non-negligible chance that all vertebrates and some invertebrates have these features.Footnote 19 But to the degree that we remain uncertain about particular animals (say, insects), how, if at all, should they factor into welfare assessments?
Second: How do our actions and policies affect these animals? When we attempt to help wild animals, our interventions can easily reverberate across vast ecological webs. Thus, if we want to assess the net effect of our actions and policies on wild animal welfare, then we need to consider not only the direct and intended effects on some animals, but also the indirect and unintended effects on all animals. That requires improving our understanding of natural systems in general, so that we can find order in what currently appears to be chaos. This project is already difficult when we restrict welfare assessments to, say, mammals and birds. It will be much harder when we expand these assessments to include all animals who merit consideration.
Third: Which effects are good and bad for particular animals? Many humans assume that we benefit animals when we extend their lives and expand their populations, and that we harm them when we shorten their lives and contract their populations. However, if an individual animal experiences more suffering than happiness, then extending their life may not be good for them. Similarly, if a group of animals experience more suffering than happiness overall, then expanding this population may not be good for its members overall. Thus, even if we knew how our actions and policies would affect wild animals, we still might not know which actions and policies are good or bad unless we know which effects are beneficial or harmful.
Fourth: How can we compare welfare impacts across species? Suppose we agree about which impacts are good and bad for particular animals. In this case, we still need to ask how good and bad these impacts are for these animals. Do an elephant, a mouse, and an ant all have equally strong interests, such that we should give them all equal weight in our welfare assessments? Or is the strength of their interests a function of, say, their cognitive complexity and longevity, such that we should give more weight to the elephant than to the mouse, and more weight to the mouse than to the ant? Because smaller animals tend to have larger populations, how much weight we give these animals will end up mattering a lot.
Finally: How should we factor welfare assessments into our decisions? Ethics, law, and policy are about more than promoting welfare, at least in practice. They are also about respecting rights, honouring relationships, and working within our epistemic and practical limitations. When we consider all relevant factors, we might find that even if animals have a lot at stake in our decisions, there is a limit to how much we can, and should, support them. However, our claim in this chapter is merely that, for all we know now, we might be able to improve our treatment of animals at least somewhat. And insofar as we can improve our treatment of animals in a responsible, achievable, sustainable way, we owe it to them to try.
15.2.3 Improving Animal Welfare, One Step at a Time
Given the complexity of these issues, one might think that we should wait for more information before we attempt to improve our treatment of animal populations, particularly wild animal populations. After all, until we know more about which animals are welfare subjects, how our policies will affect them, which effects are good or bad for them, how to compare welfare across species, and how to factor welfare assessments into our policy decisions, our attempts to improve animal welfare can easily be ineffective or counterproductive. In the meantime, vulnerable human populations still need support too. Perhaps we should prioritise improving human lives while we wait for more information about how to improve non-human lives.
However, it would be a mistake to delay consideration of non-human animals for these reasons. First, these issues are urgent, and there are risks in both directions. Again, humans kill more than 100 billion captive vertebrates, more than a trillion captive invertebrates, more than a trillion wild vertebrates, and quadrillions of wild invertebrates every year. In the future, human-caused environmental changes will amplify our effects on non-human populations considerably. Thus, there is no risk-free option in this context. While considering animal welfare might lead us to mistakenly cause new harms, continuing to neglect animal welfare will lead us to amplify – and potentially lock in – current patterns of harm, exploitation, and extermination.
Second, we may never be able to completely answer these questions, and bad assessments can still be better than nothing at all. Determining how to treat wild animals requires addressing fundamental issues in ethics and science, including questions about the nature of other minds and the value of other lives. We will likely not be certain about these issues anytime soon. At the same time, we are not completely in the dark about these issues either, and we have sophisticated tools for making policy decisions about important and difficult issues under risk and uncertainty, such as precautionary principles and expected value principles.Footnote 20 We should do the best we can with what we have as we continue to research these issues over time.
Third, bad assessments can pave the way for better assessments. Part of how we can learn how to improve our treatment of animals is by attempting to improve our treatment of animals and then studying the effects. Of course, this is not to say that we should experiment with risky, costly, harmful, large-scale interventions simply to study the effects; it would be bad to destroy the environment simply to confirm that destroying the environment is bad! Instead, the idea is that experimenting with reasonably safe, low-cost, small-scale interventions can have both practical and epistemic benefits. Practically, it can help at least some animals in the short term, and epistemically, it can teach us how to help more animals in the long run.
Fourth, knowledge is not the only bottleneck; capacity and motivation are as well. We already know how to improve our treatment of animals in many ways, but we lack the ability and political will necessary to act on this knowledge. Thus, it would be naive for us to simply spend 100 years developing knowledge about animal welfare and then expect the world to be ready to act. We instead need to develop relevant knowledge, capacity, and motivation simultaneously. Experimenting with reasonably safe, low-cost, small-scale interventions can help in all these ways, as it can contribute not only to the development of animal welfare research, but also to the development of legal and political institutions for considering animal welfare.
Fifth, many changes can be co-beneficial for humans, (many) animals, and the environment. The One Health policy framework is a reminder that improving our treatment of animals and the environment can have positive effects for us as well. Of course, this is not to deny the reality of trade-offs both within and across species. Few if any policies will benefit everyone. Still, if we at least consider everyone when making decisions, then we might find that we can improve our treatment of humans and non-humans at the same time; or, at least, that we can improve our treatment of non-humans without worsening our treatment of humans. Experimenting with these kinds of seemingly co-beneficial options is a good place to start.
Finally, many decisions can involve path dependence and even a ‘lock in’ effect, particularly decisions regarding the built environment. In particular, governments are or, at least, will soon be spending vast amounts of money to build more resilient and sustainable infrastructure in the face of climate change. If we at least consider animal welfare when we build this infrastructure, then we might be able to identify relatively safe, low-cost, small-scale changes that appear to benefit humans, animals, and the environment. And of course, it would be cheaper and faster to change our infrastructure once, with both human and non-human interests in mind, than to change it once for humans and then all over again for everyone else.
In our view, these reflections support the following theory of change for wild animal welfare. As we research basic ethical and scientific issues regarding wild animal welfare, we should also experiment with relatively safe, low-cost, small-scale interventions that appear co-beneficial for humans, (many) animals, and the environment in the short term, and that will help us to build the knowledge, capacity, and motivation necessary to pursue better interventions over time. And in order to produce these further effects, we should focus on infrastructural and institutional changes that can involve path dependence, and to develop partnerships between researchers and policymakers so that we can study the effects of policy experiments.
15.3 Multispecies Institutions, Principles, and Policies
Despite its importance, animal welfare is still neglected in environmental, climate change, and sustainable development policy.Footnote 21 Wild animal welfare in particular has been overlooked by policymakers at the international, national, and subnational levels.Footnote 22 While action is needed at every level, we focus here on local government policies on land use and the built environment for several reasons. First, cities have the opportunity to test out innovative policies that take into account and promote wild animal welfare.Footnote 23 Second, cities have a responsibility to consider wild animal welfare as many wild animals already reside in cities, and many more may migrate to cities as a result of human-caused environmental changes.Footnote 24 Third, cities typically have authority over land use and infrastructure choices that affect humans and animals.Footnote 25 This combination of opportunity, responsibility, and authority positions cities to take action on wild animal welfare in the near term.
15.3.1 Building Local Government Capacity to Advance Wild Animal Welfare
Cities can begin to incorporate wild animal welfare into local plans, monitoring, institutions, and policies.Footnote 26 Through these cross-cutting actions, cities can build their capacity for promoting wild animal welfare consistently across local policy areas.Footnote 27
15.3.1.1 Plans
Cities can incorporate wild animal welfare into ongoing city planning processes and consider developing a separate animal welfare planning process. Existing city plans for climate action, green infrastructure, capital investment, parks, and biodiversity, among others, are likely to impact local wild animals. Cities could shape these plans to better consider and support wild animal welfare. For example, local parks, green infrastructure, and climate action plans could require consideration of food, habitat, shelter, and shade benefits for wild animals. These considerations might affect the tree and plant species used for planting or ecosystem maintenance and restoration decisions. For example, cities could leverage urban forest assessment tools to model the effects on bird habitat from management decisions.Footnote 28 The City of Amsterdam, in The Netherlands, is a leading example of incorporating wild animal welfare into existing city planning processes. For one, their Green Infrastructure Vision planning document specifically includes ‘care for the wellbeing of animals’ as part of the plan.Footnote 29
In addition, cities considering animal welfare more holistically may choose to adopt a separate animal welfare planning process. Amsterdam is again at the forefront of animal welfare planning with their Animals Agenda.Footnote 30 The Agenda coordinates city policy and planning processes to support the welfare of wild and domestic animals. It identifies important policies for animal welfare, coordinates different city departments and their plans to implement these policies, and establishes monitoring and accountability processes for implementing the Agenda. To benefit wild animals, the Agenda advances nature-inclusive construction policies, maintenance of city-owned meadows to provide optimal habitats for meadow birds, the removal of barriers to wild animal movement in the city, policies to reduce light pollution impacts on wild animals, and more.Footnote 31
15.3.1.2 Monitoring
Cities can also identify opportunities for monitoring and gathering baseline data on wild animal welfare. While measuring wild animal welfare remains a challenge, cities can at least begin to take measures of environmental conditions that may affect wild animal welfare and physical health or behaviours of wild animals that may be indicative of their welfare. Measures of relevant environmental conditions include: exposure to extreme temperatures, anthropogenic noise, and artificial light at night. Measures of wild animals’ health may include rates of disease and starvation among wild animals or observations of behaviours consistent with states of stress or relaxation.Footnote 32 Importantly, monitoring for wild animal welfare should focus not only on wild animals that belong to a threatened or vulnerable species, because animals who belong to vulnerable species are not the only ones who matter.
To start, cities can look for opportunities to include measurement of wild animals’ environmental and health conditions in existing city monitoring efforts across all departments, wherever possible. Some cities already monitor wildlife as part of their park management or biodiversity planning efforts. For example, Chicago, IL has a Nature and Wildlife Plan with a goal of ‘[m]onitoring the effects of management and conducting applied ecological research’ including establishing baseline inventories of natural and restoration areas, setting up monitoring for endangered species, and researching how ecosystem restoration affects migratory birds.Footnote 33 Chicago’s efforts could begin to incorporate or pilot assessments of wild animal welfare.
Similarly, the more than 100 cities globally with biodiversity plans could begin to assess wild animal welfare, including in their selection of biodiversity indices.Footnote 34 For example, the Urban Nature Index – a city self-assessment for biodiversity and ecological performance – includes measures of light and noise pollution.Footnote 35 Both of these measures would gather information on environmental conditions that may affect wild animal welfare.Footnote 36 Cities can also look for opportunities to partner with researchers and universities to pilot wild animal welfare assessments of local land use and built environment policies.
15.3.1.3 Institutions
Cities can build institutional capacity to support wild animal welfare by appointing an official or creating an office for animal welfare. This office would serve as a coordinating body for promoting animal welfare across city departments, planning, and policy. They could lead an animal welfare planning process in the city, develop checklists for each city agency to ensure the consideration of wild animal welfare, evaluate technical guidance for opportunities to promote wild animal welfare, propose budget items for animal welfare-related city action, and more. The office could also identify how existing wild animal monitoring and data collection in the city could better incorporate measurement of wild animal welfare. Ideally, there would be an official or part of the animal welfare office dedicated specifically to wild animals.
For example, the cities of New York, NY and Amsterdam, Netherlands have both created offices or appointed city officials for animal welfare. The New York City Mayor’s Office of Animal Welfare was created to ‘advise and assist the Mayor in the coordination and cooperation among City agencies that are involved in animal welfare administration, regulation, management or programs’.Footnote 37 The Office and its precursor, the animal welfare liaison, have supported a municipal non-lethal deer management program, the use of bird-friendly building materials, a city-wide ban on wild animals in circuses, and more.Footnote 38 In Amsterdam, Netherlands, there is a Councillor for Animal Welfare that coordinates the Animal Agenda planning process and policies for animal welfare across city departments.
15.3.1.4 Policies
Cities can implement policies that promote wild animal welfare on city-owned or city-controlled land and on private lands in the city. Cities can seek to provide environmental conditions that support wild animal welfare, including providing food, habitat, and shelter for wild animals; promoting habitat connectivity and freedom of movement for wild animals; alleviating extreme temperatures; reducing noise, light, and air pollution impacts on wild animals; and reducing harmful wild animal collisions with buildings and vehicles. Cities can shape these environmental conditions through their design of green infrastructure and road layouts, management of parks and lawns, and building materials and operations in city buildings and property, among other policy actions.
For private lands, cities can pass wildlife ordinances that incorporate multiple land use and built environment policies to promote wild animal welfare. Wildlife ordinances should be flexible and responsive to developments in scientific understanding of wild animals and the hazards they face. For example, city ordinances can define bird-friendly building materials based on the American Bird Conservancy Material Threat Factor Reference Standard, which can be updated as new information becomes available.Footnote 39 Los Angeles, CA has a wildlife ordinance that applies to private lands in a designated Wildlife District.Footnote 40 This wildlife ordinance combines multiple policies on private lands that promote animal habitat, shelter, and food sources; freedom of animal movement; and reduction of light pollution, among other environmental conditions that may support positive wild animal welfare. These policies include wildlife-friendly fencing, retaining native trees and large trees that provide greatest wildlife benefits, limiting outdoor lighting that could harm some wild animals, and using bird-friendly building materials to reduce animal–window collisions and associated mortality and harm.Footnote 41
15.3.2 Sample Local Policy Recommendations
Cities can also implement specific policies that support not only wild animal welfare, but also human health and climate change mitigation or adaptation. They can begin with relatively safe, low-cost, small-scale interventions that appear to be co-beneficial for humans, (many) animals, and the environment, reflecting a One Health approach to local policy making. Such policies have low risks and many benefits. Over time, they will help us to build the knowledge, capacity, and motivation necessary to pursue more effective and widespread interventions in the future. There are a range of local policies on land use and the built environment that reflect a One Health approach, but this chapter focuses on a few illustrative examples that have the potential to benefit humans, animals, and the climate with relatively few welfare trade-offs.Footnote 42 The following examples can be implemented on private lands via local ordinance and on city-owned lands.
15.3.2.1 Bird-Friendly Building Materials
Cities should consider implementing bird-friendly building materials policies to not only reduce animal–window collisions but also improve building energy efficiency. Scientists estimate that bird–window collisions kill up to one billion birds annually in the United States alone, which does not include measures of pain and suffering from non-fatal window collisions.Footnote 43 Researchers have identified that building glass, exterior materials, and lighting are major contributors to bird-window collisions.Footnote 44 To respond to this, some cities have begun to pass local ordinances mandating or providing incentives for the use of bird-friendly materials, including those that also improve building energy efficiency, thus reducing greenhouse gas emissions and associated climate impacts.Footnote 45 In general, many existing local ordinances mandating bird-friendly building materials apply only to new buildings or major alterations to the building exterior, not to existing buildings.Footnote 46 Cities could move toward requirements or incentives to retrofit existing buildings with bird-friendly materials.
Local Law 15 in New York, NY is a leading example of a local bird-friendly building materials policy. Enacted in 2020, Local Law 15 requires bird-friendly material on 90 per cent of the 75 feet of building exterior above grade, 12 feet above green roof systems, and on some other hazardous structures for birds at any height. The law requires bird-friendly material on any new buildings and where there are major alterations to exterior glazing of an existing building. Importantly, this law is flexible to advances in understanding of bird-friendly materials; it defines ‘bird-friendly material’ where the maximum material threat factor is 25 or less, referencing the American Bird Conservancy Bird Collision Deterrence Material Threat Factor Reference Standard.Footnote 47
This ordinance could be strengthened by requiring retrofits of existing buildings over time, even if they do not have a significant alteration to the exterior glazing, and increasing the height to 100 feet above grade, like the Washington DC Migratory Local Wildlife Protection Act passed in 2023.Footnote 48 Other cities and localities have taken an incentive-based approach, such as Arlington County, VA, which allows developers to access bonus density through the city’s Green Building Incentive Program when they include bird-friendly materials.Footnote 49
15.3.2.2 Road Design and Operation
Cities should consider redesigning roads and road operation to promote the health and safety of humans, animals, and the environment. Road deaths and injuries are a significant threat to both humans and wild animals, with one to two million annual collisions between motorists and wild animals in the United States alone.Footnote 50 Roads also produce levels of anthropogenic noise that may harm wild animals by impacting their communication, fitness, foraging, and movement patterns.Footnote 51 As cities redesign streets to reduce human traffic fatalities and respond to climate change risks like flooding and sea-level rise, they can also take wild animal welfare into account.
There are several road design policies that cities could consider implementing to benefit humans, wild animals, and the environment. As a threshold matter, cities could consider wild animal welfare in local transportation planning and adopt a modified Complete Streets Policy Framework that considers wild animals in road design.Footnote 52 For design elements, cities can construct overpasses or underpasses for wild animals to maintain habitat connectivity and reduce animal–vehicle collisions. For example, Los Angeles, CA is constructing an overpass over the 101 freeway to support the safe movement of mountain lions, bobcats, and other animals, and Concord, MA has constructed four underpasses that have reduced habitat fragmentation and are used by at least thirty-two different species of animals.Footnote 53
In addition to road design, cities can consider creating some pedestrian-only streets or implementing seasonal, night-time, or temporary road closures to reduce traffic noise and vehicle collisions. For example, King Road in Burlington, ON, Canada is closed for a few weeks each spring to permit the safe road crossing of Jefferson salamanders in their breeding migration period.Footnote 54 Cities may consider permanent pedestrian-only streets to not only reduce impacts of vehicles on animals but also improve walkability and wellbeing for humans.
15.3.3 Green Infrastructure Design
Cities should consider how their green infrastructure (GI) can better support the welfare of wild animals. GI – including green roofs, rain gardens, bioswales, retention basins, and green spaces – can help cities and their residents adapt to the impacts of climate change. Many cities have begun to implement GI to address storm water run-off and flooding, combat air pollution, and reduce the urban heat island effect.Footnote 55 In addition to the climate and human health benefits, GI can take into account wild animals in GI planning, design, and implementation. GI can provide habitat, shelter, and food sources for wild animals and mitigate extreme heat which can harm wild animals.Footnote 56
Cities can start by including wild animals in their GI planning. For example, Harford County, MD has a green infrastructure plan that lists providing high-quality wildlife habitat and wildlife corridors as an explicit goal in the GI network.Footnote 57 Beyond planning, cities can require consideration of wild animals in GI design and siting and issue technical guidance and GI design manuals that include consideration of wild animals. Guidance and design manuals can require plant selection for GI to provide habitat, shelter, and food sources to wild animals that could enhance their welfare. In Lancaster, PA, the city’s GI design manual requires that GI plants are selected in part based on ‘wildlife value’, including habitat, food, and shelter for wild animals.Footnote 58
15.3.4 Lawn Maintenance Practices
Cities should consider supporting lawn maintenance practices that benefit humans, wild animals, and the environment such as prohibiting gas lawn equipment and allowing naturalised lawns. Gas lawn equipment may harm human and wild animal welfare through exposure to high-decibel noise (especially for gas leaf blowers), increased air pollution, and exposure to carcinogenic chemicals and other pollutants.Footnote 59 Gas lawn equipment may further disrupt leaf litter habitat and cover for insects and reptiles, decrease their food availability, and reduce bird nesting material availability.Footnote 60 Over 100 cities in the United States have prohibited the use of gas leaf blowers, including Washington, DC and Maplewood, NJ.Footnote 61 Some cities have implemented electric municipal lawn care equipment or provided rebates to private individuals for switching from gas to electric lawn equipment.Footnote 62 Overall, cities should consider prohibiting or phasing out all gas lawn equipment.
Naturalised lawns may also provide benefits to humans, animals, and the environment. Naturalised lawns typically include a range of native plants of different types and heights, rather than monoculture or turf lawn.Footnote 63 Naturalised lawns can promote climate change mitigation and adaptation by reducing water use in drought conditions, greenhouse gas emissions from lawn fertiliser, and the use of gas lawn equipment.Footnote 64 The benefits of naturalised lawns for wild animal welfare are not well established, but naturalised lawns may promote habitat connectivity and provide wild animals (such as insects) with habitat and food sources.Footnote 65 This is an example where a city could partner with a research institution or otherwise study the effects of naturalised lawn policies on wild animal welfare. To start, cities can at least amend existing local laws to remove height limits for plants in lawns or exempt naturalised lawns from laws limiting plant height. As scientific understanding of wild animal welfare benefits of naturalised lawns develops, cities could go further to provide incentives for naturalised lawns on private lands (including turf grass replacement programs) and install naturalised lawns on non-functional city lawns. A number of cities have already removed plant height limits and implemented incentive programs for naturalised lawns.Footnote 66
15.4 Conclusion
While the One Health framework offers a promising pathway towards creating co-beneficial policies for human, animal, and environmental health, its current applications often fall short of its potential. In particular, they remain human-centric, often overlooking the intrinsic value of non-human animals and their wellbeing. But non-human animals matter for more than just their instrumental value; they matter for their own sakes.
Moreover, current One Health applications often take a narrow emphasis on health outcomes, neglecting other aspects of wellbeing. This may be, in part, because health outcomes are easier to measure than welfare outcomes (which is not, of course, to say that they are easy to measure). But for human and non-human animals alike, health is not an end in itself; we also value human and animal lives and societies. Expanding the One Health approach to account for other outcomes will require building our knowledge about animal welfare. It will also require building the capacity and the political will to act on the knowledge we have.
To advance a One Health approach to local policymaking, cities should seek to incorporate wild animal welfare into their institutions, principles, and policies. Institutionally, cities should consider creating animal welfare planning processes, establishing an office or official for animal welfare, collecting data that could support assessment of wild animal welfare, and other institutional changes.
As we research basic ethical and scientific issues regarding wild animal welfare, we should experiment with relatively safe, low-cost, small-scale interventions that appear co-beneficial for humans, (many) animals, and the environment in the short term. We have outlined examples of four such policies that cities can implement in the chapter: bird-friendly building materials, improved road design and operation, green infrastructure design, and lawn maintenance practices. Implementing them, and monitoring their impact, will help us build the knowledge, capacity, and motivation necessary to pursue increasingly effective and evidence-based interventions over time. As we pursue this work, we will begin to bridge the gap between environmental policy and the wellbeing of humans and non-humans.
16.1 Introduction
Affordable access to quality healthcare is generally recognised as a basic human need and one of the grand challenges our society currently faces, especially in the wake of the COVID-19 pandemic.Footnote 1 However, according to the World Health Organization (WHO), the cost of healthcare has continually risen globally since 2000, reaching 10 per cent of global GDP in 2018.Footnote 2 Although healthcare systems are financed in different ways across the world, current global data demonstrates that the demand for healthcare generally exceeds the available resources.Footnote 3 These statistics are often reviewed and discussed in the context of the common values and principles represented by United Nations Sustainable Development Goals (SDGs), particularly SDG 3 ‘Global Health and Well-being’ to ‘healthy lives and promote well-being for all’, in part by providing access to quality essential healthcare services through universal health coverage.Footnote 4 However, similar to the One Health approach, SDG 3 is not meant to be considered independent of the other SDGs, which includes animal and environmental health represented by SDG 13 Climate Action, SDG 14 Life Below Water, and SDG 15 Life on Land.Footnote 5 One Health advocates for a balanced approach to optimise the health of people, animals, and the environment.Footnote 6 At the core of the SDGs and the One Health approach is a holistic strategy and global responsibility to collaboratively achieve well-being for the planet and all beings that inhabit it.
Unfortunately, there is increasing criticism that the focus on public health is driving a predominantly human-centric approach to One Health initiatives, with a disproportionate emphasis on human health at the expense of giving adequate consideration to animal and environmental health.Footnote 7 For example, in June 2017, the European Commission adopted the EU One Health Action Plan against Antimicrobial Resistance (AMR), setting out concrete actions to combat AMR and to encourage research and innovation to develop new effective antibiotics.Footnote 8 Because bacteria naturally evolve over time and develop resistance to antibiotics, there will come a time when existing antibiotics become ineffective to treat an infection. The misuse and overuse of antibiotics in both human and veterinary medicine attributable to prioritising human health without sufficient consideration to the impact on the entire ecosystem has accelerated the development and transmission of AMR with significant consequences on the health of humans, animals, and the environment.Footnote 9 According to the WHO, the increasing global threat posed by the rapid spread of AMR requires immediate and coordinated action across multiple sectors to attain better public health outcomes.Footnote 10 Under the One Health approach, the WHO, the Food and Agriculture Organization, and the World Organization for Animal Health joined forces to promote cross-sectoral collaboration to assess, control, and prevent the spread of AMR in human and animal populations and in the environment.Footnote 11 Without effective antibiotics to prevent and treat an increasing range of infectious diseases from a holistic One Health approach, an estimated 10 million human lives per year may be lost by 2050 as a consequence of the rise in drug-resistant infections and at a cost of US$100 trillion in lost global production.Footnote 12
However, the ongoing concerted reliance society has placed on innovation and technology-driven solutions may exacerbate the problem because innovators are primarily focused on addressing societal challenges from a human perspective without being required or incentivised to consider the broader environmental and ecological impact of their innovations. Continuing with the global AMR example, current research and data on the numerous models to incentivise and encourage the development of new antibiotics has generated mixed results, from ambivalence to cautious optimism.Footnote 13 The often-discussed disconnect between intellectual property (IP) or exclusivity-based incentives and the development of new antibiotics to address the AMR problem is well documented and discussed in the literature.Footnote 14 Other push and pull incentives to reduce barriers to market entry and to encourage investment in the later stages of development and commercialisation have also been equally extensively examined in the literature, with hopeful prospects that the right combination of incentives along the entire value chain – from discovery to commercialisation – can be devised.Footnote 15 Because the responsible use of antibiotics to mitigate against AMR means limited financial returns for those developing and bringing new antibiotics to market, even if the innovation can be protected by proprietary rights, some scholars question whether IP and exclusivity-based rights are effective tools to be used as part of the solution to drive antibiotic innovation to address the AMR challenge.Footnote 16 Relying on technology to address the AMR problem by incentivising and encouraging the development of new antibiotics primarily for human use ignores the broader One Health considerations of safeguarding animal and environmental health through conservation and stewardship approaches to preserve the future effectiveness of antibiotics. The question is how can society achieve the goal of global access to quality health and well-being while recognising the economic realities of rising healthcare expenditures and safeguarding the environment and animal welfare?
To encourage and incentivise the development of new innovations that adopt a true and balanced One Health approach, there needs to be a framework that captures the social value as well as the technological value of innovations, while recognising the economic challenges of a more value-based approach, such as stewardship in the case of AMR.Footnote 17 For greater clarity, because AMR stewardship advocates for the judicious use of antibiotics, diminished commercial returns associated with prescribing less antibiotics would discourage innovation (under a traditional business model perspective) despite the societal need for developing new antibiotics. Without the appropriate legal and policy framework to incentivise and capture the social value of research and innovation, there is a risk the resulting solutions will fail to achieve the balance between animal, environment, and human health. Drawing on socio-legal theory, this chapter presents a legally supported approach to innovation, informed by the intellectual property framework and the principles of Responsible Research and Innovation (RRI) and Value-Based Health and Care (VBHC), to support the implementation of a true One Health framework. The objective is to ensure that innovation incentives are responsive to all stakeholder interests from the early stages of research and throughout the innovation process.Footnote 18 To achieve this, the second section of this chapter will contextualise One Health in the policy landscape of RRI and VBHC. This analysis of the policy landscape will then be used in section three to inform and enable the development of legal tools that will give credibility, legitimacy, and accountability to the design, development, and implementation of a sustainable One Health framework through meaningful and inclusive societal engagement. Overall, the proposed framework described in the third section helps redefine the balance of rights and limitations of public, private, and global health interests to (1) promote innovation, (2) prevent the creation of scientific and access barriers, and (3) provide a governance structure to support a balanced and holistic approach to the EU One Health Action Plan where human, animal, and environmental considerations can be given equal consideration.
16.2 The Policy Landscape
16.2.1 One Health
The One Health Initiative, working at the local, regional, national, and global levels,Footnote 19 has the goal of achieving optimal global health outcomes through recognising the interconnection between people, animals, plants, and their shared environment.Footnote 20 However, the environment is certainly the most neglected pillar of the One Health triad, including in addressing the AMR challenge.Footnote 21 Misuse and overuse of antibiotics in humans and animal production globally needs to be understood in the context of the physical, biological, and societal drivers as pathways for AMR to find its way into the environment and subsequently to humans and animals.Footnote 22 There is growing support in the literature raising the alarm for a more integrated and holistic approach for any global One Health action plan to be effective and complete.Footnote 23 There is a need to generate innovative ideas and put them into action to ensure a more sustainable global ecosystem in the years to come, including production methods and systems with high animal welfare and health and less climate and environmental impact as ways to ensure human health. Research and innovation alone are not sufficient to achieve societal transformation. They need to be supported by policy and practice to foster inclusive participation by stakeholders (i.e. government, industry, society, academia, scientists, and special interest groups) to ensure effective societal uptake of the resulting solutions.Footnote 24 For example, because AMR surveillance requires access to data, legal questions associated with privacy, data protection, and intellectual property, as well as data security concerns relating to transparency, accountability, and responsibility can manifest as barriers.Footnote 25 By better understanding the interests and concerns of each of the relevant stakeholders, there is an informed basis to design, develop, and implement initiatives and solutions that are responsive to stakeholders’ needs. This in turn will foster greater trust and accountability, along with a change in perception to reduce societal opposition to innovative solutions.
16.2.2 Value-Based Health and Care (VBHC)
Globally, the cost of delivering health and care has increasingly become unsustainable, with the aging world population placing significant pressure and demand on health systems.Footnote 26 Without an integrated and holistic value-based approach to achieving a balance between human, animal, and environmental health, there is a real risk that the global health ecosystem will become unsustainable. The concept of ‘one medicine’ has been explored in the literature to emphasise the dangers of siloed approaches to human health without considering the social-ecological or human-environmental context.Footnote 27 The inextricable interconnectedness and interdependence between human, animals, and the environment requires an alignment in practice and framework structures to deliver comprehensive health and care solutions that do not negatively impact the planet. Sustainability of the entire health and care ecosystem therefore needs to be assured to continue to meet the current and future needs of the people and the planet through a value-based strategy that optimises human, animal, and environmental health.Footnote 28
The core principle of VBHC is to achieve the best possible health outcomes within the resources available.Footnote 29 VBHC is currently defined by the National Health Services as ‘[t]he equitable, sustainable and transparent use of the available resources to achieve better outcomes and experiences for every person’.Footnote 30 In view of growing demand and limited resources, it comes as no surprise that VBHC is gaining acceptance as a model to address increasing health and care demands by including patients, public authorities, industry, and healthcare providers in a coordinated effort to collectively achieve improved outcomes for all.Footnote 31 In principle, the adoption of VBHC approaches will lead to long-term social and economic benefits from optimising the use of available resources to support a health and care system that delivers a productive and healthy population. Society as a whole stands to benefit from lower costs and improved public health by sharing risks and rewards through a system of mutual accountability. However, to achieve value, the stakeholders that make up the health and care ecosystem need to come together in a coordinated effort to collectively define what constitutes value from a One Health perspective. Most of the literature on the concept of value in VBHC focuses mainly on the relationship between value and financial cost with the aim of lowering costs without sacrificing human health outcomes.Footnote 32 There appears to be a disconnect between the concept of value as understood in the literature compared to the proposed practices aimed at implementing and achieving VBHC outcomes, which seem to focus predominantly on devising funding models and strategies to optimise effective resource management by lowering cost without One Health objectives in mind.Footnote 33
One of the key challenges to successfully develop and implement VBHC practices is the lack of a common definition or shared understanding of the concept of ‘value’. For example, what may be the best solution for the treatment of a particular disease from a clinician’s or scientist’s perspective may not be viable to industry because the value proposition from a commercial standpoint does not justify the time and costs required to bring the product on the market. Alternatively, what may be an affordable treatment from a hospital or public authority’s perspective may not be the best solution for the intended user because of undesirable side effects that interfere with the patient’s ability to take part in everyday life. The flip side of that example is the long-term personal health and societal benefit of expensive, potentially curative solutions that will enable patients to contribute more to society over a longer period of time as a healthy individual. Furthermore, curative solutions will also enable family members of patients to be more productive if they are relieved of care responsibilities. Similarly, the healthcare system will also be relieved of the long-term financial investment to treat patients over the course of their lifetime.
Understandably, efforts focused on cost reduction are pragmatic given the public scrutiny and accountability for the use of limited public resources to meet health and care needs. There is evidence in the literature of overuse and underuse of healthcare services and technologies, both of which contribute to waste of resources in addition to causing potential harm to patients and the planet.Footnote 34 However, if the concept of value focuses (or is even perceived to focus) too heavily on reducing expenditure without sufficient and inclusive consultation with different stakeholders and impact on environmental and ecological sustainability, there may be very little support and uptake of practices aimed at achieving VBHC outcomes due to lack of transparency and trust and insufficient consideration to achieve broader One Health goals.Footnote 35 In addition to health gains to humans, the environmental footprint and impact on animal health also need to be measured and considered as a concrete value.
Without a framework that is upheld by legally supported governance structures and informed by policy objectives such as One Health, SDGs, the principles of RRI, and the Health System Governance strategy,Footnote 36 effective implementation of VBHC practices to address global health will continue to remain elusive and challenging. Decisions driven mainly by cost containment or reduction efforts without considering the impact on environmental and animal health will likely obscure innovative opportunities to improve outcomes and lower the true cost to the system.Footnote 37 The value proposition of incentivising the development of new innovations from a VBHC perspective requires a mindset of prioritising patient-centred outcomes as well as environmental and animal health considerations.
Even if there is a sufficient level of societal readiness from patients to adopt a solution, the innovation may not be commercially viable to industry to justify the time and costs required to translate and develop the solution into a market-ready product because the value proposition does not justify the resources required. Alternatively, a patient-preferred and scientifically supported treatment may not be sustainable from an environmental and global common good perspective. Bioprospecting under the banner of sustainable drug discovery may lead to conservation, biopiracy, and cultural appropriation concerns if not governed properly. For example, natural compounds derived from bioresources such as plants are considered more sustainable than creating chemical compounds in drug discovery and development,Footnote 38 but have also attracted criticism when the resources and knowledge of Indigenous communities are exploited and appropriated through commercial activity without any benefit sharing.Footnote 39 As such, value in terms of efficacy of treatment, value in terms of financial costs, value in terms of profitability, value in terms of societal acceptance, and value in terms of patient welfare are all ‘valued’ differently from the perspective of different stakeholders. Despite a shared intent, because stakeholders define and perceive value very differently, there may be very divergent opinions and approaches to achieving the same goal of improving health outcomes through a One Health approach. For example, when making decisions on the allocation and use of healthcare resources from a VBHC perspective, understanding value based on a short-term assessment of efficiency at the expense of considering investments in the long-term One Health outcomes may be short-sighted and give rise to health inequities, especially for those suffering from rare or neglected diseases. Advanced therapy medical products (ATMPs) are an example of a very expensive personalised medicine treatment that has the ability to cure rare diseases compared to lower cost solutions that are currently being offered to treat the same diseases. Despite the high upfront cost of ATMPs, this investment needs to be considered in light of the financial, environmental, and well-being cost of resources required for the care and treatment of the disease over the course of the patient’s lifetime, which may far exceed the cost of the curative potential of ATMPs. The long-term environmental impact, healthcare, and social outcomes of more expensive solutions do not seem to fit well with the current economic models of, and approaches to, VBHC despite recognition on a policy level of the importance of equity, One Health considerations, and value judgments.Footnote 40
The literature therefore supports the argument that a value-based approach to capturing and incentivising the social value as well as technological value of innovations may be a viable solution to encourage the development of health- and care-related innovations. By focusing on the blended value of private and social return on investment and rewarding innovations with high social benefits by translating social value into economic value, a responsible, sustainable, and value-based innovation framework emerges to reinvigorate the innovation pipeline.Footnote 41 However, without an appropriate legal framework that takes into consideration and balances the social, political, financial, and administrative pressures associated with innovation development and procurement, there will always likely be implementation challenges and frustrations. As will be described in greater detail below, the procurement of innovative technologies is well suited to value-based procurement as a way to encourage and incentivise the development of innovations that are socially, economically, and environmentally sustainable.
For new models or framework designs to have legitimacy in the eyes of those who will implement and operationalise VBHC, as well as those that VBHC intends to benefit, there needs to be meaningful engagement to align stakeholder interests and needs through responsive dialogue to include One Health perspectives. This is where the law and the principles of RRI can play a key role in providing the necessary legal and policy framework to give credibility and accountability to ensure that stakeholder interests and concerns are reflected and taken into to account as part of the process of implementing and adopting VBHC initiatives.Footnote 42 A more nuanced and holistic approach to global health requires exploring how the principle RRI can help achieve the objectives of VBHC in a more balanced, inclusive, and equitable manner in line with a One Health approach. Existing legal tools can also be leveraged to operationalise RRI to practically align societal needs with the economic realities of healthcare systems to achieve One Health objectives and VBHC outcomes.
Through the inclusive engagement envisioned and described under RRI, a foundation for collaborative partnerships based on a system of mutual accountability and understanding of the underlying interests can be formed. Legitimacy, trust, and accountability are essential to ensure that the development of VBHC solutions that include a One Health approach is sustainable in terms of effective societal uptake.
16.2.3 Responsible Research and Innovation (RRI)
Research and innovation have been identified as key pillars of the EU’s strategy to create sustainable growth and prosperity.Footnote 43 RRI was therefore adopted as an approach to govern research and innovation in a manner that is interactive, transparent, and responsive to public concerns to reduce the risk of societal opposition to new innovations arising from research efforts.Footnote 44 One of the main objectives of RRI is to align research with societal values through inclusive engagement to make science more responsive to societal needs and to ensure effective uptake of the resulting innovations.Footnote 45 Broadly speaking, RRI refers to efforts aimed at enhancing the accountability of research through societal engagement and societal inclusion.Footnote 46 The premise is that research done responsibly will help form the foundation for the sustainable development of resulting innovations.
There has been an increasing policy focus on meaningfully engaging different stakeholders in the process of research and innovation to ensure that research and development takes social considerations, values, and interests into account so that the outcomes of research meet societal needs.Footnote 47 While there is an ongoing demand for greater reflection of responsibility, particularly on emerging science and technologies,Footnote 48 interests in responsibility need to be considered along with real-world dynamics such as economic complexities and accountability to public interests,Footnote 49 particularly in the field of healthcare.Footnote 50 Because of the uniquely high costs and sector-specific dynamics associated with innovating health-related technologies,Footnote 51 the principles of RRI can be a useful policy tool to reconcile the objective of global access to affordable and quality healthcare without stifling innovation.Footnote 52
For example, in response to the COVID-19 pandemic, significant public funds were invested into the research and development (R&D) of innovations with the aim of securing global health for everyone everywhere. In 2020, an estimated €16 billion in pledges from governments and international donors worldwide were used to fund R&D of diagnostics, treatments, and vaccines for COVID-19.Footnote 53 In 2021, a further estimated €20 billion was provided, largely from government sources, to continue to fund the global response to COVID-19.Footnote 54 In addition to concrete funding, other public initiatives were introduced to further support international cooperation and collaborative efforts to develop health innovations. For example, the WHO and its partners launched the COVID-19 health technology access pool (C-TAP), a global initiative to facilitate access to data and open sharing of scientific knowledge by removing legal barriers such as intellectual property (IP) and other proprietary rights.Footnote 55 The express intent of C-TAP was to accelerate the discovery of innovations through open science and to ensure that ‘the latest and best science benefits all of humanity … and made universally available’.Footnote 56 A second initiative launched by the WHO and its partners known as the Solidarity Trial was an international collaborative clinical trial effort to rapidly assess promising treatment options by adopting an adaptive design that significantly reduced the time needed to generate the necessary evidence on safety and efficacy.Footnote 57 Similarly, the United States Food and Drug Administration (FDA) launched its Coronavirus Treatment Acceleration Program to accelerate the development and approval of treatments by reducing the regulatory burden and increasing the efficiency of the evaluation process.Footnote 58
The result of these publicly funded initiatives and investments into open and collaborative R&D efforts have largely proven to be successful. However, as various innovations approached market readiness, private rights and commercial return on investment interests began to overshadow the previously shared spirit of collective action towards achieving global public health.Footnote 59 The assertion of IP and proprietary rights were used by the pharmaceutical industry to maintain market exclusivity by limiting access to the use of knowledge and know-how. Traditionally, IP rights have been justified in the pharmaceutical sector because of the time and cost associated with drug discovery and development.Footnote 60 However, if the cost of research for COVID-19-related innovations have largely been subsidised by the public through public research grants and the time and risk for development has been significantly reduced through publicly funded initiatives, should IP rights be asserted on innovations that have largely already been paid for by the public? In response to a global pandemic, there must be legally supported mechanisms to ensure the pharmaceutical industry and national interests cannot undermine the ability to rapidly distribute essential medicines worldwide at the expense of environmental considerations. While commercial interests need to be recognised to incentivise innovation, private profits should not be subsidised by the public purse that supported the development of essential medical solutions.
The proactive approach of RRI to critically assess the broader impact of innovation on society in a responsive and reflexive manner makes the RRI framework particularly relevant to the healthcare context as a way to align the values, needs, and expectations of relevant stakeholders in a holistic and balanced manner.Footnote 61 Examples of stakeholders that form a part of the healthcare ecosystem broadly include patients, healthcare providers, public health authorities, funding agencies, and industry. However, in practice, the notion of alignment is often confounded with agreement, making the challenge of imparting the core values and reasoning of RRI and social impact into traditional science and technology research practices even more difficult to implement.Footnote 62 For example, despite the trend towards collaborations between academia and industry and the shared commitment to optimise the impact of research and innovation for the benefit of society,Footnote 63 significant ‘cultural’ obstacles continue to hinder successful partnerships between stakeholders.Footnote 64 The translation of policy into practice requires the reassembling of policy ideas into context-specific settings.Footnote 65 To be successful, science-society policies need to recognise competing cultural norms and logics of different institutional and professional settings in order to connect the underlying reasoning of the policy objectives in a relatable way to different stakeholders.Footnote 66
Because RRI focuses on the interdependent relationship between science, innovation, and society,Footnote 67 the principles of RRI could be used to inform the concept of value in a One Health context to include a reflexive, inclusive, and responsive understanding of beneficial outcomes for human, animal, and environmental health. The scholarship on RRI continuously highlights that the concept of responsibility is multiple and changes its shape and meaning depending on the context of use.Footnote 68 By adopting an RRI approach to engage each of the stakeholders in the One Health ecosystem to better understand what motivates them, a holistic innovation framework that incentivises collaborative participation can be developed.Footnote 69 As recognised in the RRI literature, translating policy into practice has proven to be challenging.Footnote 70 Similarly, translating One Health goals into practice could encounter similar difficulties if steps are not proactively taken to identify and create conditions necessary to adopt One Health practices that reflect the culture of the specific healthcare setting and ecosystem. By instilling a sense of ownership, control, and self-determination of what value-based outcomes means in a One Health context, there is a greater likelihood that a VBHC model co-created by the relevant stakeholders through an inclusive dialogue to better understand the reasoning and objectives underlying VBHC initiatives will be successfully adopted. To achieve this, the generally practiced stakeholder engagement activities such as focus groups, interdisciplinary involvement, public outreach, and semi-structured interviews remain the same.
Although the literature suggests these alone do not lead to successful implementation of science society policies,Footnote 71 the background training and education leading to and in support of the engagement activities aimed at contextualising the core values and principles of VBHC will create a common basis for stakeholders to engage in meaningful and responsive dialogue. By identifying and understanding the root cause, real or perceived, underlying the reluctance to implement and adopt VBHC initiatives, there is an informed basis to design, develop, and implement policy and legal structures that are responsive to stakeholder interests and concerns. This in turn will foster greater trust, accountability, and willingness to collaborate. Furthermore, as discussed in greater detail in the next section, a legally supported governance structure to incentivise and de-risk the adoption of VBHC initiatives would encourage all participants to be active, responsible, and accountable for achieving VBHC outcomes.
16.3 Legally Supported Approach
Although soft law plays a leading role in setting strategic agendas and guiding the interpretation and implementation of legal principles to achieve policy objectives, hard law also has a commensurate role to safeguard shared interests and ensure accountability with binding force to help build trust and legitimacy of new policy frameworks. In the context of VBHC, collaboration to create value requires a closer alignment of stakeholders to collectively achieve value-based outcomes.Footnote 72 Similarly, RRI requires close cooperation between all stakeholders and a setting that supports and fosters collaboration. The reality of meaningful stakeholder engagement in both RRI and VBHC frameworks is that it is a complex collaborative process involving multiple and potentially conflicting interests, agendas, and interpretations of ways to achieve socially responsible and desirable One Health objectives.Footnote 73 This is where hard law plays a key role in creating the infrastructure necessary to support, incentivise, and hold stakeholders accountable to do their share in the collaboration to make the whole (i.e. One Health-informed VBHC outcomes) greater than the sum of its (policy) parts.
16.3.1 Dispelling Legal Misconceptions
One of these pressure points is the tension between ‘law according to the books’: what the law says according to those in the legal field; and ‘law in reality’: how the relevant stakeholders interpret or experience and put the law into practice in their particular setting. In the context of VBHC and One Health, and other data reliant initiatives, there is an observed reluctance by parties who have access to valuable data to allow and operationalise the use of the data to support the development of data-driven solutions by third parties.Footnote 74 By understanding and dispelling misconceptions of what are perceived as opposed to actual legal barriers, there is a greater likelihood of achieving policy objectives and realising value propositions. For example, as recognised in the VBHC literature, access to available data is essential to determine metrics by which to align health outcomes with the impact of health interventions on the environment and society as part of the assessment of any VBHC framework.Footnote 75 The inability to measure and determine what metrics demonstrate a value-based outcome, how should the metric be assessed, and over what period of time for the promised reward to be earned under the VBHC model becomes a significant barrier to adoption.Footnote 76
The European Commission estimates that US$20 billion are spent every year to develop innovations and technologies that have already been developed elsewhere because existing knowledge is not being shared or made available.Footnote 77 The reluctance to share and operationalise the use of existing data can only be understood and solved through meaningful engagement with the relevant parties that have control over the data. Based on the principles of RRI, if there is a mutual understanding by all stakeholders of both ‘law according to the books’ and ‘law in reality’, there is an informed basis to articulate and shape legally supported data sharing agreements to better align VBHC initiatives with stakeholder interests and concerns.Footnote 78 For example, stakeholders have expressed concerns related to potential liability under existing data protection laws,Footnote 79 as well as relinquishing intellectual property (IP) interests and entitlements to benefit should the use of data lead to some commercialisable success.Footnote 80 There is also the confusion between IP rights and the broadly accepted policy mandate for data sharing, open science, and open access to support the advancement of scientific research and free exchange of knowledge.Footnote 81 Many large health and innovation-related organisations adopt a data sharing policy,Footnote 82 encouraging the sharing of available data in accordance with FAIR principles (findable, accessible, interoperable, and reusable) to foster scientific progress by reducing barriers for the reuse of available knowledge. However, the ‘IP status’ of data is not generally well understood but it is commonly recognised as proprietary information that has significant potential value.Footnote 83 Because of this gap in knowledge and limited access to resources, guardians of valuable data are often paralysed into inaction and opt for the safest option, which is to not permit access to data under their control.Footnote 84 If proprietary information necessary to create innovations and solutions cannot be adequately protected by traditional forms of IP, stakeholders are likely to safeguard their personal interests at the expense of sharing data despite the potential advantages of open science.Footnote 85
16.3.2 Leveraging the Law to Safeguard Stakeholder Concerns
By involving and consulting with stakeholders at the outset, there is an opportunity to identify and characterise the observed hindrances and opportunities from the perspective of the relevant stakeholders to have an informed understanding of how each stakeholder group perceives the role of law and regulations that impact the use and sharing of existing data. This type of engagement will allow for a better alignment of objectives with the expectations of stakeholders. Legal mechanisms can be used to support what VBHC and One Health initiatives want to achieve by defining the ‘rules of engagement’ to safeguard the interests and concerns underlying the reluctance to operationalise the use of available data. Like a marionette puppet, pulling on one string to address a concern of a single stakeholder might get one step closer to the desired outcome, but the rest of the stakeholders that make up the healthcare ecosystem need to readjust and have an incentive to readjust to accommodate the change to get to a new equilibrium. The law can be a useful tool to help strike a balance and define a legally protected framework where the stakeholders can reach an understanding on what conditions need to be in place to continue to function within the new norm. Value-based agreements have slowly gained traction globally in the healthcare context and require a mutually shared understanding of the financial and operational impact of adopting a new model delivering healthcare.Footnote 86 Without a bespoke legal framework to alleviate real and perceived challenges, One Health-informed VBHC initiatives will encounter implementation challenges no matter how sound the model may theoretically be. The relationship between RRI and the sustainable implementation of VBHC practices requires the law to de-risk and incentivise the partners between the stakeholders. In other words, the law can be used as a tool to manage and reduce the real and perceived risk associated with achieving VBHC outcomes. For example, contractual obligations can be used as neutral arbiters to compel and capture the value of sharing data on the one hand while protecting against free-riding and unauthorised use of the data on the other through the threat of enforcement measures.
16.3.3 Leveraging Public Procurement to Drive One Health Policy
The public procurement framework also has a key role to play in realising the One Health objectives as part of Europe’s strategy to achieve smart, sustainable, and inclusive growth through R&D.Footnote 87 For example, in 2016, new rules governing the innovation partnership procedure introduced in the EU Public Procurement Directive enabled public authorities to combine the development and purchase of successfully developed innovative products.Footnote 88 By comparison, the procedure that preceded the innovation partnership where the pre-commercial procurement of R&D services is followed by a separate procurement process for the large-scale commercial rollout of the product itself would not have been suitable to incentivise the development of One Health value-based innovations because it failed to take into account any benefits beyond the technological capabilities of new innovations.Footnote 89 With the introduction of the combined development and procurement procedure, innovations with high social, environmental, and ecological value can be strategically procured as part of a collaborative R&D process to address societal challenges such as One Health approach to human healthcare, while respecting wider socio-economic, environmental, and policy agendas.Footnote 90 The Guidance on Innovation Procurement document states that innovation partnerships can only be used to procure solutions tailored to address a specific challenge identified by the authority where the market ‘does not offer a satisfactory solution or where an adaptation of existing solutions is unlikely to meet the needs’.Footnote 91 A strong argument can be made that innovation partnerships are a viable solution for a public buyer to enter into long-term partnerships with suppliers of innovation to co-develop innovative solutions that adopt a One Health perspective. Through the innovation partnership framework, public authorities will have a legal basis to exercise decisive influence over stakeholders to achieve One Health objectives through the procurement of innovations that prioritise One Health considerations. The purchasing power of public authorities combined with the health and care decisions that naturally follow from choosing to purchase one solution over another makes public procurement an extremely influential tool that public authorities can wield to strategically steer different stakeholders towards achieving One Health objectives. Value-based procurement integrates the concept of quality health and care with environmental, societal, and ecological impact and translates them into tender criteria that can include technical merit as well as One Health characteristics to drive long-term goals beyond traditional considerations of cost, making this a useful tool, for example, with ATMPs that do not fit with the traditional cost model.
16.4 Conclusion
Science and technology alone are not sufficient to address issues that healthcare systems are currently facing globally. The reality is incorporating the use of available healthcare technologies into a One Health VBHC framework and translating that into practice in a healthcare setting requires the involvement of multiple stakeholders. None of the individual players have all the necessary skills and resources to achieve One Health VBHC outcomes independently. Adopting a VBHC approach needs to be supported by behaviour and attitude change to ensure the solutions society invests time, effort, and resources into developing stand a better-than-average chance of being adopted as long-term solutions. This requires leveraging people with experience and credibility from working in interdisciplinary environments to decipher and translate discipline-specific perspectives into a common language and common purpose that all stakeholders in the healthcare ecosystem can understand and support. There also needs to be a clear legal framework to support One Health VBHC initiatives, informed by policy objectives, to ensure that outcomes of publicly funded efforts can ultimately reach the intended public. While commercial interests of industry need to be recognised to incentivise innovation, private profits should not be subsidised by public funds that supported the development of essential medical solutions. Value-based procurement can be leveraged to encourage industry to proactively develop innovations with One Health objectives in mind. The incentive of a lucrative procurement contract places some onus on industry to become an active responsible player. RRI principles therefore govern the responsible participation of stakeholders, and the law can be used to provide legally supported and incentivised ways to help implement One Health VBHC practices and to give credibility and accountability to ensure that stakeholder interests and concerns are reflected and taken into to account as part of the implementation process.
17.1 Introduction
One Health challenges the foundations of public health law. Modern public health law was formulated in the nineteenth century when industrialisation and urbanisation necessitated a focus on population-level interventions.Footnote 1 These interventions largely focused on minimising the spread of infectious diseases, including through sanitation measures and vaccination, and on managing localised pollution associated with occupational and industrial activity.Footnote 2 Public health was further modernised in the twentieth century to include managing non-communicable diseases, such as obesity.Footnote 3 But at its base, we argue that current formulations of public health law are problematic due to its anthropocentric foundations and failure to acknowledge non-state actors in regulating public health.
In this chapter, we argue that One Health approaches indicate the need for a re-conceptualisation of public health law. To address public health effectively we need to attend to our interdependencies with each other, with other animals, and with the environment.Footnote 4 As Gill and Bakker have noted, there is ‘a crisis in the relationship between human beings and nature’.Footnote 5 There is increasing awareness of the impact of the environment on human health, but, until recently, less recognition of the impact of the treatment of animals on human health.Footnote 6
We argue that a failure to recognise the interdependence between humans and nature unnecessarily limits the scope of public health law, as it restricts the regulatory interventions and actors available to achieve desired public health outcomes. One Health offers an opportunity to broaden our understanding of what it means to regulate public health in a non-anthropocentric manner. It also allows us to acknowledge that non-state actors that advance animal and environmental health via standard-setting, gathering information, and influencing behaviour can mitigate risks to public health. A core function of public health is prevention and re-conceptualising the scope and actors involved in public health law to encompass the more holistic approach suggested by One Health is critical to its continued evolution as the twenty-first century progresses.
We first analyse the presumptions embedded in modern formulations of public health and public health law established during the period known as the Enlightenment. We then examine various formulations of the definitions of public health law. The next sections of the paper argue that public health law needs to reassess its roots in the Enlightenment and consider expanding its orientation away from its anthropocentric focus and recognise the multiplicity of actors that engage in the contemporary regulation of public health interventions. One Health emphasises the importance of and need for this transformation.
17.2 Positioning Public Health and Public Health Law
The shape of public health and public health law, as we conceptualise it today, has its roots in the period that is referred to as the Enlightenment in European history. In the nineteenth century, this thinking was the basis, in so-called western society of a social order which influenced the structure of modern public health law. In this section, we highlight some of the presumptions emerging from this period that are important when considering the scope and shape of public health law.
Starting with public health itself, public health interventions have a long pre-history but were significantly developed during the nineteenth century with a focus on sanitation and infectious disease management.Footnote 7 This was a period of industrialisation, urbanisation (expansion of population and population density), colonisation, and social and economic change. The population experienced the human costs of the expansion of industrial and economic growth. In the west the pattern of disease gradually evolved during this period, on aggregate, from epidemic to endemic.Footnote 8 However, the impact of colonisation saw epidemics cause significant, and culturally crippling, waves of mortality through colonised populations. As patterns of disease changed during the twentieth century, public health in the west expanded its focus to include chronic illness as it impacted population-level health outcomes.Footnote 9 Sanitation and prevention remained core business, especially in low and middle-income countries (LMICs), but public health increasingly focused on health promotion, for populations such as women in LMICs, and individuals so they could choose a ‘healthy lifestyle’. During the nineteenth and twentieth centuries, new tools of analysis and understanding of disease and disease prevention mechanisms were developed.Footnote 10
A core driver underlying Enlightenment thinking was a movement from the dogmas of religion as a basis for thinking to rationality. Rationality (in the sense of the use of the scientific method of inquiry) is seen as a process or mechanism for formulating new knowledge and values and using these to drive human progress. Disease impeded human progress and economic development and therefore needed to be managed scientifically but only insofar as disease impacted human flourishing. The greatest good of the greatest number of people (a utilitarian approach) was part of this calculation.Footnote 11 In many accounts, public health was framed as an achievement of the rationality associated with the Enlightenment.Footnote 12 The expanded scope of public health, and accordingly, public health law, did not, we argue, change the fundamental underpinnings of public health law based on the preconceptions of the Enlightenment.
How law was conceptualised and used was also developed during the Enlightenment. There are two elements that we focus on in this chapter: centralisation of power in the state; and dominion. In this formulation of law, an approach referred to as legal positivism, the state had exclusivity over law-making powers, such as legislation and enforcement/punishment mechanisms, and was the only legitimate actor in the legal space.Footnote 13 This was important as law was, and remains to be used as a tool of social control and to give effect to the state’s duties both to protect individuals and the market economy.Footnote 14 Rationalism was deeply intertwined with capitalism. In the health context, while the free market was seen as important, it was also recognised that for the system to work the state had a role to act to correct for market failure in assuring the conditions for individuals to flourish. This was complemented by a concern, emerging from philanthropy, about the welfare of the poor.Footnote 15 These factors lead to a recognition of the need to control structural factors that impact human morbidity and mortality at the population level. Centralising power with state actors positioned the state as the legitimate and only actor in the public health law space.Footnote 16
Further, the Enlightenment developed a conceptual distinction between humans and nature. This was a departure from past beliefs derived from the Aristotelian conception that there was an integral connection between people and nature.Footnote 17 In contrast, the Enlightenment viewed nature as both an object of study and an object of control.Footnote 18 For example, Descartes wrote of making men ‘masters and possessors of nature’ and conceptualised human beings as outside of and separate from nature.Footnote 19 Capitalism also supported this approach to nature, enabling exploitation of nature to maximise human interests (and especially those of the ‘civilised peoples’, i.e. Europeans).Footnote 20 Despite the Enlightenment being an intellectual movement separate from religion, the view of the dominion of man over nature was also consistent, at least in part, with some versions of religious thought.Footnote 21 Animals and land or nature are accordingly subject to human dominion for exploitation and development. The legal norms emerging from the Enlightenment were therefore inherently anthropomorphic, albeit as many critics justly conclude, in a way that was structured to ignore the interests of those humans and civilisations who were not considered by the colonising powers to meet euro-centric norms (including those living in harmony with nature), who were women, or who were othered for some reason.Footnote 22
It can be argued that the Enlightenment influenced and influences public health law by centring the state at the centre of public health, positioning public health as focused only on protecting human health, and that animals and nature are subject to human dominion. While there are many definitions of public health law, the next section explores some of the most established.
17.3 Defining Public Health Law
The scope of ‘public health law’ has evolved through time, though its purpose remains the same: ‘promoting the health of populations by scientifically proven and economically feasible means’.Footnote 23 It is worth acknowledging from the outset that even this broad aim is inconsistent with the inclusivity and approach to justice espoused by One Health, which affords weight to evidence that sits outside the scope of science.Footnote 24 There are a multiplicity of definitions of public health law and this section does not address all of them; choosing to focus on some key definitions. A traditional account of this field restricts government intervention to infectious disease and pollution.Footnote 25 Epstein reasons that public health law is only justified where private law is insufficient.Footnote 26 Free markets are built on contract law and torts law, which provide limited recourse against such issues. As Epstein observes, how would one sue for damages if they contract a communicable disease? How would they know who to sue?Footnote 27 Even if they could sue the person responsible, this would not prevent disease transmission. As private rights are ill-equipped to deal with such public issues, government regulation is justified. However, in matters of personal responsibility, market incentives are a more appropriate means of controlling risk.Footnote 28 Issues like obesity and smoking therefore fall outside the ambit of public health law, according to Epstein, as one chooses to assume such risks.
Gostin and Bloche adopt a broader notion of public health law that encompasses the development of ‘evidence-based responses to contemporary health risks’.Footnote 29 They argue that this conception better accommodates the public’s changing risk-profile, which ensures that issues like obesity and smoking are not neglected.Footnote 30 They criticise Epstein’s reliance on ‘market failure’ as a precondition for government intervention, noting its normative underpinning. Whether the market fails to achieve an outcome depends on the outcome one identifies as desirable.Footnote 31 Epstein does not acknowledge the normative theory that guides his judgments, which leads him to conflicting conclusions on what constitutes market failure. For example, he criticises anti-discrimination laws for ‘people living with HIV/AIDs’ on the basis that discrimination promotes public health by deterring risky behaviour (e.g. unsafe sex, drug use).Footnote 32 In contrast, he simultaneously claims fast food vendors should not be held liable for selling unhealthy food. Yet, imposing liability would similarly promote public health by deterring risky behaviour (e.g. the sale of unhealthy food).Footnote 33 Gostin, Wiley, and Frieden have since identified social justice as a moral foundation for the dual aims inherent in public health: ‘to advance human well-being by improving health and to do so by particularly focussing on the needs of the most disadvantaged’.Footnote 34 A focus on population health and prevention distinguishes this field from medicine, which typically centres on individual health and amelioration.Footnote 35 Public health seeks to alter the determinants of morbidity and mortality to prevent poor health, whereas medicine typically focuses on the treatment of poor health.Footnote 36 Importantly, these are themes, not unbreakable rules. Medicine plays a hand in preventing disease, just as public health may contribute to amelioration. Public health law is also grounded in social justice. As such, a central focus in this field is the disruption of systemic issues that perpetuate poor health outcomes for disadvantaged groups. These factors formed the basis of Gostin, Wiley, and Frieden’s definition of public health law, which we examine further throughout this chapter:
Public health law is the study of the legal powers and duties of the state to assure the conditions for people to be healthy (to identify, prevent, and ameliorate risks to health in the population) and the limitations on the power of the state to constrain the autonomy, privacy, liberty, proprietary, or other legally protected interests of individuals for the common good.Footnote 37
As we can see, key definitions of public health law encompass some of the central threads from Enlightenment thinking; anthropocentric and centred approaches (states are the only regulatory actors in this space) to public health law.Footnote 38 We use a One Health lens to argue that we need to move past anthropocentric framings. A further challenge to public health law in the twenty-first century is the limitations associated with sovereignty which have traditionally (with a few exceptions) limited the scope of public health law to domestic matters. The interconnectedness of people, animals and nature is not limited by artificial geographical boundaries. We also argue that we should recognise that non-state actors are also engaging in regulation to promote public health.
17.4 The Future of Public Health Law
In this section, we explore some key issues that public health law, in our view, will need to grapple with moving forward relating to the scope of public health law and actors in that space.
17.4.1 Expanding the Scope of Public Health Law
Law has evolved to encompass, albeit incompletely, the diversity of the human condition. One of the ways in which it has done and continues to do this is through the integration of human rights norms into legal, political, and social systems, especially as related to equality. However, the question remains whether and how public health and public health law can evolve beyond its anthropocentric foundations. There are at least two ways in which public health can develop informed by One Health or similar approaches: through incorporating the moral standing of animals and the ecosystem into how we conceptualise public health and public health law; or, at the very least, acknowledging that the well-being of the ecosystem and animals has an instrumental importance.Footnote 39 An intrinsic view of ecosystems and animals suggests that they are an end in and of themselves; they have intrinsic value.Footnote 40 This has been recognised in a very limited way in some countries. For example, in Aotearoa New Zealand, the Te Urewera (a former national park) and the Whanganui River have been recognised as having intrinsic value and afforded status as, respectively, a legal entity and legal person.Footnote 41 Critics argue that this status is more about creating a mechanism to manage relationships between humans, rather than anything else (a relational view).Footnote 42 A relational view is perhaps a middle ground between intrinsic and instrumental in that it focuses on the perception of people, individually or collectively, that they have a relationship(s) with the ecosystem and responsibilities arising from that relationship. Empirical research has indicated that this view is more often seen in non-Western cultures.Footnote 43 An instrumental approach to public health law suggests that ecosystems and animals only have value in terms of being a means to the end of achieving the conditions to maximise human health or human well-being. These views can and do overlap for some people and relational is sometimes subsumed as instrumental if it is framed to confer a health benefit for the person from that relationship (i.e. mental health).Footnote 44 Currently, public health law (domestic or global), unsurprisingly considering its western Enlightenment foundations (discussed above), is fundamentally instrumental. The focus, therefore, is on the well-being of animals and the ecosystem because of its instrumental value for human health (physical or mental).Footnote 45 One Health could be characterised as an integrated approach straddling intrinsic value, relationality, and instrumentalism in emphasising the importance and inter-connectedness of the health of people, animals, and the environment. While some would, and do, emphasise the instrumental benefits of One Health, One Health creates a model that embraces relationality and intrinsic value. It has the potential, if fully realised, to move away from bio-medical reductionalism that some have argued is an issue for One Health, as much as it is for public health law.Footnote 46
One Health challenges public health law to think about the limitations of an instrumentalist view of animals and the ecosystem where the balance remains focused on short-term human interests as mediated by capitalism. Contesting the Enlightenment thinking that permeates public health and public health law is critical for ecosystems, animals, and human interests. It is also an important step in de-colonising public health as a field and how public health law is conceptualised and employed.
Public health law has, in addition to being anthropocentric, also been primarily domestic in its orientation,Footnote 47 despite its overlap with imperialist colonisation practices.Footnote 48 This too reflects the limitations of existing legal structures with the primacy accorded to the sovereignty of nation states. Public health law has increasingly acknowledged this global context.Footnote 49 Gostin et al., as part of the Lancet Commissions, have recently argued: ‘Health risks in the twenty-first century are beyond the control of any government in any country. In an era of globalisation, promoting public health and equity requires cooperation and coordination both within and among states.’Footnote 50 The pandemic context led to the introduction, and post-SARS pandemic revision, of the International Health Regulations (IHR). The IHR imposes obligations on signatory states to undertake surveillance, investigation, reporting, and coordination of emerging pathogens.Footnote 51 The expansion of the scope of public health law to include non-communicable diseases has led to international legal instruments such as the Framework Convention for Tobacco Control 2003.Footnote 52 While the impacts of global infectious pathogens on human health are clear and have been experienced through epidemics and pandemics across the centuries, environmental degradation, until recently, had only localised impacts. This is changing: the impact of climate change and widespread environmental degradation have global impacts on human health that cross national boundaries. The centred definition of public health law with powers resting with the state has resulted in public health law being slow to recognise and respond to these changes. There has been some limited recognition of the transboundary impact of climate change and environmental degradation on human health; for example, the Association of Southeast Asian Nations – ASEAN Agreement on Transboundary Haze Pollution.Footnote 53 Gostin et al., conclude:
Globalisation has heightened risks to our health, but it also presents unprecedented opportunities to confront global health threats collaboratively, drawing on expertise and lessons learned within and among nation states. No government acting alone can achieve health with justice. Instead, we need laws and policies at every level – local, national, and global – to achieve a world that is healthier and safer.Footnote 54
In keeping with the positivist limitations on public health law, the discussion in this report predominantly focuses on how states can use law, singularly or in collaboration with other nations to achieve global public health ends, including through coordinating with non-state actors. However, it does not recognise non-state actors as potential regulators of public health practice.
17.4.2 Decentred Approaches to Public Health Law
One Health practices draw on interdisciplinary expertise in recognition of ‘the interdependence between human, animal and environmental health’.Footnote 55 Gostin and Bloche acknowledge the importance of these non-state actors as a source of information.Footnote 56 Nevertheless, they identify the state as the sole-regulator.Footnote 57 We challenge the view that One Health practitioners merely inform the state, and instead argue that their actions are a form of regulation. Decentring our understanding of this field better reflects their contributions. This section begins by examining the themes that underpin Gostin et al.’s centred definition of public health law and then Black’s decentred conceptualisation of regulation. We argue that Black’s work applies to public health law. Indigenous Land Management (ILM) in Australia is used as a case study to explore the legitimacy of a decentred conception of public health law.
17.4.2.1 A Decentred Definition of Public Health Law
Gostin et al.’s definition establishes several themes that demarcate public health law from related disciplines: a focus on population health, an orientation toward prevention, a social justice foundation, and the state’s exclusive role in regulating risk.Footnote 58 Most relevant for our purposes is Gostin et al.’s final theme: the regulation of public health risk. Gostin et al. contend that the state is the only legitimate body that can engage in regulation of this kind. They offer two reasons to support this position. Gostin et al. first observe that as an elected entity, the government is primarily responsible for the health of the population.Footnote 59 However, it seems clear that non-state actors play an increasingly important role in promoting population health. For example, non-governmental bodies, such as the Bill and Melinda Gates Foundation, often lead public health initiatives and in so doing regulate public health in the nations in which their initiatives are implemented.Footnote 60
Gostin et al.’s second justification rests on one of the tenets of public health law: prioritise the common good over liberty. The ‘common good’ refers to communal values in maintaining ‘healthy and secure communities’.Footnote 61 Public health is a common good because its promotion benefits the population. It is frequently necessary to restrict liberty to promote the common good because it is often advantageous for an individual to undermine a common good. For example, it is more convenient to dump hazardous waste at a local park than it is to pay for it to be processed at an appropriate facility. At its core, risk regulation involves balancing liberty and the common good. Gostin et al. observe that coercion is needed to restrict liberty to promote the common good. Hence, they limit public health law to government intervention, as only the government is capable of regulating risk via coercion.Footnote 62 This highlights that risk regulation is central to our conception of public health law, whereas the regulator is only a means of achieving that end. Altering the identity of the regulator does not undermine the aim of public health law. It follows that a decentred conception of this field is viable, provided non-state actors are engaging in risk regulation.
Before considering whether non-state actors regulate risk, we must first ask: what does it mean to regulate? Regulation refers to an interference with some form of activity.Footnote 63 Selznick defined the concept as a tool that governments use to exercise ‘command and control’.Footnote 64 However, contemporary lines of regulatory theory recognise that regulation is not synonymous with coercion. As Parker and Braithwaite observe, ‘[e]arly empirical studies of how regulatory officials actually enforce the law found that they often prefer in the first instance to use strategies of education, persuasion, and cooperation’.Footnote 65 This highlights that one can regulate risk without coercion. Selznick also employs a centred definition of regulation, which is problematic because non-state actors frequently engage in regulation. Industry self-regulation is a clear example. As Black observes ‘whatever “self”-regulation is, it is not state regulation’.Footnote 66 In recognition of non-state regulators, Black advocates for a decentred definition of regulation: ‘the sustained and focused attempt to alter the behaviour of others according to defined standards or purposes with the intention of producing a broadly identified outcome or outcomes, which may involve mechanisms of standard-setting, information-gathering and behaviour-modification’.Footnote 67 Four criteria underpin Black’s definition. She first includes ‘intention’ as a criterion to distinguish regulation from other forms of ‘social control and ordering’, such as market forces.Footnote 68 However, her definition remains decentred as it does not limit regulation to intentional state action.Footnote 69 Black next recognises that regulation is an ongoing activity through her use of the words ‘sustained and focussed’.Footnote 70 She then observes that regulation is orientated toward problem-solving.Footnote 71 Finally, Black specifies three regulatory outcomes (standard setting, information gathering, and behaviour modification) to distinguish regulation from other forms of problem solving (e.g. mathematics).Footnote 72 Black’s conceptualisation of regulation is a framework that can be used to decentre Gostin et al.’s definition. However, to be considered a form of public health law, non-state regulation must satisfy the themes embodied in Gostin et al.’s definition: it must reflect a focus on population health; a preventative orientation; a social justice foundation; and a balancing of liberty against the common good (i.e. risk regulation).
17.4.2.2 Case Study: ILM
Here, we use ILM to test the legitimacy of decentring our understanding of this field by applying Black’s definition. ILM encompasses Indigenous resource management, settlement improvements and threat abatement,Footnote 73 which involve leveraging the interconnectedness of the environment, animals, and humans to promote the health of each. This form of relating to Country aligns with the objectives of One Health, although the practices should not be conflated. As Jacobs, Darnell, and McKinley observe: ‘if good development is to take place, the local knowledge surrounding the origins of relationships must be included as valid and important rather than simply as a different way of describing a One Health concept’.Footnote 74
First Nations people improve environmental health through various activities, such as restoring natural habitats.Footnote 75 This exemplifies the interconnectedness of environmental and animal health, as improving the land’s habitability directly impacts animal health. ILM also improves the health of First Nations people. Davies et al. observe that ILM creates a ‘sense of control’, which is a psychosocial factor that improves health by moderating sustained stress. Sustained stress refers to the helplessness a person experiences upon learning an outcome is outside of their control. Moderating this factor is meaningful, as sustained stress ‘is a significant cause of illness and disease among Aboriginal people’.Footnote 76 While ILM can positively impact human health, it does not prioritise humans. Instead, an equilibrium exists, wherein human health is improved by promoting animal and environmental health. Without engaging in conservation practices, First Nations people would not derive the sense of control attached to this work, and so human health would suffer alongside animal and environmental health. Such practices are an example of relating to Country, which First Nations people have engaged in for millennia. One Health shares the same aims as relating to Country because it is the western form of this practice. ILM highlights how equal weight can be afforded to human, animal, and environmental health. This is uncommon even amongst One Health initiatives. While non-anthropocentric framing is employed at a conceptual level, in practice One Health initiatives are often criticised for prioritising humans. As Woolaston notes, existing One Health practices reflect a hierarchy wherein ‘humans [are] at the top and environment and individual non-human animals [are] at the bottom’.Footnote 77
The themes of public health law are reflected in this approach to relating to Country, which shares the same aims as western One Health practices. Consider the field’s emphasis on population health and prevention. The preceding discussion makes clear that ILM improves the health of First Nations people.Footnote 78 However, health benefits also flow to the broader population. In particular, ILM is integral to Australia’s pandemic prevention strategies, as Indigenous rangers undertake a large proportion of ‘on-the-ground biosecurity work’.Footnote 79 These interventions align with the preventative orientation that is characteristic of public health law.Footnote 80 In particular, Gostin et al. emphasise the importance of protecting public health by addressing environmental determinants of poor health.Footnote 81
ILM similarly promotes social justice, consistent with the moral foundation of public health law. As Woolaston et al. observe, ‘First Nations Australians are disproportionately affected by pandemics’,Footnote 82 which has the potential to exacerbate existing social inequalities.Footnote 83 Implementing ILM to address the ecological determinants of pandemics is therefore central to empowering First Nations people to overcome disadvantage. Nevertheless, on Gostin et al.’s account, ILM is not an example of public health law. This initiative sits outside the ambit of his definition, as Gostin et al. contends that the government is solely responsible for regulating risk.Footnote 84 ILM is not a government initiative, as these practices are undertaken by non-state actors, including First Nations people, groups, and organisations.Footnote 85 This raises two questions: does ILM fall within Black’s conception of regulation? And if so, is ILM a method of regulating risk?
Returning first to Black’s criteria for regulation: intention, the temporal dimension, the problem-solving orientation, and specificity. ILM satisfies the first of these criteria, as it is a deliberate practice that First Nations people engage in, distinct from unintentional forces like weather. Similarly, it reflects the ongoing nature of regulation, due to its longevity. Such practices are deeply rooted in Indigenous culture, having evolved over 50,000 years.Footnote 86 ILM is also orientated toward a variety of distinct problems, such as controlling invasive species and habitat restoration. Taken together, these issues are representative of an overarching problem: ecological damage. While ILM encompasses numerous practices, they are unified in their orientation toward this problem.
As Black observes, three outcomes distinguish regulation from other forms of problem-solving: standard setting, information gathering and behaviour modification. Beginning with standard setting, ILM involves altering the environment with reference to standards. For example, fire management is undertaken with reference to ‘Indigenous customary patterns and science’.Footnote 87 These customary practices are linked to a reduction in greenhouse gases and wildfires.Footnote 88 ILM similarly encompasses information gathering. In a survey of 153 ILM projects, Leiper et al. found that monitoring and surveying animals, plants, and ecosystems was the most common activity. These practices centre on recording information about ecological changes to inform conservation management.Footnote 89 Finally, ILM includes practices that modify human behaviour to promote One Health. For example, the Yolnga people control access to regions in north-east Arnhem Land using an access permit system. The permits were introduced to combat ecological damage that stemmed from unfettered access.Footnote 90
As ILM satisfies Black’s criteria, we contend that it is a form of regulation. We can turn then to our final question: is ILM a method of regulating risk? As Gostin et al. observe, balancing the common good against liberty is a defining aspect of public health law.Footnote 91 Thus, if ILM is to be a form of public health law, it must balance these competing interests. The Yolnga people showcase how ILM regulates risk. Restricting access to land infringes on the liberty of those who would otherwise travel unimpeded. Yet this infringement is justified, as it protects a common good (ecology). Prioritising conservation efforts ultimately benefits public health also, given its interconnectedness with ecology. It follows that ILM embodies the themes that define public health law. We argue that One Health practitioners do more than inform the state’s regulation of public health; at least in some cases, their practices are a form of public health law. As such, a decentred conception of public health law is important to the ongoing development of public health law.
17.5 Conclusion
In this chapter, we have argued that One Health approaches indicate the need for a re-conceptualisation of public health law. One Health offers an opportunity to move away from Enlightenment presumptions and broaden our understanding of what it means to regulate public health in a non-anthropocentric and de-centred manner. We have argued that a failure to recognise the interdependence between humans and nature unnecessarily limits the scope of public health law and creates barriers to achieving desired public health outcomes. Additionally, the focus on the state as being the only legitimate regulatory actor in the public health space limits the impact of effective, more integrated public health interventions led by non-state actors, particularly in the context of First Nations land management and in a globalised world. What does this mean for the reframing of public health law into the twenty-first century?
We need to begin by reconceptualising the definition of public health law. Returning to Gostin, Wiley, and Frieden’s definition of public health law:
Public health law is the study of the legal powers and duties of the state to assure the conditions for people to be healthy (to identify, prevent, and ameliorate risks to health in the population) and the limitations on the power of the state to constrain the autonomy, privacy, liberty, proprietary, or other legally protected interests of individuals for the common good.Footnote 92
The implications of our argument in this chapter are that the definition of public health law needs to move away from its roots in the Enlightenment by addressing its anthropocentric and positivist foundations. The core of public health remains prevention. But effective prevention can only occur by, the evidence, understood broadly, tells us, acknowledging, understanding, and addressing the interconnectedness of people, animals, and the environment. Prevention is also the role of everyone; there are a variety of actors with formal and informal regulatory functions in this space. Building on Gostin, Wiley, and Frieden’s definition, a new definition of public health law that moves on from its Enlightenment roots could be:
Public health law is the study of the formal and informal regulatory tools used by state and non-state actors to assure the conditions for health (to identify, prevent, and ameliorate risks to health in the populations of humans and animals and in the environment).Footnote 93
If we reformulate the definition of public health law in this way, what may some of the practical implications of this be? Currently, actors, government or non-governmental, are often both highly siloed and give pre-eminence to the concerns and needs of humans. A major reconsideration of the structure and scope of organisational actors would need to occur to enable a One Health-influenced definition of public health law. Decentring public health law from government recognises the broader range of actors in the public health space. It also acknowledges that the impact of capitalism and other political trends sees many governments continue to retreat from comprehensive engagement in the business of prevention, leaving that space open to non-state actors, particularly at the global level. This reformulation has the potential for the employment of and valuing of a wider range of evidence in public health law; important given that what we have traditionally considered evidence is also impacted and constrained by Enlightenment thinking.Footnote 94 To address public health effectively, One Health reminds us that we need to attend to our interdependencies with each other, with other animals, and with the environment.Footnote 95 The more holistic approach suggested by One Health is critical to the continued evolution of public health law as the twenty-first century progresses.
18.1 Introduction
Many nature conservation and animal protection advocates argue that thirty years of ‘sustainable use’ has failed to deliver meaningful ecological sustainability or improved protections for animals from most avoidable harms.Footnote 1 This observation is informed by the ongoing decimation of natural abundance and vitality in the pursuit of infinite economic growth within a finite system of resources. Instead, the idea of sustainable use and the sustainable development paradigm have legitimised ever more rapacious forms of exploitation of both animals specifically and the environment more generally. It was recognised as long ago as 2001 that, ‘More people are using more resources with more intensity that at any time in human history.’Footnote 2 Lavinge argues that, ‘The only thing we have managed to sustain, it seems, are the economies of developed nations, and – despite all the evidence to the contrary – the idea that “sustainable development” is the solution to the world’s ills. In short, sustainable development … has failed to achieve its objective.’Footnote 3
The One Health policy framework offers an appealing model to policy advocates disillusioned with the sustainable use narrative, because it seeks to expressly align considerations of human, non-human, and environmental health in a single conceptual framework. South Africa has endorsed the One Health Approach, manifesting support for the concept through a National One Health Forum with diverse membership drawn from the national Department of Agriculture, Land Reform and Rural Development (DALRRD), the Department of Health (DOH), the Department of Forestry, Fisheries and the Environment (DFFE), and supported by research institutions, academia, the veterinary industry, environmental health officials, NGOs, and international organisations like the World Health Organization (WHO). Yet commercial interests continue to expand the exploitation of the environment generally and animals more particularly, often in ways overtly at odds with the ethos of One Health. This is often abetted both in practice and policy by government, with this abetment justified in South Africa by the pressing need for poverty alleviation, which in turn is usually premised on economic growth.
This work will argue that the theoretical appeal of acknowledging the overlapping dependencies that unpin the framework is of itself entirely inadequate to arrest and reverse the destruction of the environment and the institutionalised suffering of animals in practice. It will explore the practical application of One Health in two South African contexts – the commercial ranching of wildlife species and intensive animal agriculture – and examine whether the One Health framework is impacting policy design and implementation in these two contexts. It will close by exploring what might be done to operationalise the philosophy of One Health more fully, and the implications of such progress for the relationship between humans, non-human animals, and the environment.
18.2 Understanding the One Health Policy Framework
The rationale of the One Health framework is not new, with the origins of an integrated approach to human and non-human health sciences dating back to the 1800s.Footnote 4 The idea of ‘one medicine’ reflected the intuitive understanding that better health could best be pursued by understanding both the human- and non-human animal condition. In practice, however, veterinary and human medicine have long been institutionally distinct, perhaps reflecting the anthropocentric bias that underpins much western thought on the relationships between human beings and the rest of nature. More recently, growing concerns with zoonotic disease have re-highlighted the interrelationships between human and animal health, and the greater environment as a whole. The One Health concept has been widely promoted by the Food and Agriculture Organization of the United Nations (FAO), the WHO, and the World Organisation of Animal Health (WOAH, known formerly as the OIE) as a tool to address these issues of growing concern.Footnote 5
One Health has many definitions, most of which convey the general idea of converging interests and correspondingly co-operative policy responses across three different spheres of concern: non-human animals, human animals, and the broader environment. Yet few definitions offer any tangible direction as to what form this co-operation should take. This general framing may allow different stakeholders to all embrace common terminology and facilitate dialogue about health concerns at the interface between the three component branches of the concept. Yet, such a broad definition does little to highlight tensions inherent in realising desired outcomes with respect to the interests of humans, good health for animals and a protected environment as a whole. Indeed, as the pressures on animal and environmental health continue to grow under the relentless expansion of human consumption, the concept presents a fresh lens to identify health issues at the human–animal interface (for example, food security and safety, disease management), and perhaps also a deeper look into environmental health (conservation of biodiversity and climate change), but little by way of direction as to how all three issues could be addressed simultaneously.
A further complication arises within our understanding of the term ‘health’ itself. Human health is generally understood as encompassing both physical and mental well-being, but animal health is still largely considered simply as the absence of physical disease.Footnote 6 As the science of animal cognition and subjective experience advances, the mental experiences of animals are becoming better understood, and fulfilment of mental health standards should accordingly be a valid enquiry into the determination of animal health. Giving due regard to the consideration of non-human mental health will have massive implications for industries that currently exploit animals in ways that ignore animals’ own interests so as to satisfy human ends, and especially for those who currently measure animal health merely as the absence of disease. Nicks and Vandeheede argue that until such time that mental wellbeing forms a valid part of the enquiry into animal health, considerations of animal welfare should be included within the determination of factors in assessing animal health.Footnote 7 Arguments for defining animal health in this way, and the importance of broader welfare concerns as an element of animal health, will be returned to in sections on the use of wildlife and farmed animals below.
18.2.1 South Africa’s Endorsement of One Health in Theory
The South African National Department of Health (DOH) established the National One Health Forum (NOHF) in 2014 to detect, respond and prevent zoonoses, to comply with the International Health Regulations with respect to the detection and response to zoonotic events in South Africa through improved sectoral collaboration to secure optimal animal, human and environmental health.Footnote 8 Local participation mirrored the international tripartite arrangements of the WHO, the FAO and the WOAH; membership of the NOHF includes DALRRD, DOH and DFFE, supplemented by research institutions, academia, vet industry, environmental health officials, and NGOs. The expressed purpose of the forum is to pursue optimal health for people, animals, and the environment, with terms of reference addressing the following priority areas: surveillance programs, gaps and challenges, training needs, to ensure safe food supply, communication, outbreak and disaster preparedness, and identify research gaps.
18.2.2 The Department of Forestry, Fisheries and the Environment
In May 2016 a zoonoses prioritisation exercise was attended by an expert group and work is underway in 2024 to develop a One Health Framework and Implementation Plan Adoption of One Health by the DFFE. The DFFE formally recognises One Heath as a significant tool in environmental management, claiming it as an integrating unifying approach that aims to sustainably balance and optimise the health of people, animals, and ecosystems.Footnote 9 That department has recognised four focus areas for One Health implementation: Chemicals and Waste Management, Biodiversity and Conservation, Fisheries Management, and Air Quality Management.Footnote 10 However, despite this program framework, and although the DFFE recognises increased risk of diseases transmission through climate change, negative impacts to biodiversity through land-use change, over-exploitation, pollution, and invasive species impacts, One Health as a management tool barely warrants a mention in a whole raft of recent conservation policy documents made public by the Department. The 2020 ‘High Level Panel Report of Experts for the Review of Policies, Legislation and Practices on Matters of Elephant, Lion, Leopard and Rhinoceros Management, Breeding, Hunting, Trade and Handling’,Footnote 11 for example, mentions One Health once in 582 pages of wildlife policy analysis (and only in reporting a stakeholder proposal that it be adapted as a management tool).Footnote 12 The ‘White Paper on the Conservation and Sustainable Use of South Africa’s Biodiversity’ does not make a single reference to the concept.Footnote 13 Similarly, the ‘Policy Position on the Conservation And Ecologically Sustainable Use of Elephant, Lion, Leopard and Rhinoceros’, finalised in April 2024, makes no mention of One Health whatsoever.Footnote 14 It is clear that the concept is far from being the ‘significant tool in environmental management’ claimed by the DFFE, much less that it is providing ‘an integrating unifying approach that aims to sustainably balance and optimise health of people, animals and ecosystems’ as asserted by the DFFE.Footnote 15
18.2.3 The Department of Agriculture, Land Reform and Rural Development
The agricultural policy ambitions of DALRRD are set out in the Integrated Growth and Development Policy for Agriculture, Forestry and Fisheries.Footnote 16 The Agricultural Policy Action Plan (APAP) seeks to operationalise the policy framework into concrete steps. There is no mention of One Health in the APAP, probably reflecting a pre-Covid, pre-SARS era when zoonotic diseases were not recognised as significant public health concerns.
The DALRRD Ministerial Representative on the South African Veterinary Council has since recognised that, ‘We have a common goal of optimal health for humans and animals, and to ensure a sustainable environment for our future existence. The One Health approach brings together expertise and resources to achieve this goal.’ However, there is no explanation evident of how this is to be achieved in practice. Notably, DALRRD did not present at the 2024 National One Health Forum Workshop, and there is not a single mention of One Health as an operational tool or performance measure in the DALRRD Annual Performance Plan 2023/24.Footnote 17
18.3 One Health and Sustainable Use in Practice
18.3.1 Sustainable Use as Government Policy
In 2011, the National Planning Commission published the National Development Plan, a comprehensive analysis document that sought to map out a poly-centric policy framework to reduce poverty in South Africa. It recognised nine central socio-economic challenges requiring integrated solutions.Footnote 18 It also recognised that threats to the environment ‘are real and growing’,Footnote 19 and that, ‘[a]lthough climate change is the chief ecological challenge, others closely linked also pose serious risks such as water scarcity, pollution, food production and safety and depleted fishing stocks’.Footnote 20
The Bill of Rights of the South African Constitution sets out a right to a safe environment, protected for benefit of present and future generations,Footnote 21 to be achieved, inter alia, through the fulfilment of positive duties by the state to effect reasonable legislative and other measures directed at the achievement of the specific rights and the general principles of the Constitution. The right to environment in Chapter 2 of the Constitution sets out:
Environment
24. Everyone has the right –
(a) to an environment that is not harmful to their health or wellbeing; and
(b) to have the environment protected, for the benefit of present and future generations, through reasonable legislative and other measures that –
(i) prevent pollution and ecological degradation;
(ii) promote conservation; and
(iii) secure ecologically sustainable development and use of natural resources while promoting justifiable economic and social development.
Clearly the quest for economic growth as a foundation of poverty alleviation exists in tension with protecting and restoring a degraded environment, and this tension is evident in the wording of Section 24(b)(iii). Yet the government did not formalise a definition of the sustainable use of natural resources until June 2023.Footnote 22 In the interim, South Africa developed a substantial and diverse range of mature and sophisticated businesses that exploit the environment in new ways, most importantly in this context through the increasing domestication and commodification of wildlife. Such exploitation, which now constitutes a material component of the ‘biodiversity economy’ and is recognised as such in the National Biodiversity Framework, is premised on the notion of private ownership of wild animals originally established by the Game Theft Act 105 of 1991.Footnote 23 South Africa’s controversial captive lion breeding industry, with the associated revenue generators of lion cub petting, human interactions with sub-adult animals, canned hunting and lion bone export is an example of this extreme form of private ownership of wild animals. ‘Put and take’ trophy hunting of managed wildlife species, and the ranching of wildlife for sport hunting, trade, and game meat are further examples.
These activities are premised on an extractivist interpretation of sustainable use, which relies on a reading of Section 24(b)(iii) of the Constitution which favours the ‘use of natural resources’ wording over the provisions requiring the promotion of conservation, the protection of the environment for the benefit of future generations, ecologically sustainable use and justifiable economic social and economic development (own emphasis). Such views presuppose that the benefits of income-generating activities which are demonstrably harmful to animals and the environment transcend other considerations in the Bill of Rights, such as genuine conservation,Footnote 24 the right to live free from violence,Footnote 25 and the right to dignity.Footnote 26 Many of the activities which intensify the production and exploitation of wildlife come with other policy risks, and they arguably fail to accord with established court jurisprudence recognising that,
[c]onstitutional values dictate a more caring attitude towards fellow humans, animals and the environment in general, and that the law has recognised that it relates (a)nimal welfare to questions of biodiversity. Animal welfare is connected with the constitutional right to have the “environment protected … through legislative and other means”. This integrative approach correctly links the suffering of individual animals to conservation, and illustrates the extent to which showing respect and concern for individual animals reinforces broader environmental protection efforts. Animal welfare and animal conservation together reflect two intertwined values.Footnote 27
Despite this clear statement of the law by the nation’s highest court which explicitly rejects an instrumental view of wild animals as commodities, government support for sustainable use of ‘faunal resources’ remains resolute.Footnote 28 In 2023, the Minister of Forestry, Fisheries and the Environment promulgated the Game Meat Strategy of South Africa.Footnote 29 This strategy seeks to, inter alia, ‘unlock the full potential of the natural game meat industry’, with product that is ‘ethically produced with less or no impact on the environment or biodiversity’, and which is ‘safe, traceable and produced within the regulatory framework governing the wildlife sector and food safety protocols’.Footnote 30 This sounds good in practice, but South Africa’s wildlife ranching industry does not materially fulfil the requirements above. The DFFE’s own 2018 ‘Report on Intensive and Selective Game Breeding’ noted that, ‘intensive management and selective breeding of game poses a number of significant risks to biodiversity at the ecosystem and species levels … and may compromise the current and future contribution of the wildlife industry to biodiversity conservation’.Footnote 31 The harms inherent in intensive wildlife production include landscape fragmentation, hazardous chemicals, concentration of desired species, killing and/or removal of conflict species, the disruption of normal predation, biological invasion, pest control resistance, rare wild species removal, deleterious gene expression, reduction of genetic material and associated diversity, outbreeding depression, physiological stress, species domestication, the disruption of natural selection and reduced meat for human consumption.Footnote 32 Given this extensive list of identified harms, it is not surprising that a central recommendation of the ‘Report on Intensive and Selective Game Breeding’ was to phase out intensive wildlife production, a recommendation entirely inconsistent with the sustainable use business model of much of the wildlife ranching industry in South Africa.
Here we see then a practical demonstration that the pursuit of the human leg of the One Health triad, in this illustrative case of the sustainable use doctrine manifesting in the DFFE’s Game Meat Strategy, has very real and apparent detriment to the other two legs. Given that the Game Meat Strategy also proposes self-regulation of the industry, it is apparent that the pursuit of this form of sustainable use can hardly be understood to fulfil the One Health Framework at all. Indeed, this is arguably the case for many elements of the biodiversity economy: the intensification practices on which wildlife ranching, captive breeding, and ‘put-and-take’ trophy hunting depend often pose significant risks not only for animals but also for human and environmental health.
18.3.2 One Health in Practice and Intensive Animal Agriculture
We know now that the intensification of production of wild animal species, in systems that increasingly mirror methods of agricultural production, can lead to practices inconsistent with the sound management of biodiversity.Footnote 33 Habitat fragmentation, intolerance for predators, selective breeding for unnatural traits, and overstocking of preferred species have negative impact on both biodiversity and animal health. The transport of animals, intensive confinement, poor genetics, and inappropriate diet can also escalate disease risk. These issues are not confined to wildlife ranching. They manifest most significantly in the context of intensive animal production for food. Furthermore, the looming public health challenges of zoonotic disease and anti-microbial resistance are most obviously illustrated in the context of intensive animal agriculture. Concentrated animal feeding organisations are now comprehensively recognised as potential reservoirs for both animal and human disease, posing a substantial and immediate risk to public health.Footnote 34 They are also the largest sectoral contributors to both terrestrial and marine pollution,Footnote 35 as well as a significant driver of both biodiversity loss,Footnote 36 as well as climate change.Footnote 37 There are increasing calls for specific preventative interventions to address diseases like Highly Pathogenic Avian Influenza (HPAI) and Severe Acute Respiratory Syndrome (SARS). Indeed the revival of One Health as a relevant policy framework owes much to the challenges posed by these diseases.
Yet, little is being done to address the root causes of these zoonoses. The numbers of animals raised and killed for food globally continues to rise, now at 83.3 billion terrestrial animals per year at the last count.Footnote 38 Most of these animals are raised in intensive confinement facilities. The UN forecasts that demand for meat will continue to rise, and growing calls for transitions to plant-based food systems are yet to yield meaningful change in practice.Footnote 39 The animals used in these systems cannot be understood to enjoy even the narrow definition of health (freedom from disease), much less the broader definition that gives regard to their mental wellbeing. Indeed, these facilities are typically the antitheses of healthy, high-welfare animal husbandry. To the extent it is being applied to this massive and unsustainable industry, the One Health framework is used to motivate not for structural reform (reduction in intensive animal production) but for symptomatic technology solutions (new vaccines to counter disease and new genetics for improved ‘natural’ resistance).Footnote 40 Yet there is no escaping the environmental costs: the pollution impacts and reduction in the food balance by growing feed for animals instead of food for people simply cannot be ignored.
In 2023, the South African animal production sector battled a range of farmed animal diseases including blue tongue, African swine fever, highly pathogenic avian influenza (HPAI) and African Horse Sickness.Footnote 41 DALRRD has active programs to manage HPAI, yet despite these programs in 2023 the poultry industry lost 8.5 million birds due to disease and or pre-emptive culling.Footnote 42 There has been a prolonged national shortage of vaccines, leading to material animal health issues, further highlighting the vulnerability of this sector to animal disease. Yet, the DALRRD website continues to promote the production of pigs, sheep, goats, and cattle as part of that organisation’s development agenda. The stated aim of the Animal Production directorate is
to make sure that the livestock industry performs at its optimum capacity, with emphasis on providing support to emerging black farmers to be able to participate in the mainstream activities (e.g. marketing, value-add etc.), through introduction of programmes such as the Kaonafatso ya Dikgomo (Cattle Improvement), Provincial Aquaculture, Milk Recording, and Livestock and Poultry support within rural development nodes. Other key programmes include the Goat Productivity Improvement and the Development of Feedlot/Grasslot facilities within the rural development nodesFootnote 43
In 2021 DALRRD proposed further amendments to Meat Safety and Animal Improvement Acts which would have facilitated the intensification of wildlife production. This initiative is entirely contrary to the DFFE policy of reversing the intensification of wildlife ranching. There is no acknowledgement within the agricultural policy framework of the environmental and human health harms implicit in these strategies, much less an effort to align policy within a multi-centric framework such as One Health.
18.4 Critique of One Health Framework in Practice
It is clear that the One Health model has brought a positive impact at a global policy level. In March 2022, the United Nations Environment Program joined the so-called global Tripartite – the FAO of the United Nations, the WHO, and the WOAH – to form the Quadripartite. In the year that followed, the Kunming-Montreal Global Diversity Framework was agreed, and the UN General Assembly resolved that a clean, healthy, and sustainable environment is a basic human right. Inger Andersen, the Under-Secretary General of the United Nations and Executive Director of the United Nations Environment Program claims that the One Health Joint Plan of Action and the associated One Health High-level Panel have been instrumental in this progress.Footnote 44
Yet even Ms Andersen recognises that operationalising One Health will be a key challenge. She argues that, ‘We must ensure that the world fully understands and acts on the overarching drivers of health risk, including climate change, land-use change, and environmental degradation’,Footnote 45 noting that the One Health approach must be integrated into national biodiversity strategies and action plans, and must support sustainable food systems transitions. But there is precious little by way of practical steps on how this might be achieved. So although we are seeing movement in terms of global policy, One Health remains a challenging concept to implement in practice at a national level. There are two salient reasons for this, explored in more detail in the South African context.
18.4.1 One Health Not Applied in South Africa’s Policy Framework
Although both the DFFE and to a lesser extent DALRRD profess to embrace the One Health framework in principle, we see in practice that it is not employed in any meaningful way to inform policy. It is virtually invisible in both the wildlife and agricultural policy frameworks. Unless it is actively adopted in the policy frameworks of environmental conservation, agriculture, and health, it is difficult to imagine how it can have any impact whatsoever. One other alternative might offer more prospects for adoption, and that is to embed One Health in the poly-centric policy framework of a ‘just transition’. This will be explained further in the final sections of this chapter.
18.4.2 Anthropocentric Bias in Implementation
The One Health framework aspires to frame a dialogue about balancing different requirements which manifest harm and benefit over different time scales. It seeks to reconcile short-term easily quantifiable commercial benefits to humans (human food supply, for example) with externalised harms to non-humans (animal health, which in the broader sense includes welfare) and negative impacts on the greater environment (eliminating pollution and promoting conservation). It is an attractive idea that these three outcomes can and should be aligned, but at an implementation level, we find they often exist in tension. The pursuit of low-cost food derived from animal sources continues to come at significant cost to animal health and the broader environment. These costs are now so severe, ironically, that they are starting to feed back and impact human health, through poor diet, zoonotic disease, degraded water and air, destruction of biodiversity, and climate change. Far from balancing the needs of the One Health triad, our modern global economy continues to externalise costs onto vulnerable groups, animals and the environment, and the calls for reform find their origins not in a One Health analysis, but principally in anthropocentric concerns about human needs.
18.5 Conclusions
Proper fulfilment of the One Health framework will require not just the symbolic adoption of an ethos of One Health, but a deliberate conscious effort to make significant practical changes to the way political and economic systems currently interact with animals and the broader environment. If the concept is to yield meaningful practical impact, the second and third legs of the One Health triad cannot continue to be subordinated to short-term anthropocentric interests. The underlying assumption of human exceptionalism will have to yield to an eco-centric consciousness which in turn informs new ways of organising human society that give due regard to the protection of animal health (in the broader sense) and the health of the environment. We already know that free-market forces need to be tempered to protect vulnerable groups – women, children, minorities, animals – from the logic of neo-liberal capitalist wealth accumulation, and to sustain the ecological systems on which all life ultimately depends. Giving proper effect to the One Health framework will require a greater deference to our common interests of protecting the environment and all beings that live within it.
In agriculture, a meaningful adoption of One Health would require a transition away from intensive high-volume animal production as a cornerstone of contemporary food systems. To do so we would need radical changes: true-cost accounting food production, and major policy and legislative shifts to recognise externalised costs and restrict relevant industries accordingly. We would need to end subsidies for harmful agricultural and environmental practices and materially support environmentally friendly food production systems. We would need to challenge corporate power in the food systems, addressing the practical immunity of vertically integrated food companies for harms currently externalised with transparent mechanisms addressing direct corporate, shareholder, and director liability for harms caused to animals and the environment.
In the conservation space, we would similarly need to transition management frameworks away from limited protected areas and the sustainable use of natural resources by the wealthy towards an ecosystem approach to health and conservation policy. Such a transition would recognise the public interest in protected ecosystem services and limit the private harvesting of such benefits by giving due regard to animal (in the broader sense) and environmental health. At a minimum, this would require reframing the sustainable use/development narrative to incorporate human and animal health risks and genuine environmental conservation concerns.
The Wild Law Institute has proposed a new conceptual framework of harmonious co-existence to regulate our interactions with nature.Footnote 46 Building from the 2022 Conference of the Parties to the Convention on Biodiversity, and the 2050 Vision for Biodiversity of the Kunming-Montreal Global Biodiversity Framework, harmonious coexistence seeks to displace the assumption that economic growth will increase social wellbeing with a new narrative that puts ecological sustainability at the centre of governance. Such a framework takes an eco-centric management approach, replacing the human-centric ethos which prevails currently, one which gives due regard to the inter-connectedness, and inter-dependency of all life on earth. As such, it provides a conceptual foundation for frameworks such as One Health and provides clear direction that economic expediency should no longer crowd out valid considerations of animal and ecosystem health.
Implementing changes such as those proposed above will require the unseating of multiple powerful groups with interests vested in the status quo. This seems unlikely without legislative intervention. Current struggles to agree on and implement climate change mitigation strategies, and to restrict only a few of the more egregious harms suffered by animals in food production and wildlife ranching demonstrate the enormity of this challenge.
Murcott has argued that the concept of ‘transformative constitutionalism’ can facilitate a more eco-centric approach to law and policy in South Africa.Footnote 47 She recognises that the environmental right in the South African Constitution imposes a positive duty on the state to take reasonable measures to protect the environment for present and future generations. She argues further that the implementation of the National Environmental Management Act is to be informed by principles that require the avoidance or at least the minimisation of harm to the environment,Footnote 48 and that social justice, ‘is dependent on well-functioning ecological systems’. In other words, the Constitution requires not only fulfilling the specific rights in the Bill of Rights, but more generally, the fulfilment of the social justice outcomes set out in the Preamble requires good environmental health. Protecting the environment therefore becomes a necessary condition of constitutional fulfilment and social justice, not a trade-off to be considered when considering short-term human expediency. By recognising both the immediate and future requirement of a protected environment as an element of social justice, the environmental health leg of the One Health triad is emphasised, and may not be dismissed in subordination to short-term human interests.
Similarly, in South Africa’s response to the climate change crisis, the Presidential Climate Change Commission has adopted a ‘Just Transition’ framework.Footnote 49 Clearly the required transition to a low-carbon economy will adversely affect some people and advantage others. Understood in the narrow sense, the notion of a just transition requires the protection of those persons who lose livelihoods; for example, those in the thermal coal power generation value chain. But in the broader sense, a just transition must also consider those who suffer the impacts of climate change, for whom urgent mitigation is no longer sufficient and urgent assistance in adapting to a new climate reality is a priority. Of course, climate change affects more than just the climate. Biodiversity is materially impacted as well, and climate change can be understood as a major driver undermining ecological sustainability. A just transition therefore requires due regard be given to environmental health as a whole and the health of the animals with whom we share that environment more specifically. Framing the One Health Triad this way mitigates against the subordination of environmental and animal health; it provides a more engaged and nuanced argument that all three elements need to be sustained simultaneously.
Our current reality of inter-related poly-centric socio-ecological crises requires an urgent response from all governance stakeholders. The One Health framework offers a useful tool to re-frame current human exceptionalism, perhaps by replacing narratives of human exceptionalism and sustainable use and development. But to be effective, it will have to be adopted in practice, not just in principle and implemented by skilled and committed stakeholders capable of driving real change within and beyond current economic and governance practices. Even if this is the case, it is unlikely that the One Health Framework alone will yield the type of systemic change required to secure human, environmental, and animal health. It will need to be supported by ‘roadmaps’ or workplans with clear policy outcomes, which expressly and systematically target all practices that undermine human and environmental health if it is to be effective. By linking poor animal and environmental health back to detriment to human health, the One Health framework may be one tool to start this urgent and critical process. Building the model from a framework into a practical transparent model of change could be an important first step.